- Raymond James Financial, Inc. (St. Petersburg, FL)
- …uses knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state ... factors as necessary. Includes directly contacting FAs and communication with branch management . * Provides compliance support in the development and enhancement… more
- Enterprise Bank & Trust (Clayton, MO)
- …supporting our communities.** **Together, there's no stopping you!** **Job Title:** Investment Management : Associate Portfolio Manager **Job Description:** ... and other communications as needed or appropriate. Provide expert investment management service and advice to the...investment vehicles and options. + Ensure proper regulatory compliance in processes and procedures for the team. +… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, ... that span the full spectrum of asset classes through our global network of investment professionals. The Asset Management Risk team is committed to being a… more
- City National Bank (Los Angeles, CA)
- ** INVESTMENT MANAGEMENT GOVERNANCE OFFICE BUSINESS MANAGER ** **WHAT IS THE OPPORTUNITY?** Working within the Wealth Management division, this role will ... City National's lines of business with a strong focus on integrated and streamlined investment management governance programs. **What you will do** + At the… more
- Deloitte (Philadelphia, PA)
- …you should consider a career in Deloitte's International Private Equity and Investment Management practice. What You'll Do As a Manager , you will work within ... thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross...your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying… more
- Deloitte (Seattle, WA)
- …prior experience to provide tax compliance and consulting services to investment management clients. You will assist clients with effective analysis, ... and pursuits. The Team As global leaders in providing professional services to the Investment Management industry, Deloitte works with clients to address a range… more
- Deloitte (Columbus, OH)
- …prior experience to provide tax compliance and advisory services to investment management clients. You will assist clients with effective analysis, solution ... have an exciting opportunity for you as a Tax Manager on our growing team! Recruiting for this role...the global leader in providing professional services to the Investment Management industry, Deloitte Tax LLP works… more
- BlackRock (Wilmington, DE)
- …- interpreting the client's investment guidelines from the completed Investment Management Agreement (IMA) and implementing the required controls through ... ? Look no further! BlackRock is currently seeking an ** Investment Guidelines Compliance Analyst** to become a...the following skills:** + Experience of working in the investment management industry and knowledge of … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking...department's Chief Risk Officer, as well as the broader management team. The role of a Business Manager… more
- Deloitte (Salt Lake City, UT)
- …and local tax issues? Are you intrigued by the tax considerations specific to investment management , private equity, real estate and/or hedge fund clients? If ... for you! We are looking for an innovative, analytical Manager who is ready to handle new challenges and...diverse and inclusive workplace The TeamDeloitte's Multistate Tax Services Investment Management group has more than 1,500… more
- MTA (New York, NY)
- …- $131,188 HAY POINTS : 755 DEPT/DIV : Treasury Department SUPERVISOR : Director Cash & Investment Management LOCATION : 2 Broadway HOURS OF WORK : 8:00 am - ... activity and cash flow requirements of the various MTA investment portfolios (with the Investment manager...Program Financial Model. + Assist the Director Cash & Investment Management on reporting of cash movements… more
- T. Rowe Price (Baltimore, MD)
- … We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today ... strategies, and offers risk consulting services to the firm's portfolio managers and Investment Division leadership. The Risk Analytics Manager reports to the… more
- Citigroup (New York, NY)
- …the investment team, with responsibilities related to both investment management and client service functions. The portfolio manager will be located with ... Citi Investment Management (CIM) is a group...class products. CIM is currently seeking an experienced Portfolio Manager to join our team of investment … more
- JPMorgan Chase (New York, NY)
- …in client accounts in accordance with client plans. Such solutions include: Investment Management , Separately Managed Accounts, Hedge Funds, Private Equity, ... have extensive cross-asset class and market knowledge. As Portfolio Manager , the candidate will be expected to drive client...and Capabilities: + 10 years experience in OCIO or Investment Management + Team-oriented and collaborative approach… more
- University of Southern California (Los Angeles, CA)
- …Office of Research Los Angeles, California USC Alfred E. Mann Institute Research Investment Manager Reporting to the USC Alfred E. Mann Institute (USC ... AMI) Investment Director, the Research Investment ...other USC offices, eg, Office of the General Counsel, Compliance , USC Stevens Center for Innovation) and programs (USC… more
- TD Bank (New York, NY)
- …The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and ... Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity.… more
- Edward Jones (St. Louis, MO)
- …advice and guidance, to meet our clients' personalized needs. The Senior Alternative Investment Product Manager is an experienced product associate who is ... Assist in the coordination and alignment of the product partner relationship management activities described above across all Alternative Investment product… more
- Deloitte (Columbus, OH)
- …you serve + 5+ years of public accounting experience (at least 3 years in investment management ) or equivalent in law firms or industry + Bachelor's degree in ... knowledge across multiple areas of taxation? Do you excel at delivering compliance and consulting services to individual clients and their trusts, estates, family… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …methods. * Concepts, practices and procedures of securities industry and/or investment advisory compliance , including suitability, fiduciary standard, and other ... corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Bank of America (Charlotte, NC)
- Human Resources Manager - Global Corporate & Investment Banking or Global Markets Program Management New York, New York;Charlotte, North Carolina **Job ... the bank such as talent acquisition, compensation, employee relations, regulatory compliance , performance management , and employee engagement and development.… more