- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and ... controls' design and execution consistency and cluster-specific relevancy. The ICRM Global Surveillance and Employee Compliance program encompasses a number of… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Banking business , Sales & Trading, Trade and Order Life Cycle(s), and Compliance / Surveillance Controls is preferable. + Address Data Quality (DQ) issues from… more
- Truist (Charlotte, NC)
- …conducting and directing compliance risk oversight of Sales & Trading business units such as electronic communication surveillance , and trading ... and expectations to the Fixed Income Sales & Trading business . 2. Analyze existing policies, procedures, processes and controls...Take lead of the Fixed Income Sales & Trading Surveillance function within the Compliance team which… more
- Chenega Corporation (Norfolk, VA)
- **Req ID:** 34349 **Summary** **Construction Surveillance Technician** **Norfolk, VA** Are you ready to enhance your skills and build your career in a rapidly ... evolving business climate? Are you looking for a career where...in the federal IT and Training environment. The **Construction Surveillance Technician** shall perform verification, testing, and acceptance of… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance , reporting, and guidance ... a bank dealer and offer general support to the compliance department including testing and surveillance . **Primary...Business + Minimum 5 yrs. experience in broker-dealer Compliance or equivalent in legal, compliance or… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... are executed / delivered in support of the Bank's business strategies and objectives. Provide advice on compliance.... + Participate in the review of monitoring and surveillance routines and respond to alerts or issues from… more
- General Dynamics Information Technology (Maui County, HI)
- …**Job Description:** Apply your expertise to advance the mission and optimize our business strategy as a Construction Surveillance Technician (CST) II at GDIT. ... **Public Trust/Other Required:** None **Job Family:** Security **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of… more
- Marex (New York, NY)
- … Compliance Officer - Solutions Advisory position will provide compliance advisory services across multiple business lines and asset classes, including ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services to the Marex Solutions Business units.… more
- Citigroup (O'Fallon, MO)
- … compliance training resources and tools available centrally to support country/ business compliance programs training and research needs. + Additional duties ... 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent... across the firm to document and understand key business process impacting Compliance risks. + Participating… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring)… more
- Citigroup (Jersey City, NJ)
- … compliance training resources and tools available centrally to support country/ business compliance programs training and research needs. + Additional duties ... Serves as a compliance testing officer for Independent ...relationships within CIA function and with other stakeholders including Business process owners and Internal Audit function. + Identifying… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Compliance Officer ** **Job Class: Public Health Sanitarian 2** **Agency: Health Department** + **Job ID** : 83468 + **Location** : St. Paul + ... to protecting, maintaining, and improving the health of all Minnesotans. As a Compliance Officer in the Drinking Water Protection (DWP) Section you will… more
- Morgan Stanley (Seattle, WA)
- …Risk Officer and/or the Regional Risk Officer * Focuses on business ethics and regulatory and compliance practices * Provides coaching and guidance on ... has dual reporting to the Complex Manager and Senior Complex Risk Officer . *DUTIES and RESPONSIBILITIES:* * Surveillance and Supervision* * Primary responsibility… more
- Morgan Stanley (Miami, FL)
- …Risk Officer and/or the Regional Risk Officer * Focuses on business ethics and regulatory and compliance practices * Provides coaching and guidance on ... non-revenue sharing position that reports to the Senior Risk Officer . *DUTIES and RESPONSIBILITIES:* ** * Surveillance and...any Human Resources issues as related to risk and compliance . * Together with the Senior Risk Officer… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Regional Management partners. + Consults with other business units on compliance -related matters. + Conducts various surveillance reviews. + Works on ad ... surveillance reviews, and training, coaching, and mentoring other Compliance associates. **Essential Duties and Responsibilities** + Provides advice and guidance… more
- Houston Methodist (The Woodlands, TX)
- At Houston Methodist, the Security Officer position is responsible formaintaining a safe and secure environment for patients, staff and visitors by patrolling and ... personal protection, traffic control and emergency response services. The Security Officer position may employ Houston Methodist-approved defensive tactics to ensure… more
- US Courts (Miami, FL)
- …This position is open to candidates meeting the education, law enforcement officer age, medical requirements, and the specialize experience requirement. A Judiciary ... - Law Enforcement Officer (LEO): High Sensitive Background Check is required. Responsibilities...recommendations to the Courts and US Parole Commission regarding compliance with conditions of supervision. Utilizes principles of Evidence… more
- City of Boise (Boise, ID)
- Lateral Police Officer Print (https://www.governmentjobs.com/careers/boiseid/jobs/newprint/4766471) Apply Lateral Police Officer Location Boise, ID Job Type ... to join our progressive and service-oriented team. As a Lateral Police Officer , you will perform essential law enforcement and crime prevention duties, including… more
- BMO Financial Group (Milwaukee, WI)
- …surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Works with business /group and internal partners to ensure ... requirements and developments. Maintains functional and regulatory expertise specific to business group, and refers to Compliance Policies & Procedures… more
- LifePoint Health (Henderson, NC)
- …apply appropriate data analysis techniques.4. Confer with the Director of Risk, Regulatory Compliance , and Privacy Officer in the design and review of reporting ... JOB SUMMARY Director of Performance Improvement/ Patient Experience/ Patient Safety Officer (PSO) is responsible for the overall direction, leadership and… more