- Bank of America (Plano, TX)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Bank of America (East Hartford, CT)
- Audit Manager , BSA/ AML Sanctions Charlotte, North Carolina;Wilmington, Delaware; East Hartford, Connecticut **Job Description:** At Bank of America, we are ... managing test work for complex Line of Business (LOB) audit activities. Key responsibilities include designing and executing ...AML and Sanctions) **Skills:** + Analytical Thinking + Audit Planning + Internal Audit Review +… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience… more
- Charles Schwab (Westlake, TX)
- …+ ** Audit Execution:** Participate in the planning and execution of internal audit AML assignments, ensuring work is performed in accordance with IIA ... a Senior Auditor (Senior Specialist) responsible for Anti-Money Laundering ( AML ) and Fraud audits. The Bank Internal Audit... audit observations for review by the Internal Audit Manager /Senior Manager (and above… more
- Capital One (Richmond, VA)
- West Creek 3 (12073), United States of America, Richmond, Virginia Compliance Advisor Manager , Anti-Money Laundering ( AML ) **The Advisory Manager performs a ... AML requirements and monitor compliance with regulatory standards. The Advisory Manager will implement initiatives that continuously improve AML soundness… more
- Amazon (Seattle, WA)
- …and customer experience initiatives while maintaining an optimal SX as we grow. The AML and Account Compliance Program Manager will be responsible for overseeing ... the expansion and enhancement of the organization's anti-money laundering ( AML ) program and compliance program as the business grows and evolves. The role also… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolve complex issues. **Essential Duties and Responsibilities:** + Lead AML governance processes, including enterprise training programs, risk assessments, and ... governance deliverables, while ensuring alignment with FinCEN's AML Effectiveness Rule. + Develop and implement metrics (KRIs/KPIs) to measure program health,… more
- PNC (East Brunswick, NJ)
- …united in delivering the best experience for our customers. As an AML Sanctions Advisor within PNC's Independent Risk Management- Bank Secrecy Act (BSA)/Anti-Money ... Laundering ( AML ) area, you may be based in Pittsburgh, PA;...regular basis. Some responsibilities may be performed remotely, at manager 's discretion. As a member of the Governance and… more
- TD Bank (Lewiston, ME)
- …to assigned portfolio, business, or function to ensure that strong AML /ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent associated ... risks. Contributes to the development and implementation of AML /ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws. **Depth &… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight ... and functions on development, maintenance, and implementation of all aspects of AML /ATF/Sanctions/ABAC compliance programs in line with the Bank's risk appetite and… more
- M&T Bank (Buffalo, NY)
- …projects as assigned by the department manager or Leadership Development Manager -MDP. Department Description: The BSA/ AML Sanctions Model & Strategy team ... provides quantitative support for BSA/ AML models used by Compliance Risk that help to...Future management/leadership roles could be that of Compliance Risk Manager . **Primary Responsibilities:** + Participate in and complete a… more
- Motion Recruitment Partners (Charlotte, NC)
- …of experience** + **Wants someone passionate, be strategic in thinker.** + **Financial Crimes / AML Manager would be the type of person. Would likely have strong ... AML / Financial Crimes Leader Charlotte, North Carolina...facilitate issues management efforts related to internal and external audit . **You will receive the following benefits:** + Medical… more
- JPMorgan Chase (Columbus, OH)
- …career growth and skill development in a market-leading company. As a Control Manager Vice President, you'll be responsible for leading and building out an enhanced ... remediation. **Job Responsibilities:** + Drive risk and control mapping for AML /KYC requirements across CCB allowing for consistent documentation and oversight of… more
- TD Bank (New York, NY)
- …The team must ensure all of the Regulatory, Compliance, and Internal Audit obligations as identified by TD Securities Technology Risk Management/Information Security ... Capital Markets (Familiarity with Asset Classes and Products) + Compliance ( AML , Trade Surveillance and Supervision) **Technical knowledge and hands-on experience:**… more
- Citigroup (Tampa, FL)
- The Operational Risk Grp Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of professionals. ... disciplines would be a plus - credit, and market. + Experience in Internal Audit or Financial Control would be desirable. + Expertise in the following would be… more
- ManpowerGroup (New York, NY)
- … risk assessment and pre- audit planning + Partnering with the IT Audit Manager and/or external auditors to plan and execute integrated/dual purpose audits, ... of company assets + Designing specific programs for the audit of selected operating, compliance and financial units and...units and assist in establishing the scope of each audit + Preparing audit work papers and… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Financial Crimes Compliance- Audit Manager (Hybrid) Capital One's Audit function is a dedicated ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...**Responsibilities include:** + Plan, perform, and lead BSA / AML Compliance and Fraud audits at the enterprise level… more
- Capital One (Plano, TX)
- Plano 3 (31063), United States of America, Plano, Texas Audit Manager , FCC/ Compliance Audit (Hybrid) **Capital One's Audit function is a dedicated group ... personal growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Dynamic … more
- Robert Half Management Resources (New York, NY)
- …We are offering a short term contract employment opportunity for an OFAC / Sanctions Audit Manager in the Financial Services industry, based in New York, New ... York. As an Audit Manager , you will be instrumental in...and sanctions * Ensure adherence to compliance functions, including AML and BSA * Utilize Audit Program… more
- SMBC (White Plains, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Manager - IT Infrastructure (Vice President) with 7-10 years' experience ... eg, leasing and lending, banking, trading and settlement, and/or AML and sanctions screening is preferred Audit ...and/or AML and sanctions screening is preferred Audit experience covering cloud-based applications is a plus, but… more