- Citigroup (New York, NY)
- …Subcommittee, Governing Body Working Group); and, implementing/executing regulatory requirements for compliance programs and Chief Compliance Officers. ... Serves as a senior product compliance risk officer for Independent ...procedures. Specifically, the role is responsible for advising on compliance risk management activities for Citi's swap … more
- Marex (New York, NY)
- …and procedures, reducing inefficiencies where applicable. + Report any breaches of policy to Compliance and the Chief Financial Officer . + Understand and ... (SBS) Capital Controller oversees all financial activities of the Security Based Swap (SBS) regulated entity including daily and monthly regulatory reporting, the… more
- Citigroup (New York, NY)
- …and governance of the US broker-dealer chain legal entities. This role reports into the Chief Legal Entity Governance Officer and is a critical member of the ... on the development and implementation of non-financial risk monitoring program ( compliance risk, operational risk, and reputation risks), in conjunction with… more