- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to escalated problems or needs. **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk ... within various business units. * Performs periodic compliance monitoring and prepares reports summarizing the Bank 's fair lending activity. * Supports the… more
- Fifth Third Bank, NA (Rosemont, IL)
- …work to pursue the Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM), or other relevant certifications. POSITION DESCRIPTION: ... to maintain independence and objectivity in all aspects of position. #LI-BP1 Audit Project Manager - Consumer Bank LOCATION -- Cincinnati, Ohio 45202 Fifth Third… more
- City National Bank (Los Angeles, CA)
- **BUSINESS CONTROLS MANAGER - PRIVATE BANKING & WEALTH MANAGEMENT** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National Bank ... ("CNB") Business Control Officer ("BCO") and Senior Business Control Manager for Private Banking & Wealth Management and will partner with the Risk Framework… more
- Huntington National Bank (Columbus, OH)
- Description Summary: Huntington's Consumer and Regional Bank - Deposits and Digital Risk Manager will be responsible for oversight and administration of ... + Bachelor's degree + Minimum of 5 years of experience in Audit, Compliance , Risk Management, Operational Risk Program or Product Management within a financial… more
- Huntington National Bank (Columbus, OH)
- Description Summary:The Consumer and Regional Bank Segment Risk Vendor Manager closely manages the more complex relationships with an assigned partner. Duties ... risks or issues as quickly as possible. + Participate in vendor compliance activities including adherence to established SLA's, change process, and policy and… more
- Oriental Bank (San Juan, PR)
- …assisting the development and maintenance of the Bank BSA/AML Program. The Advisor, Bank Secrecy (Governance) works with the BSA Manager , BSA Officer and the ... business operations to ensure the financial institution is operating in compliance with applicable laws and regulations as well as policies and procedures. This is… more
- Pioneer Bank (Schenectady, NY)
- TITLE: Bank Teller LOCATION: Rotterdam REPORTS TO: Branch Manager CLASSIFICATION: Full Time, Non Exempt PAY GRADE: NE 10 ($16.45 - $22.24 per hour) AVAILABILITY: ... Tuesday-Thursday 8:30am-5:30pm, Friday 8:30am-6:30pm, Saturday 8:30am-12:30pm Position Summary: The Bank Teller will be our clients' first impression of the… more
- UMB Bank (Kansas City, MO)
- …a system of controls to detect and report this activity. This team oversees the bank 's compliance with requirements set forth in the Bank Secrecy Act ... opening, higher risk attributes, and/or other relationships identified by the EDD Manager or BSA/AML Officer. This requires preparation of clear and concise reports… more
- Huntington National Bank (Holland, MI)
- …The Private Bank Wealth Advisor II is the primary client relationship manager in the Huntington Private Bank responsible for developing, delivering, and ... with relationships of moderate to high complexity. + Knowledgeable on key compliance and regulatory requirements. + Performs other duties as assigned. Basic… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global...Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager -...New Jersey; Newark, Delaware; Plano, Texas **Job Description:** At Bank of America, we are guided by a common ... benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of...job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line… more
- Bank of America (Newark, DE)
- Model Risk (MRM) & Global Risk Analytics (GRA) Compliance and Operational Risk Manager Charlotte, North Carolina;Newark, Delaware; Plano, Texas **Job ... Description:** At Bank of America, we are guided by a common...job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line… more
- Bank of America (Pennington, NJ)
- EAC Compliance and Operational Risk Manager - Servicemembers Civil Relief Act Charlotte, North Carolina;Pennington, New Jersey; Plano, Texas; Phoenix, Arizona; ... Westlake Village, California **Job Description:** At Bank of America, we are guided by a common...**Additional Role Responsibilities:** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk Manager - Enterprise Data Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of...job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -… more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk Manager - Strategy and Initiatives Charlotte, North Carolina;Dallas, Texas; Atlanta, Georgia; Plano, Texas **Job Description:** ... At Bank of America, we are guided by a common...job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager -...New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of...job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line… more
- City National Bank (New York, NY)
- …analysis and collaborate with software vendors as needed. + Comply fully with all Bank Compliance policies and procedures as well as all regulatory requirements ... , risk management or audit. **Skills and Knowledge** + Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified… more
- Bank of America (Charlotte, NC)
- Data Manager - Governance, Policy Compliance & Regulatory Response New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we ... and leaders globally in the business, technology, and operations. Additionally, the Data Manager - Governance, Policy Compliance & Regulatory Response will be… more
- City National Bank (Los Angeles, CA)
- **Mortgage Compliance Manager ** **WHAT IS THE OPPORTUNITY?** The Head of Mortgage Banking Compliance will act in a compliance advisory role supporting ... software vendors as needed. + Comply fully with all Bank Compliance policies and procedures as well...be accustomed to working with deadlines. + Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more