- Financial Center First Credit Union (Indianapolis, IN)
- POSITION TITLE: AVP , Compliance REPORTS TO: VP, Enterprise Risk Management PAY GRADE: 14 DEPARTMENT: Enterprise Risk Management FLSA STATUS: Exempt LOCATION: ... our values to Care, Listen, Learn, Solve, and Act. The AVP is responsible for maintaining the compliance management program at the credit union. In addition, the… more
- LifePoint Health (Brentwood, TN)
- * AVP Tax Compliance * *Who we are:* At Lifepoint Health, we provide quality healthcare to rural communities. As a valued member of our team, you will be an ... where employees find purpose and fulfillment. *What you'll do:* The AVP , Tax (Tax Compliance ) is responsible for overseeing and supervising all of the income… more
- MUFG (Irving, TX)
- …team will provide more details. Additional Job Description **Financial Crimes Compliance Systems Testing, AVP ** **Job Summary:** This **Financial Crimes ... Compliance Systems Testing, AVP ** role is in the Global Financial Crimes Division...will be required to execute testing of Financial Crimes Compliance systems and tools in accordance with the global… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Participating in the design, development, delivery and maintenance of best-in-class Compliance and Operational Risk programs, policies and practices + Monitoring… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... from across the firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls to… more
- AIG (Jersey City, NJ)
- …enterprise architecture, software and systems engineering, cybersecurity, and technology risk and compliance . About the role The AVP of Technology Governance and ... preferred + Experience with a focus on risk management or regulatory compliance preferred + Insurance/Financial services experience preferred + Experience managing a… more
- Nuveen Investments (Frisco, TX)
- This role provides Compliance support to Nuveen Global Client Services, with back to the eMonitoring team. **Key Responsibilities and Duties** + Execute oversight ... support model. + Maintain policies and standard operating procedures. + Assess compliance impact in relation to technology enhancements in connection with business… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance officer, specifically relating to research publications & managing conflicts between Banking & Research for the Independent Compliance ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day compliance advice to… more
- SitusAMC (Columbus, OH)
- …their direct supervisor does not have an assignment and/or is unavailable, the AVP , Transaction Management, Legacy Compliance will report into Production for an ... assignment. This position does not have direct reports. Essential Job Functions: + Demonstrated a high level of fluency in all essential competencies outlined in the Specialist I, Legacy Services and Specialist II, Legacy Services job descriptions applicable… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Citigroup (Tampa, FL)
- …marketing materials, customer statements and other documents to ensure compliance with various regulatory and legal requirements. Identifies and addresses ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- LifePoint Health (Brentwood, TN)
- …hotline calls, data extraction and other processes,and for collaboratingclosely with the AVP Compliance Investigations and the Director Compliance Operations ... * Compliance Investigations Analyst - Hybrid* *Who we are:*...find purpose and fulfillment. *What you'll do:* The Analyst, Compliance Investigations is responsible for performing compliance … more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based testing of Citi's... Testing Sr. Analyst performs risk-based testing of Citi's compliance risks in order to assess the design and… more
- Citigroup (Tampa, FL)
- Serves as a function/business/product compliance risk senior analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Wesleyan University (Middletown, CT)
- …In managing compensation programs and overseeing the administration of university benefits, the AVP -HR will ensure compliance in these programs. They will also ... leader to serve as its next Associate Vice President for Human Resources ( AVP -HR). Human Resources supports the mission of Wesleyan by providing services and… more
- HSBC (New York, NY)
- …customers, our people, our investors, our communities and the planet we all share. _The AVP Risk And Compliance Assurance act as an independent Second Line of ... processes and outcomes of First Line of Defence (1LOD) Compliance activities to provide assurance that the business is...and policies and to ensure that HSBC maintains effective compliance controls. They also perform deep-dive and thematic reviews… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …policies, resources, and offerings to meet these obligations and reduce non- compliance . The AVP and their staff handle discrimination, harassment/hostile ... serve as the Assistant Vice President for Equal Opportunity ( AVP ) and lead the Office of Equal Opportunity (OEO)...to leverage systems and tools to enhance efficiency and compliance . + Experience in data collection and analysis and… more
- Boston University (Boston, MA)
- …its University-wide compliance office. Reporting to the Associate Vice President for Compliance Services ( AVP for CS), the Compliance Director will ... Code of Ethical Conduct and Conflict of Interest Policy. The Compliance Director will support the AVP for CS in furthering the University's Compliance … more
- HCA Healthcare (Richmond, VA)
- …HCA Healthcare colleagues invested over 156,000 hours volunteering in our communities. As an AVP Strategic Analytics with HCA Healthcare you can be a part of an ... in our organization. We are looking for an enthusiastic AVP Strategic Analytics to help us reach our goals....gain insights including claims data and demographic/forecast data Ensures compliance with internal & external required reporting 1 +… more
- HCA Healthcare (Nashville, TN)
- …Do you want to join an organization that invests in you as an AVP Nursing Informatics? At HCA Healthcare, you come first. HCA Healthcare has committed up ... make a difference. We are looking for a dedicated AVP Nursing Informatics like you to be a part...maximum benefit of deployed technologies * Considers and ensures compliance with federal and state regulations; conveys information regarding… more