- Charles Schwab (East Lansing, MI)
- …role is for you. What you have Required Qualifications: * A valid and active FINRA Series 7 license required * Obtaining or acquiring FINRA Series 66 (63/65) ... advice. Over time, you'll grow your practice holistically through client asset consolidation, networking, and earning client ...volunteering, and 28-day sabbatical after every 5 years of service for eligible positions * Paid parental leave and… more
- Intrua Financial, LLC (Houston, TX)
- …degree required, preferably in Finance, Business, Economics, or related field Ability to obtain Series 7 within 6 months of hire Proficient in Microsoft Excel, ... client portfolios Respond in a timely manner to service requests on the Investment Analysis team queue Participate...Fidelity, or Schwab 2+ years of relevant Finance/Investment experience Series 7 and 66 license preferred. Any… more
- Intrua Financial, LLC (Houston, TX)
- …it ready for them. Skills and Experience: 2+ years experience in the Financial Planning field Series 7 & 66, or 65 Licenses CFP a plus Four-year degree or ... challenge and opportunity. Demonstrating a passion to delivering superior service and building client relationships will add to success in this position. In… more
- Larson Financial Group, LLC (St. Louis, MO)
- …a motivated individual who is passionate about financial planning, delivering exceptional client service , and building long-term relationships. About the Role As ... \"touches\" to cultivate referrals Manage onboarding and ongoing client service processes Resolve client ...of experience in financial planning or a related field Series 7 and 66 licenses required CFP… more
- Larson Financial Group, LLC (St. Louis, MO)
- …* Track next steps in the planning process for clients * Working jointly with client service manager and operations team to ensure concierge client ... follow up, applying planning techniques within meeting preparations, attending client meetings, and keeping organized accounts of client...Advisor to accomplish a common goal Qualifications: * Prefer Series 6 or 7 and 63 or… more
- JPMorgan Chase (Chicago, IL)
- …College degree or equivalent experience + Minimum 3 years of client service experience + FINRA Series 7 and Series 63 licenses required (or must ... The Client Service Associate is the primary point of contact for all deposit account service -related needs of a JP Morgan Advisor's client . This role is… more
- Bank of America (Chandler, AZ)
- Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Chandler, Arizona **To proceed with your application, you must be at least 18 ... where the representative is expected to take several inbound service calls daily to solve for financial needs. Key...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
- Bank of America (Pennington, NJ)
- Life Services Financial Solutions Advisor ( Series 7 & 66 required) Pennington, New Jersey **To proceed with your application, you must be at least 18 years of ... and regulatory policies, procedures, and processes **Required Qualifications:** + Series 7 , and 66 or equivalent (required)...client requests and makes referrals to appropriate internal service providers based on client needs and… more
- Bank of America (Chandler, AZ)
- Financial Solutions Advisor - Participant Services ( Series 7 and 66 required) Chandler, Arizona **To proceed with your application, you must be at least 18 years ... and apply complex technical material quickly **Required Qualifications** * Series 7 , and 66 or equivalent required...client requests and makes referrals to appropriate internal service providers based on client needs and… more
- Bank of America (Jacksonville, FL)
- National Financial Solutions Advisor I (Jacksonville, FL) ( Series 7 Required) Jacksonville, Florida **To proceed with your application, you must be at least 18 ... a defined consultative approach with clients to systematically identify client needs and appropriate solutions. + **Build your network.**...first to meet their evolving needs. **Required skills** + Series 7 , and 66 or equivalent (if… more
- Raymond James Financial, Inc. (Savannah, GA)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 , 9 & 10 required. + Series 63, 65 ... statements. + Researches and resolves complex problems relating to client accounts and inquiries. + Assists Branch Manager in...lead others in providing a high level of customer service in a calm and professional manner, constantly projecting… more
- Vanguard (UT)
- Have your FINRA Series 7 and 63 and a passion...serving others? Join our team of "crew" as a Client Service Excellence Center associate! About this Job: ... give them the best chance for investment success." Our Client Service Excellence Center associates fulfill our...a $20,000 licensing bonus for bringing your active SIE, Series 7 , & Series 63… more
- Truist (Tampa, FL)
- …features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 licenses. ( Series 63 & ... business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND… more
- Bank of America (North Bethesda, MD)
- …in the market while working with the Home Office to ensure superior client service . Key responsibilities include partnering with the market leadership team, ... partner closely with advisor teams to deliver a branded client service model focusing on digital solutions...policies and procedures **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66… more
- Bank of America (San Diego, CA)
- …in the market while working with the Home Office to ensure superior client service . Key responsibilities include partnering with the market leadership team, ... partners closely with advisor teams to deliver an exceptional client service model focusing on digital solutions...delegating team work. **Required Qualifications:** + Currently hold SIE, Series 7 AND Series 66… more
- Bank of America (San Francisco, CA)
- …Plans. The PWCRM partners closely with advisor teams to deliver a branded client service model focusing on digital solutions and enterprise capabilities. ... responsibilities include, but are not limited to:** + Ensuring client service expectations are met and exceeded...the role:** + Candidates are **required** to currently hold Series 7 AND Series 66… more
- Nuveen Investments (Frisco, TX)
- …Client Relationship Manager partners with Wealth Management Advisors in delivering client service and supporting high-net worth clients. Working under ... advisory team in overall book management strategy. + Provides client service and sales support as a...Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; … more
- Vanguard (Scottsdale, AZ)
- …and wealth management (preferred, but not required ). + Ability to successfully pass the Series 7 and Series 63 (or equivalent licenses) within the time ... Job Description : At Vanguard, we have a client -first mentality that we live and breathe every...continuous support needed to pass the SIE and FINRA Series 7 & 63 + Acumen building… more
- Nuveen Investments (Charlotte, NC)
- …Client Relationship Manager partners with Wealth Management Advisors in delivering client service and supporting high-net worth clients. Working under ... **Wealth Client Relationship Manager** Wealth Management Client ...Required; 3+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; … more
- Comerica (Bloomfield Hills, MI)
- Job Description Registered Client Service AssociateThe Securities Senior Sales Assistant (SSA) role is a position providing operational and sales support to ... responsibilities in 4 primary categories: Sales Support, Compliance, Customer Service , and Teamwork. Some of the primary responsibilities are...Advanced college degrees may count towards experience requirement + Series 7 and Series 63… more
