- MUFG (New York, NY)
- …procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong risk principles + Ability ... Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is...pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of… more
- Morgan Stanley (Purchase, NY)
- …Stanley sponsored benefit programs. * #LI-AJ1 * **Job:** **Wealth Management* **Title:** * Assistant Vice President - Risk and Controls Officer * **Location:** ... negative news processes, among others, for Morgan Stanley. *Responsibilities:* The Assistant Vice President, Risk and Controls is responsible for assisting in… more
- ManpowerGroup (Holyoke, MA)
- …include the following.** (Other duties may be assigned) + Partners with the Assistant BSA Officer , Bank Secrecy Analysts and business line management ... assists in the administration of all aspects of the Bank Secrecy Act compliance program...analysis of significant transactions or unusual activity to the Assistant BSA Officer . + Makes… more
- US Bank (Concord, CA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Assistant position, reporting to the Chief Digital Product Officer , will serve as a key administrative partner and… more
- Heritage Financial Credit Union (Newburgh, NY)
- …of accounting principles. This position requires that the employee gain a working knowledge of Bank Secrecy Act ( BSA ) requirements and how they will ... all requirements of the BSA and cooperate with the designated BSA Officer in assuring compliance. Experience Required: General Ledger/Reporting experience… more
- Heritage Financial Credit Union (Middletown, NY)
- …and good communication skills. This position requires that the employee gain a working knowledge of Bank Secrecy Act ( BSA ) requirements and how they will ... as appropriate. + Acts as a backup to the assistant collector in their absence. Attending to all associated...the BSA and cooperate with the designated BSA Officer in assuring compliance. Experience Required:… more