- Tradeweb (Jersey City, NJ)
- …Accounting department. The ideal candidate will have extensive knowledge of broker dealer operations, securities regulations, and financial reporting standards. ... Tradeweb is seeking a Senior Accountant \Securities Brokerage to join our growing Finance &...+ 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- Hold Brothers (New York, NY)
- …net capital rules * Prepare supporting documentation, technical accounting, and broker - dealer guidance/interpretation memos to internal and external auditors + ... the Job: Hold Brother's is currently seeking a Staff Accountant to join our growing team! You will be...experience in the securities industry or any FINRA registered broker - dealer preferred + Strong attention to detail… more
- Randstad US (Boston, MA)
- …Finance Team with the financial oversight of distribution expenses for the company's broker - dealer operations. Why Join Our Team? The IM Finance team provides ... accountant . + boston , massachusetts + posted october...occupations + referenceAB_4640977 job details Are you an experienced Accountant looking to make an impact in the world… more
- Cleveland Research Company (Cleveland, OH)
- …product in the market. Cleveland Research Company, LLC, an equity research firm and Broker Dealer registered in Cleveland, Ohio, is seeking a qualified Staff ... Staff Accountant - Entry Level Have immediate impact | Be passionate about...Accountant to oversee some of our accounting processes and operations. This person… more
- US Tech Solutions (Boston, MA)
- …and oversight of the distribution expense processes for the Company's broker - dealer including the following: expense account ownership, compliance with ... Sarbanes Oxley 404 internal controls, identifying risk and controls, monthly/quarterly reconciliations. **Primary Responsibilities** + Support month-end accounting process by preparing journal entries, balance sheet reconciliations and financial reports. +… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers ... and filing the monthly FOCUS reports for each and ensuring that the primary broker dealer , Citigroup Global Markets Inc. is compliant with the customer… more
- Cabrera Capital Markets, LLC (Chicago, IL)
- …experience in financial accounting and reporting + Prior experience at a broker / dealer or in the financial services industry strongly preferred Required ... duties as assigned Management & Decision Making Responsibilities + Manage staff accountant and clerical support personnel + Manage FINRA/SEC Financials + Manage… more
- Ankura (Chicago, IL)
- …root cause analysis, pre-issuance and post-issuance reviews of issuer and broker - dealer audit engagements, leading and supporting investigations, and independent ... procedures, and ethical behavior. Requirements: . Current CPA (Certified Public Accountant ) license required; . Five or more years of progressively responsible… more
- Tradeweb (New York, NY)
- …an understanding of the associated risks and regulatory landscape, specific FinTech / Broker Dealer experience a plus + Professional certifications such as ... Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Information Systems Auditor (CISA), or equivalent are highly desirable + Analytical,… more
- City National Bank (Los Angeles, CA)
- …benefit, and personal trust relationships, propriety mutual funds, investment management, broker / dealer and security sales and trading activities. IT audits ... * Minimum of 7 years of audit experience * CPA - Certified Public Accountant CPA, CIA, CISA, or CFA *Skills and Knowledge* * Must possess strong managerial,… more