- Citigroup (Tampa, FL)
- The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role responsible for assisting with the development of the ... firm-wide AML Global Fund Transfer Transparency Standard as well as the strategic AML Compliance Risk Management (ACRM) direction as well as maintain the … more
- City National Bank (Minneapolis, MN)
- **BSA/ AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer (" AML ... transfer agents and clearing firms. + Establishes controls for AML and related regulations monitoring , due diligence,...and board level reporting on the status of the AML /OFAC compliance program. + Acts as an… more
- JPMorgan Chase (Columbus, OH)
- …and Operational teams to deliver ongoing requirements for capturing, reporting and monitoring compliance with regulatory standards. For this role, candidates ... status quo and striving to be best-in-class. As an AML /KYC Officer II, Senior Associate in the.../KYC initiatives, which will require coordination with Project Teams, Compliance , Technology, Training, Communications, Legal, AML Operations… more
- Intuit (Los Angeles, CA)
- …The AML Program Governance Manager will report to the Bank Secrecy Act (BSA) / AML Compliance Officer for Intuit and will assist in managing AML ... + Subject matter expertise or experience in AML transaction monitoring , AML -focused investigations, KYC/EDD compliance , data warehouses is preferred. +… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …/OFAC software. + Oversee various bank-wide quality assurance reviews and compliance monitoring in the areas of BSA/ AML , CIP and Enhanced Due Diligence, and ... 11 paid holidays; employee referral bonus; and educational reimbursement. Summary The BSA Officer is responsible for ensuring the Bank's compliance with all… more
- Needham Bank (Wellesley, MA)
- …Program. ESSENTIAL DUTIES & RESPONSIBILITIES + Executes and manages Needham Bank's day-to-day compliance operations for BSA, AML , USA Patriot Act, and OFAC ... high-risk customers. + Effectively manages, develops, and coaches assigned BSA/ AML team members in monitoring , investigation, and...a SAR is documented. + Assists in providing applicable BSA/ AML training. + Assists the BSA Officer … more
- JPMorgan Chase (Newark, DE)
- …the firm's Anti-money laundering, Sanctions, and Anti-corruption programs and is led by the BSA/ AML Officer and the AML Operations Executive. This position ... Bank's regulatory requirements. The job responsibilities of this Sanctions Compliance Officer position involve the completion of...reports sent to OFAC. + Be responsible for the monitoring , reporting, related to OFAC. + Be able to… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Bank's Community Reinvesment Act Program as well as broad Compliance activities, Compliance Assurance Testing, BSA/ AML...Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that...firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... and evaluate the impact of controls to address ongoing compliance . + Participate in the review of monitoring...business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champion… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance ... Serves as a function/business/product compliance risk officer for Independent ...US Retail Bank Branches, including but, not limited to, monitoring compliance risk behaviors, providing day-to-day … more
- Tradeweb (New York, NY)
- …including implementation of written supervisory procedures, policies, training, annual testing, transaction monitoring and AML compliance + Manage the Firms' ... efforts related to broker-dealer audits, inspections, reviews, and examinations, monitoring complaints and reporting as necessary + Manage all...as necessary + Manage all aspects of the Firm's AML compliance program, as outlined in FINRA… more
- Citigroup (Wilmington, DE)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for coordinating with ... Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Intelligence **Time Type:** Full… more
- Citigroup (Washington, DC)
- …risk management policy as well as the strategic ICRM direction; maintaining the AML compliance program for the businesses (assessment of risks, development of ... Serves as a senior compliance risk officer for Independent ...for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that… more
- SMBC (Jersey City, NJ)
- …support this role as needed. The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources as ... SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the ...respective legal entities. Note: the CRA excludes financial crimes ( AML , Sanctions, Fraud, and Bribery) risks as those risks… more
- Wells Fargo (Charlotte, NC)
- …Ownership requirements), Currency Transaction Reporting/Monetary Instrument Recordkeeping, transaction monitoring , PEPs) and other AML -related topic (eg, ... today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes Operations utility (FCO) and Customer Exits… more
- Banc of California (Pasadena, CA)
- …Talent Acquisition Partner. **Qualifications** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal ... Serves a dual-purpose role fulfilling responsibilities of both a Customer Relationship Officer and Teller. + Profiles customers while opening or servicing deposit… more
- USAA (San Antonio, TX)
- …prior to posting and/or employee placement into this job. The Vice President, Senior Strategy Officer - Bank, serves as a key member of the leadership team and is ... and USB strategy on an ongoing basis and uses those risk assessments for monitoring and evaluating the success of FSB and USB's strategy. + Establishes and reviews… more
- Citigroup (Getzville, NY)
- …an integrated "end-to-end" credit underwriting, identification, measurement, management and monitoring for wholesale credit businesses across the enterprise. The ... referred to as Data Scientists + Specialization in marketing, risk, digital and AML fields possible + Appropriately assess risk when business decisions are made,… more
- SMBC (Jersey City, NJ)
- …+ Manage the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/ AML Compliance Officer and senior management review + Manage, ... team with the oversight, implementation, and enhancement of the BSA/ AML /OFAC Compliance Program. This role works with...as needed + Assist with the coordination of budget monitoring and reporting for Financial Crimes Function + Assist… more