- Inbank (Trinidad, CO)
- …manage new and existing commercial customer relationships through cross-selling appropriate banking products and services. Manage portfolio ensuring proper risk is ... assessed and in compliance with appropriate regulations, laws, and bank policies. Coordinate...with other Bank business partners on the delivery of banking product and services through multiple service channels and/or… more
- Emprise Bank (Wichita, KS)
- …service and products to help our customers achieve their goals. We are currently seeking a Compliance Officer - Banking as a Service (BaaS) to join our team. ... that enables applicant to meet the job requirements + 5 years of banking compliance experience required + 2 years of FinTech experience required + Proficiency… more
- MUFG (Tempe, AZ)
- …Corporate & Investment Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management of a robust ... of our recruitment team will provide more details. The Compliance Officer will be a member of...be a member of the Global Corporate & Investment Banking Compliance team with the objective of… more
- MUFG (New York, NY)
- …due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, ... Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end… more
- Citigroup (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice… more
- Insight Global (New York, NY)
- Job Description A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief ... Compliance Officer for all day to day activities. They will be involved and exposed to all areas of compliance including BSA, AML, KYC and OFAC. The role will… more
- Liberty Bank (Middletown, CT)
- Fair Banking Officer Middletown, CT 06457, USA Req #1505 Monday, July 1, 2024 At Liberty, we are proud to integrate our Diversity, Equity, and Inclusion (DE&I) ... initiatives and investment. SUMMARY OF THE JOB: The Fair Banking Officer is expected to provide subject...relationships with all respective stakeholders (eg, Lending Officers, CRA Officer , Compliance Officer , industry, and… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... external inputs in order to build and refresh the Compliance Independent Assessment (CIA) plans for Banking ...the Compliance Independent Assessment (CIA) plans for Banking Controls. + Utilizing innovative compliance testing/monitoring… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... surveillance. **Responsibilities:** + Reviewing, researching, and, when necessary, escalating Banking electronic communications referred to Level 2 (L2) by Level… more
- MUFG (Atlanta, GA)
- …of Defense. 3) Proactively maintaining and servicing existing portfolio as Corporate Banking Marketing officer , Developing Banking Business with existing ... recruitment team will provide more details. **Job Summary:** Marketing Officer is responsible for 1) To act as a...banking business. + Perform all duties related to compliance matters as required by management. Ensure adherence to… more
- HSBC (New York, NY)
- …policy locally by containing compliance risk in liaison with the Head of Group Compliance , Global Business Compliance Officer + Area Compliance ... needs. Reports to Head of Credit for US Innovation Banking . As our Senior Vice President Credit Officer...Officer or Local Compliance Officer , ensuring adequate compliance resources and training,… more
- MUFG (Los Angeles, CA)
- … is responsible for + Maintaining and servicing existing portfolio as Marketing Officer (MO), + Developing banking business with new and existing customers, ... and + Driving various projects especially on corporate banking business for Japanese companies. **Major Responsibilities:** + Conduct daily corporate banking … more
- MUFG (Dallas, TX)
- …for 1) Maintaining and servicing existing portfolio including KYC as Marketing Officer (MO), 2) Improving banking business with existing customers, 3) ... 1) maintain relationship and accounts, understanding customers' business, organization and banking transaction, and updating customer information in compliance … more
- Robert Half Finance & Accounting (Newburyport, MA)
- …client is a Community Bank and they are looking to bring onboard a Chief of Retail Banking Officer to the team. This position is located in the North Shore of ... MA. This role requires a seasoned manager to oversee retail banking operations, including personnel, sales, service, product development, and compliance . Key… more
- Wells Fargo (Tempe, AZ)
- **About this role:** This role aligns to the Consumer and Small Business Banking (CSBB) CRO organization, supporting the operations of Fraud and Claims Management ... opportunity will liaise across the Consumer, Small & Business Banking lines of business to develop and manage discreet...Fargo CRO execution model. The Senior Lead Enterprise Risk Officer will report directly to the Head of Consumer… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... to standards and other applicable policies. The Senior Lead Independent Testing Officer role will provide strategic management, support & leadership during testing… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more about ... to standards and other applicable policies. The Lead Independent Testing Officer role will provide management support and leadership during issue validation… more
- Banco Popular Puerto Rico (New York, NY)
- …Location: New York, NY, US, 10004 Company: Popular Workplace Type: On-site Administrative Officer - Wealth Management and Private Banking AtPopular,we offer a ... and join our community! National Mortgage US - Operations The Administrative Officer is responsible for third-party service provider oversight and accounts payable.… more
- MUFG (Los Angeles, CA)
- …of our recruitment team will provide more details. **Position Summary:** The Client Service Officer will act as a point of contact for Transaction Banking of ... for information, service assistance and problem resolution related to their banking transactions. Ensure issues are addressed appropriately, accurately and in a… more
- M&T Bank (Bridgeport, CT)
- …the first line of defense risk management responsibilities within Community Banking in accordance with the Enterprise Risk Framework. This includes overseeing ... KRI reporting. + Ensure effective and efficient management and reporting of compliance issues and remediation plans. Develop and oversee processes for identifying… more
