- Citigroup (New York, NY)
- … advice and guidance regarding products and services; provide guidance relating to US bank regulatory compliance and institutional and consumer US bank ... attorney to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US… more
- Needham Bank (Wellesley, MA)
- …customers. + Strives to become a trusted advisor of management in supporting the Bank 's regulatory compliance and business objectives. + Maintains strong ... Assists business lines and supports projects to ensure that regulatory compliance risks and changes are understood,... Bank 's strong tone-from-the-top and strong culture of compliance . Collaborates on the delivery of regulatory … more
- Oriental Bank (San Juan, PR)
- …possible violations of consumer protection laws and regulations. Informs and advises Oriental Bank 's Management on regulatory compliance topics and/or issues ... The Analyst, Regulatory Compliance (Complaints) supports the maintenance...and to policies and procedures in place at the bank to ensure compliance . Testing and monitoring… more
- USAA (San Antonio, TX)
- …rules, and regulations. + Ability to understand, interpret and coach employees on bank regulatory and compliance requirements. + Proven experience ... Center you will be leading a team of contact center representatives ensuring bank compliance , regulations and operational procedures and first line of defense… more
- RWJBarnabas Health (Somerville, NJ)
- … Bank technologist Responsible for the Quality Management System program for Blood Bank , ensuring regulatory compliance and working with Quality project ... + Bachelor s Degree in Medical Technology or related sciences. + Blood Bank experience a MUST Preferred: + ASCP or equivalent certification preferred Scheduling… more
- Umpqua Bank (Tacoma, WA)
- …audits and participates in special projects relating to a wide range of bank technology operations, regulatory compliance , risk management, and finance ... + Respond to information requests or requests for assistance from external auditors, regulatory examiners, and other bank departments. + Perform assigned SOX… more
- City National Bank (Columbus, OH)
- …for liquidity stress scenarios and standalone reporting needs when City National Bank ("CNB") surpasses regulatory compliance thresholds. Also encompasses ... research and analytical support on liquidity risks relating to the bank 's business activities, regulatory requirements and enterprise governance framework.… more
- Woodforest National Bank (The Woodlands, TX)
- …Information Security Manager to ensure the IS Program is in alignment with the Bank 's regulatory and industry compliance requirements. The position is ... compliance framework. This role involves identifying risks, ensuring regulatory compliance , and promoting a culture of...(external, internal, application), card holder data testing to ensure compliance with bank standards. . Assist in… more
- H&R Block (Kansas City, MO)
- …+ Manage the review, update and distribution of required annual bank regulatory and new-hire regulatory compliance training for applicable associates. + ... + 3-5 years in a related financial institution field with direct bank -product regulatory compliance experience such as conducting compliance monitoring,… more
- Emprise Bank (Kansas City, MO)
- …+ Adhere to all internal policies, procedures, and practices in support of the bank 's compliance with regulatory requirements + Communicate with management ... At Emprise Bank , everything we do is focused on empowering...flow leverage, collateral adequacy, guarantor support, industry considerations, and regulatory compliance + Make recommendations on pricing… more
- Huntington National Bank (Columbus, OH)
- … examination under CFPB, OCC, FFIEC, and FinCEN. . Experience as a regulatory bank examiner, financial industry compliance professional, or consultant. ... State consumer protection and public interest laws and regulations, supervisory compliance examination procedures, regulatory guidance and industry best… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …supervise a comprehensive compliance and surveillance program for TriState Capital Bank . Ensures compliance with all regulatory requirements. Works ... department, associates, and division of responsibilities within TriState Capital Bank Compliance department. * Provides compliance...* Provides compliance support for TriState Capital Bank entity. * Identifies and manages regulatory … more
- US Bank (Columbus, OH)
- …team in various meetings and discussions. **Essential Functions:** Possess an awareness of regulatory and US Bank compliance environments as well as ... Analytics work product. Partner with Business Line (BL) contacts to fully-understand US Bank product offerings, embedded BL compliance functions, and where the… more
- City National Bank (Pasadena, CA)
- …*Skills and Knowledge* * Excellent knowledge of Bank policies and procedures and regulatory compliance . * Strong knowledge of Bank products and services. ... compliance with these policies and procedures. Ensure regulatory compliance and colleague adherence to CNB...Partners with CNB colleagues in all divisions of the bank to support client retention objectives and proactively promotes… more
- City National Bank (Whittier, CA)
- …*Skills and Knowledge* * Strong knowledge of Bank policies and procedures and regulatory compliance . * Good knowledge of Bank products and services. * ... achieve their full potential. Provides instructions and information to colleagues on regulatory procedures, bank policies, legal requirements and other banking… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Investigates, monitors and reports on Fraud cases involving potential threats to the Bank to ensure compliance with regulatory requirements. Responsible for ... and generated Fraud alerts in accordance with Financial Crimes Compliance expectations. + Ability to analyze Financial Crimes and...Works with the first line of defense for the bank . + May provide customer support to internal and… more
- SMBC (Jersey City, NJ)
- …of Banking and Compliance Experience. + CRCM certification a plus. + Has a Compliance Testing, Bank Regulatory or Internal Audit background. + Able to ... and executing of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. This role will have coverage for SMBC's… more
- US Bank (Owensboro, KY)
- …customers, ensuring loan-servicing requirements are met as specified by the investor. Assures compliance with bank , regulatory and investor guidelines, and ... At US Bank , we're on a journey to do our best....is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to… more
- US Bank (Charlotte, NC)
- …non-lawyer client groups on complex contractual provisions - Assist in maintenance of compliance with bank regulatory requirements applicable to renewable ... At US Bank , we're on a journey to do our best....is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities to… more
- Charles Schwab (Westlake, TX)
- …financial services-related audit experience with growing responsibility. Corporate, Broker Dealer, Bank Operations, or Regulatory Compliance experience ... management, and human resources. Risk Management audits cover areas such as compliance , credit, liquidity, interest rates, and operational risk management. The team… more