- SMBC (New York, NY)
- …("1LOD") as well as the heads of US Compliance verticals to build a bank regulatory compliance program covering US state and federal banking rules ... supports the CPAD Bank Advisory team in building and maintaining a bank regulatory compliance program to help ensure compliance with applicable state… more
- Citigroup (New York, NY)
- … advice and guidance regarding products and services; provide guidance relating to US bank regulatory compliance and institutional and consumer US bank ... attorney to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory Legal ("BRL") Group. In this role, this attorney will provide US… more
- Main Street Bank (Marlborough, MA)
- …and affordable housing community. + Assist with the development and maintenance of the Bank 's regulatory compliance management system. + Assist with any ... in either a bank lending compliance function or with a bank regulatory agency in a position which reviews lending compliance . CRCM or equivalent… more
- SouthEast Bank (Knoxville, TN)
- …- Knoxville, TN **Description** **BASIC FUNCTION:** Manage the daily implementation of the Bank 's consumer regulatory compliance program and the Bank ... areas of the Bank + Assist Chief Compliance Officer with internal, audit, and regulatory ...of time + Periodic travel **REQUIREMENTS:** + Senior level regulatory compliance experience + Experience in loan… more
- Willamette Valley Bank (Salem, OR)
- …of business risks and effective systems of internal controls. + Expertise of bank regulatory compliance and risk management. + Strong organization, ... and Accountabilities: + Monitoring financial risk management practices, ensuring compliance with regulatory requirements and internal policies. +… more
- Willamette Valley Bank (Salem, OR)
- …of business risks and effective systems of internal controls. + Expertise of bank regulatory compliance and risk management. + Strong organization, ... includes but is not limited to: + Performing all assigned duties under the Bank 's compliance programs and related laws and regulations. + Successfully completing… more
- Willamette Valley Bank (Salem, OR)
- …of business risks and effective systems of internal controls. + Expertise of bank regulatory compliance and risk management. + Strong organization, ... includes but is not limited to: + Performing all assigned duties under the Bank 's compliance programs and related laws and regulations. + Successfully completing… more
- M&T Bank (Buffalo, NY)
- …as assigned. Assists the CLO with policy efforts on a wide array of bank regulatory , compliance , and corporate governance-related issues impacting large ... financial institutions and trade associations. Represents the Bank with industry associations, government, and regulatory bodies. **Primary Responsibilities:** +… more
- Umpqua Bank (Hillsboro, OR)
- …internal audits and participate in special projects relating to a wide range of bank operations, regulatory compliance , risk management, and finance and ... or related technical field or equivalent operational/technical experience in Audit, Regulatory Compliance , Risk Management, Information Technology, or Banking… more
- Umpqua Bank (Liberty Lake, WA)
- …audits and participates in special projects relating to a wide range of bank technology operations, regulatory compliance , risk management, and finance ... + Respond to information requests or requests for assistance from external auditors, regulatory examiners, and other bank departments. + Perform assigned SOX… more
- Scotiabank (New York, NY)
- …of the team's business strategies and objectives. Serves as Compliance Officer within Bank Regulatory Compliance of the US operation of The Bank ... regulatory changes. + Work collaboratively with other members of the Bank Regulatory Compliance team to support the US and Canadian trading businesses.… more
- City National Bank (San Diego County, CA)
- …and/or client's record keeper to administer the Trust to ensure adherence to Bank policies and procedures, regulatory compliance , overall profitability, and ... trust document and applicable laws where CNB acts as Trustee. Achieves compliance with Bank policies and procedures as well as regulatory requirements.… more
- City National Bank (Newark, DE)
- …clients, their intermediaries and CNB business partners to ensure adherence to Bank policies and procedures, regulatory compliance , overall profitability, ... the accounts are in accordance with the applicable laws and achieves compliance with Bank policies and procedures as well as regulatory requirements.… more
- Emprise Bank (Kansas City, MO)
- …+ Adhere to all internal policies, procedures, and practices in support of the bank 's compliance with regulatory requirements + Communicate with management ... At Emprise Bank , everything we do is focused on empowering...flow leverage, collateral adequacy, guarantor support, industry considerations, and regulatory compliance + Make recommendations on pricing… more
- TD Bank (Portland, ME)
- …obtained and meet industry standards in practices and procedures while compliant with all Bank and regulatory policies and compliance requirements. This role ... other public welfare and/or tax advantaged vehicles to ensure compliance with the investment guidelines and requirements of the... with the investment guidelines and requirements of the Bank , CRA, Internal Revenue Service (IRS) and Office of… more
- Huntington National Bank (Columbus, OH)
- … examination under CFPB, OCC, FFIEC, and FinCEN. . Experience as a regulatory bank examiner, financial industry compliance professional, or consultant. ... State consumer protection and public interest laws and regulations, supervisory compliance examination procedures, regulatory guidance and industry best… more
- Scotiabank (New York, NY)
- …and maintenance of the inventory of regulatory controls in response to the Bank 's regulatory compliance management program as well as establishing the ... and ongoing maintenance of inventory of controls mapped to regulatory obligations identified by Compliance . + Manage...York : New York City Scotiabank is a leading bank in the Americas. Guided by our purpose: "for… more
- US Bank (Columbus, OH)
- …team in various meetings and discussions. **Essential Functions:** Possess an awareness of regulatory and US Bank compliance environments as well as ... Analytics work product. Partner with Business Line (BL) contacts to fully-understand US Bank product offerings, embedded BL compliance functions, and where the… more
- City National Bank (Pasadena, CA)
- …and Knowledge** + Excellent knowledge of Bank policies and procedures and regulatory compliance . + Strong knowledge of Bank products and services. ... compliance with these policies and procedures. Ensure regulatory compliance and colleague adherence to CNB...Partners with CNB colleagues in all divisions of the bank to support client retention objectives and proactively promotes… more
- City National Bank (Torrance, CA)
- …**Skills and Knowledge** + Strong knowledge of Bank policies and procedures and regulatory compliance . + Good knowledge of Bank products and services. + ... achieve their full potential. Provides instructions and information to colleagues on regulatory procedures, bank policies, legal requirements and other banking… more