- Morgan Stanley (San Mateo, CA)
- *POSITION SUMMARY:* The Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the ... Senior Complex Risk Officer , the Complex Risk Officer has accountability for maintaining a consistent controlled environment through adherence of… more
- Morgan Stanley (New York, NY)
- …Officer role is a non-revenue sharing position that has dual reporting to the Complex Manager and Senior Risk Officer . *DUTIES and RESPONSIBILITIES:* ** ... with customer complaints and litigation * Together with the Complex Manager and Senior Risk Officer , ensures appropriate supervisory coverage is maintained… more
- Truist (Charlotte, NC)
- …operate with guidance in only the most complex situation. The Enterprise Strategic Risk Officer will be expected to assist with interaction with the several ... States of America) **Please review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader and… more
- Morgan Stanley (Troy, MI)
- … Complex Manager, Complex Business Service Officer , Sr. Complex Risk Officer ) *EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:* _*E**ducation and/or ... for multiple branch locations at the direction of the Complex Management team. As a BA, you must act...management information in collaboration with CBSO and/or Business Service Officer (BSO) *Management Support* * Navigate the firm's resources… more
- Morgan Stanley (New York, NY)
- …lifestyles, perspectives and needs is an important part of our culture. The National Risk Officer is responsible for a wide variety of supervisory, compliance ... risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional ...and verbal communication skills Ability to prioritize and resolve complex problems and escalate as necessary Ability to identify… more
- Citigroup (Irving, TX)
- …to all. **POSITION OBJECTIVE** Reporting to the 2nd Line Independent Senior Operational Risk Officer who has responsibility for oversight of US Personal Banking ... (Compliance, Legal) in carrying out job responsibilities. The Operational Risk Officer is responsible for supporting the...Risk Management + Well versed in breaking down complex issues and challenging root causes that can be… more
- Citigroup (New Castle, DE)
- …with the business or product. Specifically, the role will require the Operational Senior Risk Officer to: + Proactively analyze various data sources to form an ... Risk and other control functions in fulfilling job responsibilities. The Operational Risk Senior Officer is responsible for leading effective oversight and… more
- Capital One (Mclean, VA)
- …3 (19075), United States of America, McLean, Virginia Senior Director, Technology & Cyber Risk Officer Capital One is one of the fastest growing organizations in ... and reports to the CIO. The second-line Chief Tech Risk Officer (CTRO) and the Technology ...across the Lines of Business to take accountability for complex (and sometimes sensitive) technology and cyber risks +… more
- Citigroup (Tampa, FL)
- …and cyber risks are managed, mitigated, and aligned with our risk appetite. The Risk Analytics & Reporting Senior Officer is part of the Risk Analytics ... in presentation design, executive messaging, reporting, analytics, and project management. The Risk Analytics & Reporting Senior Officer will be responsible for… more
- Wells Fargo (Charlotte, NC)
- … Officer (BACO)** for **Credit Risk Businesses** under the **Chief Credit Risk officer ** , including the **Commercial Credit Workout** group. The remit of ... are applicable to these businesses and will assess the risk presented by regulations/MCR for these businesses. This role...to standards with subject matter expertise + Work with complex business units, rules and regulations compliance matters +… more
- Morgan Stanley (South Jordan, UT)
- …and risk management of Financial Advisors within Wealth Management. The CRU Risk Officer provides centralized risk oversight of the Wealth Management ... suitability, and regulatory focus issues.This role involves working on complex risk matters and requires a high...will be a self-starter with a strong business and risk analysis acumen. * Risk Officer … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... of Raymond James Financial and is responsible for comprehensive and strategic risk management responsibilities within Private Client and Asset Management. This role… more
- Citigroup (Tampa, FL)
- …first line of defense (1LoD) teams, governance, processes, and controls.** **The Data Risk Officer -- VP will be responsible for identifying, anticipating, ... risk coverage team.** **Key Responsibilities:** **The Data Risk Officer - VP** **will ideally be...risk management or data governance in a globally complex , dispersed, and diverse financial services organization.** **The ideal… more
- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by the ... first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent assurance activities (testing… more
- Citigroup (Wilmington, DE)
- The Fraud Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... the overall performance and effectiveness of the sub-function/job family. The Fraud Risk Officer (Supplier Manager) will have responsibility to manage third… more
- Citigroup (Tampa, FL)
- The Processing Risk Manager (Operational Risk Sr Officer I) will be responsible for contributing to the design of a holistic framework to manage processing ... best practices, and optimal processes for a large and complex global banking organization. The Processing Risk ...sustainable process and control design and implementation. The Operational Risk Sr Officer I is a strategic… more
- Citigroup (Getzville, NY)
- The Operational Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...Compliance programs, policies and practices for ICRM. + Analyzing complex comparative data, preparing and presenting regional and global… more
- City and County of San Francisco (San Francisco, CA)
- …For SFERS seeks an experienced investment professional for the position of Investment Officer ("IO") for its Asset Allocation, Risk Management, and Innovative ... Solutions team. Reporting directly to the Managing Director of Asset Allocation, Risk Management, and Innovative Solutions ("Managing Director"), the IO will provide… more
- Peace Corps (Washington, DC)
- … and works under the direction and supervision of the Chief Compliance and Risk Officer . To fulfill the responsibilities and tasks of this position, the ... responsibilities. Responsibilities In exercising assigned responsibilities, the Compliance Accountability Officer ( Risk and Change Management) is guided by… more