- Morgan Stanley (Purchase, NY)
- *Wealth Management Capital Markets Attorney VP/ED* *Company Profile:* Morgan Stanley is a leading global financial services firm providing a wide range of ... bank, broker-dealer or private equity fund). * Experience with capital markets and securities legal...benefit programs. **Job:** ** Attorney * **Title:** *Wealth Management Capital Markets Attorney VP/ED* **Location:**… more
- Capital One (New York, NY)
- …for a variety of different public and private securities transactions, equity and debt capital markets , and related projects, all for one of the top 10 banks ... Capital One Legal Department is seeking an experienced attorney to provide business, transactional and regulatory counsel support...finance, securities transactions (including equity and debt capital markets ), and a working knowledge of… more
- Capital One (Mclean, VA)
- …States of America, McLean, Virginia Manager, Capital Markets Legal Counsel The Capital One Legal Department is seeking an attorney for its Capital ... transactions, including for equity and debt capital markets and a variety of different securities ...in-house legal department or a combination + Familiarity with capital markets transactions, securities documentation… more
- DuPont (Wilmington, DE)
- …lead legal advisor to the corporate Finance, Treasury and Tax functions, managing capital markets transactions and assisting with other banking and investment ... **Purpose** and make it yours by bringing innovations to market that improve the world, share a commitment to...Finance, Treasury and Tax functions, managing legal aspects of capital markets transactions and assisting with other… more
- TD Bank (New York, NY)
- …to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets , you will play a critical role in providing ... attorney , with substantial and broad expertise in Capital Markets and other corporate advisory matters...TD Securities offers a wide range of capital markets products and services to corporate,… more
- Securities and Exchange Commission (Boston, MA)
- …mission of the Division of Examinations is to protect investors, ensure market integrity and support responsible capital formation through risk-focused ... Attorney -Adviser, you will: Direct employees responsible for conducting securities compliance examinations, and participate in planning and conducting… more
- NRG Energy, Inc. (Princeton, NJ)
- …with other legal matters, including subsidiary management, credit agreements and capital markets transactions, contract administration, and Sarbanes Oxley ... **Purpose:** We are looking for a talented and experienced attorney to join our team and provide leadership on...and provide leadership on a wide range of corporate, securities , and governance matters. The role would report directly… more
- Securities and Exchange Commission (Los Angeles, CA)
- …Supervisory Attorney -Adviser in Los Angeles, CA. Responsibilities At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, ... mission of the Division of Examinations is to protect investors, ensure market integrity and support responsible capital formation through risk-focused… more
- Securities and Exchange Commission (Washington, DC)
- …in its mission to protect investors, maintain fair, orderly, and efficient markets , and facilitate capital formation. IM regulates investment companies, variable ... Review and Accounting Office #2 is seeking to fill one temporary Attorney -Adviser - Sr. Special Counsel position in Washington, DC. Responsibilities At the… more
- BlackRock (New York, NY)
- …to highly efficient indexing strategies designed to gain broad exposure to the world's capital markets . Our clients can access our investment solutions through a ... legal and regulatory requirements to which BlackRock is subject and to deploy capital managed on behalf of clients. The legal transactions team sits within the… more
- Mizuho Corporate Bank (New York, NY)
- …approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity and fixed income sales & trading, ... Derivatives Attorney Legal counsel responsible for managing legal risk...derivatives (eg, ISDAs and futures), clearing and execution, investments, securities financing, tri-party custodian agreements, and bespoke products, with… more
- Deloitte (Boston, MA)
- …Tax, JD, and/or LLM + Previous Big 4 or large CPA firm experience + Banking, securities and/or capital markets experience The wage range for this role takes ... services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of...the CPA + If not CPA eligible: + Licensed Attorney + Enrolled Agent + Certifications: + Chartered Financial… more
- Deloitte (Hartford, CT)
- …to ASC740 + Previous Big 4 or large CPA firm experience + Experience in banking, securities and/or capital market industries The wage range for this role ... services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of...CPA exam + If not CPA eligible: + Licensed Attorney + Enrolled Agent + Certifications: + Certified Financial… more
- Carnival Cruise Line (Miami, FL)
- …and negotiating documentation for financings and other commercial transactions, including capital markets offerings, export credit facilities, syndicated loan ... + 3-5 years of in house or law firm experience as a corporate attorney , with significant experience representing US public companies, and experience with UK public… more
- Deloitte (New York, NY)
- …provide federal tax consulting and compliance services to a client in the securities and financial services industries. You will work directly with the client, ... eligible to sit for the CPA + If not CPA eligible: + Licensed attorney + Enrolled Agent + Certifications: + Chartered Financial Advisor (CFA) + Certified Financial… more
- Capital One (Mclean, VA)
- …corporate or real estate finance/lending + Strong understanding of the commercial debt capital markets across multiple asset classes + Demonstrated ability to ... Strategic Investor Programs **Overview** **:** An amazing opportunity exists for an experienced attorney to join the legal team for Capital One's Commercial Bank… more
- Palo Alto Networks (Santa Clara, CA)
- …trading policy and 10b5-1 trading plans + Provide legal support for capital markets transactions, such as financings, restructurings, credit facilities, and ... and work on a broad range of corporate and securities law matters. You will be part of a...projects as requested **Your Experience** + Must be an attorney admitted to the bar in at least one… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- … in a large law firm or in-house setting, with primary emphasis in corporate, securities and capital markets practice. Strong background in corporate and ... include supporting the Corporate Secretary in: + providing advice regarding securities law disclosure/compliance, including Annual Reports on Form 10-K, Quarterly… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of… more
- SMBC (Jersey City, NJ)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of… more