- Citigroup (Jersey City, NJ)
- …in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction as well as maintain the AML ... required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk Management **Time Type:** Full time **Primary Location:** Jersey City New… more
- Citigroup (Tampa, FL)
- …in program management. **Job Family Group:** Compliance and Control **Job Family:** AML Compliance & Risk Mgmt **Time Type:** **Primary Location:** Tampa ... Risk Program + AML Digital Risk program The AML Prevention Head...senior executive level within and outside Citi, including Global Compliance leaders, Global Business leads, Independent Audit, Risk… more
- M&T Bank (Clanton, AL)
- …Manage the implementation of technology consistent with BSA/ AML and Sanctions Compliance and broader Risk Division standards and long-range plans, seeking ... and manages a technology and data solutions team within BSA/ AML and Sanctions Compliance to support Agile...to detail, execution, and follow-up on multiple initiatives within Compliance Risk Management. The ability to identify,… more
- Citigroup (Jersey City, NJ)
- …firm-wide AML risk management policy and strategic direction + Maintain AML compliance program for the business including assessment of risks and the ... team. This position reports to the Global Investment Banking AML Head and will act as their...Family Group:** Compliance and Control **Job Family:** AML Risk Management **Time Type:** Full time… more
- MUFG (Irving, TX)
- …of client or control issues to the Head of Trade Finance AML Advisory. + Coordinates risk re-evaluation and reviews of trade relationships globally ... engages with relevant first-line business leaders to support their AML risk -management efforts. + Oversees the timely...Federal Reserve bank, FDIC, OCC and state banking regulators, compliance risk management and regulatory oversight. +… more
- SMBC (Jersey City, NJ)
- …submission to senior Branch management. + Apply data from BSA/ AML Compliance Department stakeholders to translate qualitative risk factors into responsive ... how emerging data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** + Bachelor's… more
- MUFG (Irving, TX)
- …The Global Financial Crimes Division ("GFCD") is seeking a Vice President for a compliance role with experience in AML investigations as well as the development, ... of misconduct. The Vice President will report into the Head of the Global AML Oversight and...compliance , transaction monitoring, investigations, or data governance. + AML subject matter expertise AML Investigation Processes.… more
- Insight Global (New York, NY)
- Job Description Insight global is searching for a Head of Compliance Technology. In this role, you will lead a team of technology professionals responsible for ... critical data and technology functions that power the companies compliance and AML /BSA/Sanctions program. As a ...managing multiple technology initiatives in a fast-paced environment. The Head of Compliance Technology reports directly to… more
- Citigroup (Charlotte, NC)
- Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for ... developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for a...to ensure a strong linkage between core ICRM and AML Compliance . The role represents the supported… more
- Citigroup (Charlotte, NC)
- Serves as key function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for ... developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for a...to ensure a strong linkage between core ICRM and AML Compliance . The role represents the supported… more
- Citigroup (New York, NY)
- Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) ... developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for our...to ensure a strong linkage between core ICRM and AML Compliance . The role represents credit cards… more
- Citigroup (New York, NY)
- …and implement enterprise-wide KYC requirements by tailoring policy requirements commensurate with residual AML risk and control environment. For lower risk ... **Description:** The KYC Policy and Standards Head will join the AML Prevention...regulations, and legal requirements. They will interact with Senior Compliance , Legal, Business, Operations, Technology and Risk … more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Champions a ... Senior Manager, Head of Volcker Compliance **Requisition ID:**...challenge Volcker Rule controls inventories as part of the Compliance Risk Assessment. + Deliver Volcker … more
- Morgan Stanley (New York, NY)
- …is an important part of our culture. Department Profile The ISG Financial Crimes Risk ("FCR") Team is embedded within the Firm's business line. It is responsible for ... identifying, assessing, and escalating potential money laundering and reputational risk issues associated with higher risk client types. The FCRCO Team is… more
- Mastercard (Tampa, FL)
- …drives innovation and delivers better business results. **Title and Summary** Vice President and Head of FI Growth Overview This role can be based in New York, ... industry relationships that you can leverage to get a head start on the job - Familiarity with regulatory...with regulatory requirements in the payments industry, including KYC, AML , and data protection laws across multiple jurisdictions -… more
- Mastercard (San Francisco, CA)
- …and delivers better business results. **Title and Summary** Vice President and Head of B2B Applications Growth Overview Imagine working with world's leading B2B ... - Familiarity with regulatory requirements in the payments industry, including KYC, AML , and data protection laws across multiple jurisdictions. - Ability to… more
- SMBC (Jersey City, NJ)
- … Department Americas Division ("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") ... SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within...action plans to address identified control gaps. + Assist Head of Risk and Control Assessment and… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Champion a ... Senior Manager, US Compliance Risk Assessment **Requisition ID:** 207309...and Control Assessment ("CRCA"). You will also assist the Head of US Regulatory Controls Management in (i) implementing… more
- Regions Bank (Birmingham, AL)
- …This position may manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager, the Head of a Division or a specialized Group ... AML and OFAC findings and recommendations from Internal Audit, Financial Crimes Risk Management (FCRM) Outreach, and Financial Crimes Compliance related to… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct risk , ... (IRR) in the banking book and coordinate with Head Office Treasury and Risk functions on...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more