- Equitable (Charlotte, NC)
- …: + 5 years of experience in financial services, preferably with a broker -dealer background. ** Preferred Qualifications:** + FINRA Series 6 or 7 & ... Broker Dealer Outsourcing and Oversight Analyst ( 250000NB...potential? We are seeking a highly skilled and detail-oriented Broker Dealer Outsourcing and Oversight Analyst to join our… more
- Paychex (Philadelphia, PA)
- …excellence tools to optimize business process performance. Qualifications + Bachelor's Degree - Preferred + Broker Experience. + HCM Industry. + Sales of payroll ... opportunities, completes the sales process, and develops key relationships for Broker Channel team. Responsibilities + In partnership with Training, Sales Strategy,… more
- WTW (Fort Lauderdale, FL)
- …Three years minimum insurance broking experience for yachts or recreational marine clients preferred + Insurance broker 's P&C license required + Ability to ... **Description** A Broker /Client Manager serves as the primary liaison between insurers and clients. This person is responsible for managing large client… more
- AON (New York, NY)
- …or underwriting. + Experience in Construction Property and Builder's Risk Insurance preferred . + Active Agent/ Broker License. + Proven ability to collaborate ... + Experience in Construction Property and Builder's Risk Insurance preferred . + Active Agent/ Broker License. + Proven ability to collaborate across teams. +… more
- Capital One (New York, NY)
- …market regulation, or At least 5 years Compliance experience within a Broker -Dealer or Swap Dealer environment. ** Preferred Qualifications** + Advanced degree ... Trade Surveillance Manager ( Broker -Dealer & Swap Dealer) **About the Role** We...enhance the firm's surveillance program across both its institutional Broker -Dealer (BD) and Swap Dealer (SD) businesses. This individual… more
- SMBC (New York, NY)
- …be well organized with project management skills. + Regulatory compliance experience at a broker dealer and or swap dealer preferred . BA/BS required. JD ... as business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function… more
- L3Harris (Greenville, TX)
- …and compliance documentation. Preferred Qualifications: + Licensed Customs Broker preferred . + Previous experience with OCR EASE Application. ... Official for ISR Sector operations. This position c oordinates with designated customs broker to facilitate proper filing of customs entries in timely and compliant… more
- JPMorgan Chase (Newark, DE)
- …or related financial services operations. + Understanding of Stock Borrow Loan, Broker Dealer (Prime Broker ) ** Preferred qualifications, capabilities, and ... + Direct experience in Equities Operations, Stock Borrow Loan, Broker Dealer (Prime Broker ) + Lean, Six Sigma, or other process improvement certifications… more
- JPMorgan Chase (Newark, DE)
- …or related financial services operations. + Understanding of Stock Borrow Loan, Broker Dealer (Prime Broker ) ** Preferred qualifications, capabilities, and ... + Direct experience in Equities Operations, Stock Borrow Loan, Broker Dealer (Prime Broker ) + Lean, Six Sigma, or other process improvement certifications… more
- Capital One (Springfield, IL)
- …GED, or Equivalent Certification + At least 2 years experience as a private jet broker ** Preferred Qualifications:** + 3+ years experience as a private jet ... Private Aviation Specialist, with experience as a private jet broker . The role will require a hands on approach,...broker **At this time, Capital One will not sponsor… more
- HUB International (Warwick, RI)
- … preferred or equivalent work experience + 1-3 years' experience with a wholesale broker preferred + Valid RI P&C Brokers License preferred + Knowledge ... become part of the largest privately owned global insurance broker , providing a broad array of property, casualty, risk...Working knowledge with applications such as AS400 & ImageRight preferred + Proficiency with Outlook, Excel, & Word is… more
- Oshkosh Corporation (Oshkosh, WI)
- …and experience. **STANDOUT QUALIFICATIONS** + Prior experience working as a Customhouse Broker preferred , but not required. + Strong communication and ... other related tasks. + Serve as a back-up point of contact for day-to-day broker inquiries to ensure for timely and compliant clearances. + Work with purchasing and… more
- Scotiabank (Dallas, TX)
- …management, and corporate functions within investment or commercial bank or institutional broker -dealer is preferred . * Familiarity with applicable SEC, FINRA, ... Program covers US regulations applicable to all of Scotiabank's US broker -dealer (including internal inspections), banking, swap dealer, futures commission merchant,… more
- Bosch (Mount Prospect, IL)
- …Freight Forwarder (emphasis on classification, compliance, export and supply chain knowledge) preferred + Broker 's License or CCS certification preferred ... for all Import/products. + Maintaining classification database, conducting import audits on broker filings and supervising broker activity. Supporting the PTNA… more
- HUB International (Albuquerque, NM)
- …+ 5-7 years of experience in commercial lines with insurance company/agency. Broker experience preferred + Experience working with large commercial construction ... HUB International** HUB International is a leading global insurance broker , offering a comprehensive range of property, casualty, risk...accounts preferred + Property and Casualty Insurance license + A… more
- Anywhere Real Estate (Hudson, WI)
- …of real estate laws, contracts and procedures; hold active local real estate or broker 's license; WI broker 's license preferred . + **Proven management ... tools they need and are trained to use them. Endorses and encourages preferred services, such as mortgage, title and home warranty. + **Ethical leader:**… more
- City of Durham (Durham, NC)
- …able to obtain a valid NC driver's license within 60 days of hire. Additional Preferred Skills + North Carolina Real Estate Broker 's License is preferred . ... or right-of-way environment. 09 Do you currently have a North Carolina Real Estate Broker 's License? + Yes + No 10 This position may require travel to external… more
- Cushman & Wakefield (Chicago, IL)
- **Job Title** Vice President, Broker Development **Job Description Summary** **Job Description** **Job Description: Broker Coach - Commercial Real Estate ... Development** **Position Overview** We are seeking an experienced Broker Coach to lead the development and enhancement of our commercial real estate broker … more
- Philadelphia Insurance Companies (Bala Cynwyd, PA)
- …member of Ward's Top 50 and rated A++ by AM Best. We are looking for a Broker Engagement Associate to join our team in our Bala Cynwyd, PA office! Summary: The ... Broker Engagement Associate supports the Broker Engagement...related field. + 3 years' demonstrated experience supporting Select, Preferred , National, Aggregator, and Global agent partners by helping… more
- AIG (San Francisco, CA)
- Join us as a Broker Director to play a highly influential role in protecting our clients and growing our business. Make your mark in Underwriting AIG underwriting ... to grow as insurance professionals and add more value to our customers and AIG. Broker Director Job Description Reporting to the Broker & Market Leader, the … more