- Citigroup (Irving, TX)
- The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance ... Independent Assessment teams. The Technology Officer is a strategic professional who stays abreast of...business requirements + Responsible for all aspects of the Compliance Independent Assessment BOW to… more
- Citigroup (Irving, TX)
- …experience in area of focus; Advanced degree a plus + The ICRM Compliance Independent Assessment Operations & Oversight Officer serves in support of the ... Serves as a compliance risk officer for Independent Compliance ...Compliance Independent Assessment Operations and Oversight program, with… more
- Citigroup (Tampa, FL)
- …internal and external deliverables across the Controls Testing Utility. The Client - Controls Assessment Officer will be part of a team of approximately 6 ... by the Client businesses. This position will report to the Client Controls Assessment Lead. It is an execution-oriented position that is responsible for controls… more
- Randstad US (Charlotte, NC)
- independent risk management officer 5. + charlotte , north carolina + posted november 5, 2024 **job details** summary + $93 - $96.10 per hour + temporary + ... communication and coordination with business stakeholders and risk partners in control, compliance , legal and other areas of independent risk management. +… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** to serve as a **Business Aligned Compliance Officer (BACO)** for ... for these businesses. This role is responsible for execution of the Compliance Program involving risk identification and assessment , program support/advisory… more
- Stephen F. Austin State University (Nacogdoches, TX)
- Chief Compliance Officer Bookmark this Posting Print Preview | Apply for this Job Posting Details Position Information Job Title Chief Compliance Officer ... 11. Reports on compliance activities to The University of Texas System compliance officer as requested. 12. Monitors developments and changes in statutes and… more
- Stanford Health Care (Palo Alto, CA)
- …to the President and CEO of both SHC and SMCH, the SHC/SMCH Chief Compliance Officer oversees a comprehensive hospital and clinical compliance program ... the compliance program. + Designing and conducting internal monitoring and independent assessments to detect violations of compliance and privacy laws and… more
- Citigroup (Irving, TX)
- …of compliance -related activities. + Developing effective relationships within USPB Compliance Independent Assessment and with other stakeholders ... as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk...Compliance Risk Management (ICRM)'s US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing… more
- Citigroup (Jersey City, NJ)
- …back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) Plan. + Act as review ... Serves as a compliance risk officer for Independent Compliance ...responsible for performing risk assessment of Citi's compliance risks, performing independent testing activities (testing… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) GFC Sanctions responsible for establishing internal ... assurance processes, eg Regional Enterprise wide and Horizontal risk assessments, self- assessment , internal audit or compliance assurance reviews. Supporting… more
- TD Bank (Congress, OH)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and support to TD ... The role will serve on a team that provides independent oversight of fair banking and support for other... Compliance Team procedures + Facilitates the periodic Compliance risk and self- assessment activities for designated… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... assurance processes, eg Regional Enterprise wide and Horizontal risk assessments, self- assessment , internal audit or compliance assurance reviews. Supporting… more
- Citigroup (Irving, TX)
- … Officer to: + Proactively analyze various data sources to form an independent assessment /opinion of operational risk with prompt and effective escalation to ... to all. **POSITION OBJECTIVE** Reporting to the 2nd Line Independent Senior Operational Risk Officer who has...in-business Operational Risk and Control Managers, as well as Independent Risk and other control functions ( Compliance ,… more
- JPMorgan Chase (Tampa, FL)
- …with regulatory and/or audit best practices. **Job responsibilities** + Perform an independent assessment of the design and effectiveness of controls executed ... status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer ...business meetings and drafting of final reports; + Use independent judgment as well as technical, operational, and regulatory… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will... programs. + Providing oversight and guidance over the assessment of complex issues, structuring potential solutions and driving… more
- Citigroup (New Castle, DE)
- … Officer to: + Proactively analyze various data sources to form an independent assessment /opinion of operational risk with prompt and effective escalation to ... Risk Senior Officer is responsible for leading effective oversight and independent challenge of Citi's US Personal Banking Collections and Recovery Operations to… more
- TEKsystems (Charlotte, NC)
- …requirements. + Oversee the Front Line's execution and challenges appropriately on compliance related decisions. + Provide independent credible challenge to ... About this role: + Lead Compliance Officers will support Auto Lending with the...and understand how the components of the Risk Control Self- Assessment (RCSA) interlock with each other. In this role,… more
- Citigroup (New York, NY)
- …+ Approve credit reviews as a first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk, liquidity of client ... Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB)… more
- TEKsystems (Charlotte, NC)
- …requirements. + Oversee the Front Line's execution and challenges appropriately on compliance related decisions. + Provide independent credible challenge to ... About this role: + Senior Lead Compliance Officers will support Auto Lending with the...control development. + Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function,… more