- Citigroup (Washington, DC)
- …conduct more targeted comprehensive reviews. Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence ... Serves as a senior compliance risk officer for Independent ...Sanctions regulations, risks and typologies + Expertise of Compliance laws, rules, regulations, risks and typologies + Excellent… more
- Citigroup (Washington, DC)
- … Policy and relevant procedures. + Identifying and escalating to the Chief Sanctions Officer material risks and significant instances of not adherence to ... Serves as a senior compliance risk officer for Independent ...combination thereof. + Advanced degree preferred. **Job Family Group:** Compliance and Control **Job Family:** Sanctions **Time… more
- Mizuho Corporate Bank (New York, NY)
- …a sanction's compliance function at a large Bank or conducting sanctions related audits. + Experience conducting OFAC investigations. + Extensive knowledge ... Summary The Sanctions Compliance Associate will work to...and implementing targeted training for operations teams. + Assist Sanctions Officer with ad-hoc projects, as necessary.… more
- Bank of America (Jacksonville, FL)
- …as sanctions advisory, issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor ... make a difference. Join us! **Job Description** Global Economic Sanctions ("GES") is responsible for dedicated compliance ...economic sanctions : + Deep understanding of economic sanctions regulations and laws ( OFAC , UN, EU,… more
- Wilcox Industries (Newington, NH)
- …ready to help you achieve your goals. We are currently seeking a full-time Export Compliance Officer to work Monday through Friday day shift (on-site). This role ... Responsibilities + Establishes & enforces policies and procedures that support export compliance . + Provides assistance to the company in all facets of export/import… more
- JPMorgan Chase (Tampa, FL)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Understanding/experience of Know Your Customer (KYC), Anti-money Laundering (AML), OFAC and Sanctions preferred but not required… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... responsibilities related to Request for Information (RFIs) related to KYC/risk/ compliance issues identified as part of the KYC due...Final CDD Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of… more
- Citigroup (Washington, DC)
- …procedures. **Responsibilities:** + Designing, developing, delivering, and maintaining best-in-class Sanctions Compliance policies and practices, providing a ... related industry trends. Identifies and escalates to the Chief Sanctions Officer material risks and significant instances...diverse team; Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Sanctions **Time… more
- Acuity Brands (Conyers, GA)
- …Law and Business Environment team will report to the Vice President, Chief Compliance Officer . **Key Tasks & Responsibilities (Essential Functions)** + Lead and ... regulate customs/trade + Experience in advising multinational businesses on trade compliance matters, including US export controls, imports/customs, sanctions … more
- Ankura (NY)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... Expert in the fields of AML / BSA / OFAC , and Consumer protection; + Interact with clients and...Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions ,… more
- M&T Bank (Clanton, AL)
- … Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is needed. The ... the Volcker Rule, Reg O, etc - -BSA/AML & OFAC : Laws and rules that apply to BSA/AML/ Sanctions...OFAC and regulatory reporting. **Scope of Responsibilities:** The Compliance Advisor works under general supervision of the … more
- University of Iowa Community Credit Union (North Liberty, IA)
- …to suspicious activity. + Reviews and analyzes potential hits of member database against OFAC sanctions lists. + Monitors and reviews FinCEN 314(a) requests. + ... as assigned by VP/ Compliance and Risk or Bank Secrecy Act (BSA) Officer . Job Requirements/Expectations + High School diploma or equivalent along with one to… more
- Mizuho Corporate Bank (New York, NY)
- About The teamWithin the Compliance Department, the Financial Crime Compliance Advisory Group (FCC Advisory) is dedicated to being a trusted and proactive ... to FCC initiatives, and leads training and awareness programs to promote compliance culture. Additionally, the team is committed to continuous improvement, regularly… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: The Financial Crimes (FC) Officer II must have a high level of expertise within the Commercial line of ... and/or fraud risk management and related regulations, guidance and best practices. The FC Officer II Leads in the identification and assessment of fraud risk and the… more