- Thrivent Financial (Salt Lake City, UT)
- …oversees the effectiveness of the Bank 's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a key member of management ... the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer ...This role leads the Bank 's Community Reinvesment Act Program as well as broad Compliance … more
- US Bank (Philadelphia, PA)
- …client and internal requirements. This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible schedule, ... responsible for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Needham Bank (Wellesley, MA)
- … compliance , Fair Lending, Community Reinvestment Act (CRA), Bank Secrecy Act , Anti-Money Laundering ( BSA /AML), Office of Foreign Assets Control ... Job Descriptions: Under the direction of the Chief Risk Officer , drives implementation and...Fair Lending Business Plans. + With support of the BSA Officer , oversees Bank -wide … more
- Navy Federal Credit Union (Winchester, VA)
- …+ At the direction of the VP Legal Compliance & Risk, (ie: NFFG Chief Compliance Officer ), work with federal and state regulators on exams, audits, ... and procedures + Respond to requests form the NFFG Chief Compliance Officer and senior...range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant… more
- M&T Bank (Clanton, AL)
- …The Compliance Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation ... **Overview:** The Compliance Advisor in the Compliance Risk...an environment that supports diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- Insight Global (New York, NY)
- …fast-paced environment. The Head of Compliance Technology reports directly to the firms Chief Compliance Officer . We are a company committed to creating ... the critical data and technology functions that power the companies compliance and AML/ BSA /Sanctions program. As a compliance technology executive, you will… more
- Bankers Trust (Des Moines, IA)
- …required . Proficiency with IBS Insight, Evision, and Verafin preferred . Advanced knowledge of the Bank Secrecy Act ; USA PATRIOT Act ; Regulation CC; and ... will be hired as either a BSA Officer or BSA Compliance Manager...filings, Section 314(a) and 314(b) of the USA Patriot Act , AML/CFT/OFAC alerts and investigations, and AML/CFT/OFAC Bank… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for...Officer is responsible for developing and maintaining the bank 's model risk governance framework and policies, performing model… more
- Navy Federal Credit Union (Pensacola, FL)
- …are paid within the salary range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant of and adheres to Navy Federal ... as a leader in financial services + Partner with Chief Information Security Officer (CISO), SVP of...policies and procedures, and regulations pertaining to the Bank Secrecy Act . REQNUMBER:… more
- Willamette Valley Bank (Salem, OR)
- …long-term lending and deposit customer relationships. + Works with their Manager and Chief Lending Officer to develop the proposed lending marketing strategies ... not limited to: performing all assigned duties under the Bank 's compliance program and related laws and...and deposit growth goals that are assigned by the Chief Lending Officer . Knowledge, Skills and Abilities:… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...for Corporate Banking and Global Capital Markets and the Chief Credit Officer to ensure overall portfolio… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …prevention controls, and applicable regulatory requirements. * The USA Patriot Act , The Bank Secrecy Act , Federal Reserve SR 11-7 and OCC 2011-12 ... implement investigations and initiatives to achieve strategic objectives as defined by the Chief AML Officer . * Plans, assigns, monitors, reviews, evaluates, and… more
- Vibe Credit Union (Novi, MI)
- …of vendor management program + Act as Vibe's "In-House Counsel". Collaborate with Chief Risk Officer to create and implement 5-year "legal" strategic plan. + ... other corporate policies and governance documents as requested by Chief Risk Officer + Perform research and...training in regulatory requirements is conducted + Serve as BSA Officer and responsible for oversight of… more
- University of Michigan (Ann Arbor, MI)
- …with the Information Assurance (IA) team. This position will report to the Interim Chief Information Security Officer . This BSA position will require ... of U-M systems. As a member of a high performing team, the BSA will develop, implement, and continuously improve IA capabilities including but not limited… more
- University of Iowa Community Credit Union (Clive, IA)
- …for public and not-for-profit bids on behalf of GreenState. + Collaborates with Compliance , BSA , Fraud, Accounting, and deposit operations to ensure adherence to ... services. + Partners closely with the Vice President of Treasury Finance and the Chief Commercial Officer to align on the vision for growth strategy and… more