- Citigroup (Washington, DC)
- …for overseeing the bank's risk-taking activities. + Managing specialized teams of Compliance professionals responsible for providing sanctions advisory to the ... Serves as a senior compliance risk manager for Independent Compliance ...industry trends. Identifies and escalates to the Chief Sanctions Officer material risks and significant + instances of non-adherence… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champion a high-performance… more
- MUFG (New York, NY)
- …Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Partner with Relationship ... identifying risk flags, supported by rigorous trainings and guidance from Process Governance, AML Advisory & other stakeholders; + Collaborate & handle requests… more
- Ankura (FL)
- …generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and ... risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management,… more
- Cushman & Wakefield (New York, NY)
- …experience is required. This position reports to the Chief Ethics & Compliance Officer . **Job Description** **Responsibilities:** + Responsible for overseeing ... equivalent preferred. + Substantial experience (10+ years) in managing ethics and compliance programs and/or equivalent strategic advisory experience in key… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions, and conduct risk. Relationship management and cross ... PERSON MAY PROVIDE DOCUMENTARY EVIDENCE BEARING ON THE APPLICATION TO THE REGIONAL CERTIFYING OFFICER OF THE US DEPARTMENT OF LABOR TO: Certifying Officer US… more
- BMO Financial Group (New York, NY)
- …and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets The **VP, Operational ... Control Testing Manager** is part of the Office of the Chief Operating Officer (OCCO) Operational Risk and Resilience (ORR) team within the Capital Markets… more
- Citigroup (New York, NY)
- …to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/ AML and other compliance norms + Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads + Manage… more
- Citigroup (Los Angeles, CA)
- …to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/ AML and other compliance norms . Partner with all roles on branch team ... appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral leads . Manage… more
- BMO Financial Group (Chicago, IL)
- …and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets The **VP, Operational ... (CM ORR) group. As part of the Capital Markets Office of the Chief Operating Officer (CM OCOO), the CM ORR unit operates at a quick pace with exceptional quality… more