- CIBC (New York, NY)
- …is conducted through three primary entities, CIBC Private Wealth Advisors, Inc., an SEC registered investment advisor (" RIA "), CIBC National Trust ... control of operational, reputation and legal, strategic, market, credit, investment and liquidity risk, collectively "CIBC Risk", incurred by...years of experience in a compliance position at a registered RIA , broker dealer or bank. +… more
- Equitable (Greenville, SC)
- … advisory products and services offered through Equitable Advisors, LLC, an SEC- registered investment advisor . Annuity and insurance products offered ... in the financial services industry seeking a more comprehensive platform . We also seek and develop people of all...being a Certified Financial Planner, to a junior or senior partner in a firm model, to employee and… more
- World Insurance Associates, LLC. (Red Bank, NJ)
- …Specialist for a fast-growing and highly acquisitive retail broker/dealer and federally-covered registered investment adviser ( RIA ) with a national ... Required * Must have experience with Pershing's NetX360+ * Experience with Envestnet's Advisor Platform Technology - Preferred * PershingX (formerly Albridge) *… more
- Equitable (Charlotte, NC)
- …and growing team of dedicated professionals that focus on Equitable Advisors platform of investment products and advisory solutions. Responsibilities of the ... of multiple, smaller projects + Develop formal recommendations and presentations for senior management + Motivate staff and ensure that proper management practices… more