- City of New York (New York, NY)
- … audit recommendations stemming from external and internal audits. The Counsel for Audit , Risk Management and Compliance , reporting to the Deputy Director ... recruiting for one (1) Executive Agency Counsel to function as the Counsel Audit , Risk Management, and Compliance , who will: - Evaluate standards and… more
- Amazon (Seattle, WA)
- …closely across all AWS teams to ensure that we offer a great customer experience. The Risk , Audit , Accounting, and Compliance (RAAC) team is seeking a Sr. ... - 3+ years of compliance program management, legal, governance, audit , risk /loss prevention, or equivalent experience - Experience establishing successful… more
- US Bank (Minneapolis, MN)
- …needs. The RCA Manager partners with their assigned Line(s) of Business, other Risk / Compliance / Audit (RCA) professionals, and RCA Managers to create, ... operations, products/services, systems, and associated risks/controls + Thorough knowledge of Risk / Compliance / Audit competencies + Strong analytical, process… more
- USAA (San Antonio, TX)
- …and/or leadership experience. + Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex ... part of what makes us so special! **The Opportunity** Our **Senior Audit Manager - Model Risk ** , manages audit engagements, varying in complexity, and often… more
- US Bank (Charlotte, NC)
- …Corporate Affairs. Includes identifying auditable entities and assessing compliance risk across all auditable entities; determining appropriate audit cycles ... and audit strategy for the compliance risk framework; and determining necessary audit resources and estimated expenses associated with completion of a… more
- St. Luke's Health System (Boise, ID)
- …results and recommendations with appropriate oversight bodies to include executive leaders and the Audit Risk & Compliance Committee of the St. Luke's Health ... business initiatives, applicable laws, regulations, policies, and procedures. Reporting to the Audit , Risk and Compliance Committee of the Board of Directors… more
- Scotiabank (New York, NY)
- … teams such as COEs, regional audit teams including Capital Markets, Compliance , Risk Management, and IT to develop a stronger strategy for ... **What You'll Bring** + 5+ years of progressive banking/broker-dealer experience in audit , risk , compliance , and/or capital markets environment specifically… more
- USAA (San Antonio, TX)
- …and/or leadership experience. + Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex ... engagements. Leverages results from engagements and continuous monitoring activities to assist Audit Leadership in updating risk assessments. Adheres to the… more
- Bank of America (East Hartford, CT)
- …**Required Qualifications:** + Minimum 10-15 years in Financial Crimes related roles. + Audit , Risk or Compliance experience in Financial Institutions. + ... risk profile and control environment + Supports Corporate Audit 's mission, goals, and strategies, and drives operational effectiveness while demonstrating… more
- USAA (Tampa, FL)
- …security (IT/IS) areas. + Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex operational ... engagements. Leverages results from engagements and continuous monitoring activities to assist Audit Leadership in updating risk assessments. Adheres to the… more
- CIBC (Chicago, IL)
- …meaningful way. + **You can demonstrate 7 - 10 years of experience** in IT Audit , Risk or Compliance roles, including leadership responsibilities. You have a ... Audit Management, Internal Controls, Operating Effectiveness, People Management, Risk Based Auditing, Risk Management and Mitigation, Technical Leadership… more
- CIBC (Chicago, IL)
- …Professional) + CPA or equivalent accounting certifications. + 3+ years in IT audit , risk , or compliance roles, including leadership responsibilities. + ... doing** The IT Senior Auditor is responsible for the execution of Internal Audit 's testing program for Internal Controls Over Financial Reporting (Sarbanes Oxley -… more
- TD Bank (New York, NY)
- …or equivalent education required (CIA a strong asset) + 10+ years of relevant experience ( Audit , Global Compliance , Risk ) + Advanced knowledge of audit ... are responsible for the execution of Quality Control reviews to assess Internal Audit 's compliance with established standards and procedures. The Senior Manager,… more
- Grant Thornton (Los Angeles, CA)
- …risk management programs, and/or entity-level and business process controls for Internal Audit , or other risk management, compliance , and assurance ... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all...but are not limited to co-sourced and outsourced internal audit , internal control assessments, enterprise risk management… more
- CARMAX (Richmond, VA)
- …systems auditing experience or other relevant work experience in an internal audit or other risk / compliance /consulting function + Detailed knowledge ... and controls, including integrated audits and the annual SOX IT audit . **Collaborate as a trusted Risk Advisor:** Consult with a risk -based mindset to… more
- Capital One (Mclean, VA)
- …+ **Bachelor's Degree or military experience** + **At least 5 years of experience in audit , compliance or risk management in banking, financial services, or ... performing professional internal auditing work that involves conducting operational, financial, and compliance audit projects and providing input to the annual … more
- USAA (San Antonio, TX)
- …without a degree). + 6 or more years of proven experience (internal/external audit , operational risk / compliance testing, quality assurance). + Demonstrated ... what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid… more
- JPMorgan Chase (Plano, TX)
- …alignment with organizational objectives, risk appetite, and regulatory compliance . Establish audit readiness programs, ensuring the continuous enhancement ... on managing risk identification, assessment, and mitigation + Experience in audit , risk management, or compliance , with deep experience leading audit … more
- Citigroup (Queens, NY)
- …Wealth impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in investment ... leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and...the Material Risk Inventory process for operational, compliance and reputational risks, also guiding the development of… more
- Bank of America (New York, NY)
- …closely related areas (ie market risk management, product control or GM specific compliance or business controls) to execute audit work with a focus on FICC ... existing operating environment. **Required Qualifications:** + Minimum 3+ years of Audit , Risk , Business Control, Compliance , Finance, or other relevant… more