- Citigroup (New York, NY)
- …controls, country/cluster, or business/function operations. + Appropriately identify and assess US bank regulatory risk issues when business decisions are ... Department as a Senior Lead Counsel 2 in the Bank Regulatory Legal ("BRL") Group. In this...matters. + Key stakeholder in senior forums covering strategy, risk management, governance, regulatory interactions, franchise reputation… more
- Willamette Valley Bank (Salem, OR)
- …of business risks and effective systems of internal controls. + Expertise of bank regulatory compliance and risk management. + Strong organization, ... risk indicators, controls, remediation plans, etc., to ensure alignment with bank risk programs, policies and practices. + Advising lines of business… more
- Willamette Valley Bank (Salem, OR)
- …of business risks and effective systems of internal controls. + Expertise of bank regulatory compliance and risk management. + Strong organization, ... understanding of financial risks associated with interest rates, liquidity, earnings, and regulatory reporting. Identifies regulatory risk within the… more
- Willamette Valley Bank (Salem, OR)
- …of business risks and effective systems of internal controls. + Expertise of bank regulatory compliance and risk management. + Strong organization, ... addressing Business Unit questions. Key Responsibilities and Accountabilities: + Identifies regulatory risk within the supported Business Unit, utilizing… more
- Umpqua Bank (Hillsboro, OR)
- …internal audits and participate in special projects relating to a wide range of bank operations, regulatory compliance, risk management, and finance and ... responding to information requests or requests for assistance from external auditors, regulatory examiners, and other bank departments. + Performs assigned SOX… more
- TD Bank (Falmouth, ME)
- …judgement and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Analyst provides a… more
- Umpqua Bank (Liberty Lake, WA)
- …audits and participates in special projects relating to a wide range of bank technology operations, regulatory compliance, risk management, and finance ... and accounting functions.You will perform risk assessments, audits, and Sarbanes-Oxley (SOX) testing, and technical...information requests or requests for assistance from external auditors, regulatory examiners, and other bank departments. +… more
- M&T Bank (Rochester, NY)
- …NY **Primary Responsibilities:** + A LTA II must understand and adhere to the Bank 's risk and regulatory standards, policies and controls in accordance ... with the Bank 's Risk guidelines and procedures. They must...with the Bank 's Risk guidelines and procedures. They must...finding ways to structure and document transactions within the Bank 's risk profile and profitability model. A… more
- M&T Bank (Buffalo, NY)
- …salary recommendations, performance management and terminations. + Understand and adhere to the bank 's risk and regulatory standards, policies and controls ... Responsibilities: + Maintain strict compliance with Federal Regulation H and the Bank Protection Act of 1968, including minimum standards for security devices and… more
- M&T Bank (Buffalo, NY)
- …Resiliency and the Crisis Management Office. Tracks and implements new or revised regulatory requirements, the Bank 's risk framework and applicable best ... and Risk Assessments (TRAs) of critical threats within the Bank 's footprint/critical facilities, coordinating with internal and external Subject Matter Experts… more
- TD Bank (Mount Laurel, NJ)
- …with staff and senior management of the Bank with respect to regulatory compliance and risk matters. + Independently researches, reviews, and maintains ... the financial services industry. + Subject matter expertise in BSA/AML and OFAC Sanctions Regulatory requirements as well as risk and controls with those … more
- TD Bank (New York, NY)
- …operational processes; effective supervision and control processes; and alignment with the Bank 's risk appetite and regulatory requirements. The Global ... more specific details for this role **Job Description:** **Job Overview:** Regulatory & Supervisory Management proactively supports the TD Securities Global Markets'… more
- Morgan Stanley (Alpharetta, GA)
- …role in large bank , with practical knowledge of bank regulatory oversight **Sound understanding of risk assessment methodologies and industry technology ... Risk & Governance team is responsible for supporting Bank business and growth by managing the provision of...Program (TRP) **Contribute to key regulatory and risk initiatives such as MRA remediation. **Track Bank… more
- US Bank (Washington, DC)
- …or in-house experience at a financial institution - Demonstrated experience with bank regulatory law including the Dodd-Frank Act, Federal - Deposit ... At US Bank , we're on a journey to do our...**Responsibilities** - Partnering with other members of the Legal Regulatory Group, the Law Division, Risk Management… more
- US Bank (Los Angeles, CA)
- …state attorney licensing authority **Preferred Skills/Experience** - Demonstrated experience with bank regulatory law including the Dodd-Frank Act, Federal ... support the enterprise Finance group as well as the Bank 's business lines. The attorney will provide regulatory...Partnering with stakeholders, including other members of the Legal Regulatory Group, the Law Division, Risk Management… more
- TD Bank (Mount Laurel, NJ)
- …staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... and approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services...a brand ambassador for your business area/function and the bank , both internally and/or externally **Who We Are:** TD… more
- Federal Reserve Bank (Boston, MA)
- …Reserve Bank social media channels. The Information Technology (IT) Risk Specialist participates in reviews and examinations that evaluate the effectiveness of ... Maintain liaisons with Dedicated Supervisory Team staff, institution management, other regulatory agencies, and other System risk specialists. + Lead… more
- Federal Reserve Bank (Chicago, IL)
- …of their functional or risk area. LFBO is seeking a Senior Large Bank Examiner to work within a dedicated supervisory team responsible for supervising the safety ... **Company** Federal Reserve Bank of Chicago The Federal Reserve Bank...Supervision and Regulation (S&R) Department, is comprised of banking risk specialists who supervise the largest, most complex domestic… more
- Huntington National Bank (Columbus, OH)
- Description Summary: Huntington's Consumer and Regional Bank organization is seeking a Portfolio Risk Specialist - Senior to join its Segment Risk Team ... and monitoring assigned, complex portfolios for purposes of credit quality, risk management and portfolio analysis. This will include using portfolio analytics… more
- Huntington National Bank (Columbus, OH)
- … Manager, Senior will be responsible for oversight and administration of operational and regulatory risk strategy programs for a business segment within the ... + Evaluate the adequacy and effectiveness of enterprise and regulatory controls and the resulting risk and...enterprise and regulatory controls and the resulting risk and control self-assessments. + Deliver timely escalation of… more