- Raymond James Financial, Inc. (St. Petersburg, FL)
- …verbal feedback/training to the CIU analysts. * Prepares reports for the AML Quality Control Manager and Senior Management. * Assists with special ... (metrics) that will be utilized by the AML Senior Management team to analyze quality trends and patterns. Leads large or multiple projects with significant… more
- TD Bank (Mount Laurel, NJ)
- … TD Bank, in consideration of this, has established a pre-filing SAR and CTR review quality control function to ensure that work completed by TD Bank FCRM ... professional work experience + 10+ years of experience **Preferred Skills:** + Quality Control + SARS **Customer Accountabilities:** + Oversees a function… more
- TD Bank (Falmouth, KY)
- …for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** Senior AML Financial Crime Risk Specialist - Policy Governance & ... being followed. Lead mapping of policies and standards to enterprise requirements. The Senior AML Financial Crime Risk Specialist role leads the development of… more
- JPMorgan Chase (Columbus, OH)
- …innovative thinking, challenging the status quo, and striving to be best-in-class. As an AML /KYC Officer II, Senior Associate in the AML /KYC Governance and ... quality and timeliness. Facilitate recommendations and escalate to senior management as needed. + Prepare and present management...PATRIOT Act, FinCEN and FINRA requirements + Maintain the AML /KYC risk management and control framework to… more
- TD Bank (Mount Laurel, NJ)
- …junior investigators to improve case quality . To be successful in the Senior AML Financial Crime Risk Investigator role, an individual should possess a ... of Business:** Financial Crime Risk Management **Job Description:** **Job Description:** The Senior AML Financial Crime Risk Investigator conducts end to end… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... Description:** This job is responsible for auditing Financial Crimes and Anti-Money Laundering ( AML ) Risk within Lines of Business (LOBs) ranging in scale and scope.… more
- Citigroup (Tampa, FL)
- …+ AML Product Risk Program + AML Digital Risk program The AML Prevention Head interacts at the senior executive level within and outside Citi, including ... KYC function to our Auditors and Regulators at a senior level and represent Citi in industry AML...experience in program management. **Job Family Group:** Compliance and Control **Job Family:** AML Compliance & Risk… more
- Citigroup (O'Fallon, MO)
- …timelines, providing resolutions to issues encountered. + Orchestrates a feedback loop with Quality Assurance and Quality Control partners to review and ... The KYC Operations Senior Manager is a senior management-level...of a team or department to provide Anti-Money Laundering ( AML ) monitoring, governance, oversight and regulatory reporting services in… more
- Scotiabank (New York, NY)
- …coverage, and strategy, assessing and opining on remediation of issues and the control environment across US BSA/ AML and KYC Onboarding, supporting the ... ensure issues raised by their team are understood by senior management and that corrective action will be taken;...mentors/coaches. **What You'll Bring** + 12+ years working in AML , Internal Audit, Risk and Control , Regulatory… more
- Ally (Raleigh, NC)
- …capabilities across the Ally Enterprise and Business Lines. The Data Science Manager of AML Monitoring will be working with senior leaders, AML ... organization, providing tactical execution and compliance leadership for critical AML functions including customer risk scoring, and various ...Machine Learning) * Manage a team to assess the quality of the data for model development as well… more
- TD Bank (New York, NY)
- …the Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML /ATF/Sanctions/ABAC expertise, works independently and is ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight… more
- Citigroup (Tampa, FL)
- …AVPs in the team to create and issue periodic and ad hoc reports for Senior Compliance Officers based on key AML Program performance indicators to maintain ... International AML Metrics and Reporting team is responsible to...or regulatory compliance. + High attention to detail and quality + Demonstrated analytical and problem-solving skills. + Demonstrated… more
- Citigroup (Tampa, FL)
- …Crime Support teams and the business. + Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance ... escalated matters; further escalate unusual activity as needed. Advise senior management on next steps. + Create, develop and... Certification, a plus **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:**… more
- Citigroup (Tampa, FL)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... the root cause of issues and impacts to business, make recommendations to Senior Management on process and control enhancements. This job description provides… more
- Citigroup (Jersey City, NJ)
- …Crime Support teams and the business. + Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance ... of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately...degree or equivalent experience **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:**… more
- Citigroup (Tampa, FL)
- The Quality Control (QC) team acts as...) Americas Operations Unit Investigation Analysts, Junior Analysts, and Senior Analysts as a control to ensure ... leads and/or unit manager. + Participates/Leads in calibration sessions within the Quality Control Department. + Supports coaching efforts of investigative… more
- US Bank (Columbus, OH)
- …maintaining and enhancing the Bank's Anti-Money Laundering Transaction Monitoring systems. The quality control duties include ensuring that the code accurately ... analysts focused on the Design and Execution team, which oversees change control for transaction monitoring model code and supports modernization projects. This team… more
- Bank of America (Charlotte, NC)
- …improvement. **Line of Business Job Description:** The Global Credit, Anti-Money Laundering ( AML ) & Onboarding Organization is a central control function which ... Sr Operations Consultant - Business Controls AML Operations Charlotte, North Carolina **Job Description:** At...communications are managed centrally + Provide regular reporting to senior leadership on status and ongoing planning for up-and-coming… more
- Federal Reserve Bank (New York, NY)
- …an Examiner-in-Charge for large-scale reviews of complex institutions to evaluate the quality and effectiveness of BSA/ AML compliance risk management practices ... the relevant supervised firm's business models and the adequacy of the compliance control framework for addressing such risks. In addition to participating in and… more
- Bank of America (Seattle, WA)
- Client Quantitative Analytics Manager - AML Charlotte, North Carolina;Belfast, Maine; Seattle, Washington; Plano, Texas; Richmond, Virginia; Fort Worth, Texas; New ... & client responsibilities across a targeted group of Analytical resources consisting of Senior Analysts, Team Leads, and Analysts; serving one or more senior … more