- Mizuho Corporate Bank (New York, NY)
- About The teamWithin the Compliance Department, the Financial Crime Compliance Advisory Group (FCC Advisory ) is dedicated to being a trusted and ... to FCC initiatives, and leads training and awareness programs to promote compliance culture. Additionally, the team is committed to continuous improvement, regularly… more
- Bank of America (Charlotte, NC)
- …+ Reports to Global Environmental Executive, accountable to Environmental and Social Business Advisory pillar lead + Member of bank 's Global Environmental Group ... Environmental and Social Risk Advisory Manager Charlotte, North Carolina;Washington, District of Columbia;...New York, New York; Boston, Massachusetts **Job Description:** At Bank of America, we are guided by a common… more
- M&T Bank (Wilmington, DE)
- …the department manager or Leadership Development Manager-MDP. Department Description : Emerald Advisory Services is the central advisory hub for Wilmington Trust ... * Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the...an environment that supports diversity and reflects the M&T Bank brand. * Maintain M&T internal control standards, including… more
- Huntington National Bank (Columbus, OH)
- …Payments and underlying data/technology trends and guidance, as well as related regulatory and compliance standards. The candidate will demonstrate the ability ... Description The AML Group Manager: Enterprise Payments Advisory , within BSA Operations, is primarily responsible for...to the executive leadership of the BSA/AML and OFAC Compliance program and may conduct risk assessments to support… more
- Deloitte (Jersey City, NJ)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) ... III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk, BCBS 368 - Interest...for liquidity risks, including enhancements related to the changing regulatory environment and compliance with regulatory… more
- M&T Bank (Wilmington, DE)
- …applicable laws and regulations and/or that serve to help the Company be in compliance with laws and regulations that apply to the business line the position ... + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the...an environment that supports diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- SMBC (New York, NY)
- …individual will be responsible for bank , broker-dealer and swap dealer regulatory compliance across support functions. The individual will be responsible for ... + Coordinate bank , broker-dealer, and swap dealer regulatory Compliance programs across SMBC's Americas Division...Division for all support functions. + Oversee and provide compliance advisory coverage and guidance to all… more
- Federal Reserve Bank (Washington, DC)
- …Federal Reserve Bank Affairs (BAC) and the Payments System Policy Advisory Committee (PSPAC); and senior Division and Reserve Banks’ management. Qualifications : ... Financial Institution & Policy Analyst - Reserve Bank Operations & Payment Systems - R024636 Primary...of Division/Section's area of responsibility Clearly present analyses of financial/ regulatory data Helps identify relevant issues and trends and… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is ... Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer....organized with project management skills. + 10+ years of regulatory compliance experience at a broker dealer.… more
- Comerica (Farmington Hills, MI)
- Manager Compliance Advisory Fair Lending and Responsible Banking The Fair Lending and Responsible Banking Advisory Manager will provide guidance and ... Lending and Responsible Banking policies and procedures across the bank . The Fair Lending and Responsible Banking Advisory...and UDAAP. Additionally, the Fair Lending and Responsible Banking Advisory Lead will help create a strong compliance… more
- Huntington National Bank (Chicago, IL)
- …Works with relationships of moderate to high complexity. + Knowledgeable on key compliance and regulatory requirements. + Performs other duties as assigned. ... Description The Private Bank Wealth Advisor IV is a primary client...Degree + At least 10 years of wealth management/financial advisory /sales/relationship management experience in banking, investment management, or insurance… more
- MUFG (Irving, TX)
- …the Federal Reserve bank , FDIC, OCC and state banking regulators, compliance risk management and regulatory oversight. + Collaborative with strong ... Crimes Division (GFCD), the Head of Trade Finance AML Advisory reports into the Global Head of AML ...regulatory requirements with the best interests of the Bank and its customers. + Position may require international… more
- Comerica (Farmington Hills, MI)
- Compliance Advisory Lead Lending The Compliance Advisory Lead within the Second Line of Defense (2LOD) is responsible for providing leadership, vision ... and regulatory compliance subject matter direction to the...escalate potential gaps in control design or coverage to Compliance Advisory leadership team. * Partner with… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing related sanctions risk… more
- Mizuho Corporate Bank (New York, NY)
- …of regulations related to bank holding companies/intermediate holding companies ( bank regulatory capital requirements under FRB guidelines and Basel Accords, ... ("MUSO") Regulatory Affairs Group is responsible for managing the Bank 's regulatory relationships and engagement across MUSO.The group is responsible… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … topics. **Essential Duties and Responsibilities** * Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed ... manage aspects of the following RJ Bank 's compliance program activities, including conflicts of interest, regulatory...rapport with business counterparts and colleagues and to provide advisory services on a wide variety of bank… more
- Mizuho Corporate Bank (New York, NY)
- …and findings, and maintain and update the PID Interpretation Documents in compliance with regulatory requirements. The successful candidate will possess strong ... Summary: The Liquidity Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Bank of America (Plano, TX)
- …to identify regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + ... New York; Chicago, Illinois; Plano, Texas **Job Description:** At Bank of America, we are guided by a common...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (Jersey City, NJ)
- … inventory **Skills:** + Monitoring, Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention to Detail ... Compliance & Operational Risk Specialist Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make… more