- Comerica (Auburn Hills, MI)
- Manager, BRCO Business Unit Compliance The Business Risk Control Officers (BRCOs) play a pivotal role in guiding the business to identify and ... risk in accordance with the risk management lifecycle. The Manager, BRCO Business Unit Compliance for the Line of Business will be responsible… more
- Truist (Atlanta, GA)
- …Implement processes and record retention routines necessary to ensure Business Unit compliance with enterprise risk monitoring requirements. 6. Oversee ... Program requirements (eg, RCSA, KRIs, etc.) within the Business Unit and BURM. Provide risk...assigned Business Unit across all risk types to promote and strengthen compliance … more
- M&T Bank (Clanton, AL)
- …mapping exercises, identifying risk identification and remediation plans, and conducting business unit assessments to manage compliance risk ... marketing and advertising for the consumer and commercial lines of business . The Compliance Risk Management Director, Consumer Protection Office, will… more
- M&T Bank (Cheektowaga, NY)
- …to ensure appropriate and effective collaboration and partnership between the business unit and all Compliance and Risk Management departments. **Primary ... as the primary point of contact within the Mortgage business unit for all risk and compliance related items and partners with all relevant stakeholders… more
- Morgan Stanley (New York, NY)
- …Sales and Trading Business Units, Quantitative Strategists, Business Unit Risk Management, Compliance , Technology and Operations. > Communicate ... business units across the Firm to realize efficient risk -adjusted returns, acting as a strategic advisor to the...> Oversee eTrading limits and controls to ensure the business is taking risk consistent with the… more
- Regions Bank (Nashville, TN)
- …logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Risk Liaison partners with senior leaders to strengthen ... return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure...**Additional Job Description** At Regions, the Operations and Technology Business Unit Risk Liaison partners… more
- Regions Bank (Atlanta, GA)
- …logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Risk Liaison partners with senior leaders to strengthen ... units within Regions. This position will work with the Business Unit and the centralized Risk...return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure… more
- Regions Bank (Atlanta, GA)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line of ... business to help ensure the line of business operations are conducted in compliance with...the Operational Risk Framework across the assigned business line. **Primary Responsibilities** + Conducts compliance … more
- Comerica (Farmington Hills, MI)
- Business Unit Risk Analyst II...* Areas can include support of exam related activities, compliance , supplier management and third-party risk , model ... Monitoring and Reporting. * Identifies, understands, and articulates the risk , turning to the Business Control Officers...and articulates the risk , turning to the Business Control Officers for guidance and expertise. * Develops… more
- Morgan Stanley (New York, NY)
- …part of our culture. *Position Description:* The ISG Cross-Divisional Governance group within ISG Business Unit Risk Management is a 1st line team ... diversifying its workforce (M/F/Disability/Vet)./ **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *ISG Business Unit Risk Management (1st… more
- Morgan Stanley (South Jordan, UT)
- …is an important part of our culture. * * Wealth Management Risk functions as an in- business risk unit to provide risk assessment and risk ... ideal candidate will be a self-starter with a strong business and risk analysis acumen. * Risk...*Experience* . 5 -10 years of industry experience . Risk or compliance experience strongly preferred .… more
- Regions Bank (Birmingham, AL)
- …from Internal Audit, Financial Crimes Risk Management (FCRM) Outreach, and Financial Crimes Compliance related to the business unit in a timely manner. + ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager...and OFAC risk ranking process for their business unit . + Fulfill requests from FCRM… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of Front Line Unit or... business activities in line with BofA Global Compliance and Operational Risk Program. * Participate,… more
- Regions Bank (Tampa, FL)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense ... risk management function that ensures that business unit activities follow necessary rules and...+ Oversees creation and delivery of training to assigned business area to increase compliance awareness +… more
- Morgan Stanley (New York, NY)
- …across multiple global stakeholders, including Syndicate Operations, Technology, GCM Business Unit , Legal and Compliance , Risk Management and Finance ... by collaborating with cross-divisional stakeholders and applying project management and business analysis techniques to deliver complex and high-profile projects. In… more
- Comcast (Philadelphia, PA)
- …Business Unit delegate + Establish and maintain relationships with BISOs and Business Unit Compliance Leads to drive Continuous Compliance ... from Compliance dashboard and inform with respective Business Unit (s). + Perform root cause analysis...other basis protected by applicable law. **Skills:** IT Governance Risk and Compliance (GRC); Governance Controls; Cybersecurity;… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New...in a timely manner, engaging with the Front Line Unit risk teams and leaders globally to ... Description:** This job is responsible for overseeing the Global Compliance - Enterprise Policy, the Operational Risk ...strategy and influence messaging to connect team contributions to business purpose, results, and success. + Risk … more
- Bank of America (Charlotte, NC)
- …Written Communications ** Business Unit Overview:** Chief Financial Officer Compliance and Operational Risk (CFO COR) seeks to deliver effective ... second line of defense compliance and operational risk oversight for a Front Line Unit ,...order to provide independent compliance and operational risk oversight of Front Line Unit or… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. ... **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance...actions to address the root causes that lead to compliance risk issues and/or operational risk… more
- Navy Federal Credit Union (Vienna, VA)
- Overview To develop and manage a comprehensive risk strategy for the business unit which maximizes business operations benefits while minimizing risk ... teams and projects of the highest complexity which have business risk and impact + Proven ability...unit 's products/services + NCCO, CRCM, or other applicable compliance certification Hours: Monday - Friday, 8:00AM - 4:30PM… more