- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Vice President, Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides ... Sanctions regulations and/or financial crimes risk, specifically with regard to Transaction Monitoring , Suspicious Activity Reporting or Investigations **Job… more
- Capital One (Richmond, VA)
- Audit Manager - Financial Crimes Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... both personal growth and professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit … more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Financial Crimes Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... personal growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit … more
- Capital One (Mclean, VA)
- …Diploma, GED or equivalent certification + At least 2 years of experience in audit , compliance, risk management, control, or transaction reviews + At least 2 ... Compliance Transaction Tester II, Senior Associate The US Card...Degree + 3+ years of financial services consumer compliance monitoring , auditing, risk management or compliance experience + 2+… more
- Bank OZK (St. Petersburg, FL)
- …money laundering, and financing of terrorism. + Knowledge of AML transaction monitoring , including scenario development, optimization and segmentation, AML ... audit experience in areas related to AML programs including transaction monitoring disciplines, alert analysis, optimization and segmentation, AML… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Technology Audit Manager to join our Technology Internal Audit team covering Cloud audits. This is your opportunity to ... role in enhancing our organization's governance and operational excellence! As a Technology Audit Manager covering the Cloud Technology team, you will specialize… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a crucial ... enhancing our organization's governance and operational excellence! As an Audit Manager on the Asset and Wealth...effective program of continuous auditing for assigned areas, including monitoring of key metrics to identify control issues and… more
- Citigroup (Tampa, FL)
- The Audit Manager is responsible for developing and executing a robust Audit Plan, in coordination with the Audit team. The overall objective of this ... and effectiveness of corrective action plans. + Partner with Management and other audit teams to lead business monitoring activities including periodic updates… more
- Cherry Bekaert (Washington, DC)
- …yours, we'd like to hear from you. Let's grow your career as an Audit Manager , Professional Practices, supporting our full assurance practice. **What your day ... looks like:** + Research and facilitate resolutions on complex audit and accounting issues. + Create templates and resources to support the firm's audit … more
- Huntington National Bank (Columbus, OH)
- …and OFAC compliance. In addition to continuously improving Customer Risk Management, Transaction Monitoring , and Name Screening Programs, MMO is also responsible ... and OFAC programs. Assignments may include due diligence, sanctions screening, transaction monitoring , alert and case workflow management, Management Information… more
- BMO Financial Group (Milwaukee, WI)
- The Senior Manager , Control Monitoring & Testing for Cross Business Risk drives the effective implementation, maintenance, and administration of first line of ... testing across Wealth Management Business Units in line with Enterprise Compliance Monitoring and Testing requirements. + Works with assigned business unit leaders… more
- JPMorgan Chase (Tampa, FL)
- …box, challenging the status quo and striving to be best-inclass As a Monitoring /Testing Senior Officer - Associate in the Global Financial Crimes Compliance (GFCC) ... You will report into the North America GFCC Testing Manager . which functions within the firm's Second Line of...the Firm's lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an independent evaluation… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **Senior Manager , RES Lease Accounting -Housing And Transportation Administration Real Estate-BI Corporate-42nd Street-Full-Time-Days** This ... and Administration, Financial Lease Administration, Financial Due Diligence, Financial Audit /Reporting and Special Projects. Mainly responsible for the oversight of… more
- JPMorgan Chase (Columbus, OH)
- JPMC Internal Audit is seeking an Analytics Solutions Manager to join the Central Data Analytics Solutions team. In this role, you will collaborate with ... the effectiveness of delivered solutions, while facilitating communication across the audit department. The successful candidate will be a self-motivated leader with… more
- Charles Schwab (Southlake, TX)
- …specifically, the AMLS team is responsible for several functions including reviewing transaction monitoring alerts to detect unusual money movement, filing ... Currency Transaction Reports to the Financial Crimes Enforcement Network, and...314b requests. We are currently seeking a Senior Team Manager (people leader) who can empower, inspire, and develop… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical ... 6 years of related work experience working in compliance, risk or internal audit departments at commercial/retail banks or other financial institutions, or in a… more
- TD Bank (Charlotte, NC)
- …actuarial sciences, mathematical finance. + Knowledge in AML program including transaction monitoring , KYC, sanctions and related regulatory requirements. Work ... this role. **Line of Business:** Risk Management **Job Description:** The manager , Quantitative Analytics leads a specialized team of Quantitative Strategist… more
- Scotiabank (New York, NY)
- …+ Knowledge of relevant SEC and FINRA rules and regulations including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) ... Senior Manager , Markets Compliance Officer **Requisition ID:** 219504 **Salary...address ongoing compliance. + Participate in the review of monitoring and surveillance routines and respond to alerts or… more
- M&T Bank (Falls Church, VA)
- …the ongoing credit risk of existing loan portfolios through continuous credit monitoring (CCM) activities enabling the timely identification of emerging credit risk ... reviews (and PLRs and Guarantor Assessments), interim update memos, a covenant monitoring program, problem loan management, early warning indicators, and other forms… more