- JPMorgan Chase (Columbus, OH)
- …and Controls to deliver ongoing requirements for capturing, reporting and monitoring compliance with regulatory standards. **Job Responsibilities** + Lead ... status quo, and striving to be best-in-class. As an AML /KYC Officer II, Senior Associate in the...contribute to larger projects. + Coordinate with Risk Officers, Compliance Officers, Controls, and LOB General or Regulatory Counsel… more
- Federal Reserve Bank (St. Louis, MO)
- …5+ years of work-related experience with BSA/ AML compliance or as a BSA/ AML compliance officer . + Sound understanding of compliance regulations ... looking for individuals with a background in Bank Secrecy Act (BSA) and Anti-Money Laundering ( AML ) compliance to join our Safety & Soundness team. As a BSA/… more
- City National Bank (Columbus, OH)
- …and implementation for City National Securities, CNR Securities, and City National Rochdale Funds compliance with the USA PATRIOT Act, AML Act of 2020, US ... input, and reporting. * Develop and implement controls for AML and related regulations monitoring , due diligence,...ensure that required changes are made. * Supports the AML /OFAC Officer relating to Internal Audit or… more
- Scotiabank (New York, NY)
- Senior Audit Manager, Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is ... **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade Surveillance audits, focused on… more
- Truist (Coral Gables, FL)
- …Act as subject matter experts for Unusual Financial Observation filings. Liaise with AML Officer as necessary. 7. Conduct regular reporting on fraud escalations. ... all applicable current and proposed regulations, including FINRA 19-18 Red Flags monitoring , Bank Secrecy Act (BSA)/Anti-Money Laundering ( AML ) laws and… more
- NBT Bank (Lakeville, CT)
- Pay Range: $26.81 - $35.79 The Senior Fraud/ AML Investigator will work fraud and money laundering cases as assigned by the BSA Officer and Security Officer ... well as cases arising from independent reviews of transaction and fraud monitoring reports. Education and Experience: + 3 years experience investigating various… more
- JPMorgan Chase (Tampa, FL)
- …the status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our global/regional ... of controls executed by the lines of business and corporate functions through Monitoring activities and Testing activities to validate compliance with internal… more
- Needham Bank (Wellesley, MA)
- …Business Plans. + With support of the BSA Officer , oversees Bank-wide BSA/ AML program and monitoring activities in line with the Bank's risk appetite, ... manages, develops, and coaches managers & team members in compliance , compliance monitoring , investigation, and...or its equivalent + Minimum of 10-15 years demonstrated Compliance and BSA/ AML Compliance experience,… more
- Citigroup (Irving, TX)
- …of enterprise wide standards and strategies to strengthen and enhance the Bank's Global AML Monitoring program. + Provides guidance to AML officers and ... risks, emerging risks, and regulations specific to transaction monitoring + Establishes framework to assess the AML...- Issue Management Design Team Governance & Control - Compliance Business Control Officer is a strategic… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …/OFAC software. + Oversee various bank-wide quality assurance reviews and compliance monitoring in the areas of BSA/ AML , CIP and Enhanced Due Diligence, and ... 11 paid holidays; employee referral bonus; and educational reimbursement. Summary The BSA Officer is responsible for ensuring the Bank's compliance with all… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Bank's Community Reinvesment Act Program as well as broad Compliance activities, Compliance Assurance Testing, BSA/ AML...Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that...firm and work with contacts in the Business and Compliance to ensure consistent and effective application and implementation… more
- Tradeweb (New York, NY)
- …including implementation of written supervisory procedures, policies, training, annual testing, transaction monitoring and AML compliance + Manage the Firms' ... efforts related to broker-dealer audits, inspections, reviews, and examinations, monitoring complaints and reporting as necessary + Manage all...as necessary + Manage all aspects of the Firm's AML compliance program, as outlined in FINRA… more
- Truist (Charlotte, NC)
- …developing and monitoring machine learning models 4. Experience developing and monitoring models in AML or financial crime contexts 5. Hands-on experience ... to detect and mitigate risks with primary focus on Anti-Money Laundering ( AML ) models. Leverages best practices, modeling experience, and input from model… more
- SMBC (Jersey City, NJ)
- …support this role as needed. The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources as ... SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the ...respective legal entities. Note: the CRA excludes financial crimes ( AML , Sanctions, Fraud, and Bribery) risks as those risks… more
- Citigroup (Washington, DC)
- …risk management policy as well as the strategic ICRM direction; maintaining the AML compliance program for the businesses (assessment of risks, development of ... Serves as a senior compliance risk officer for Independent ...for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that… more
- Morgan Stanley (New York, NY)
- …successful financial crime strategies. . Strong understanding of anti-money laundering ( AML ), sanctions compliance , and other relevant financial crime ... strategy. This high-impact role requires a deep understanding of financial crime compliance , advanced data analytics, and expertise in one or more the following… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within Independent Testing & Validation (IT&V) Commercial Banking and Corporate & ... risk management testing function for financial crimes risk disciplines including BSA/ AML , Sanctions, OFAC, and Anti-Bribery and Corruption (ABC). The FC IT&V… more
- US Bank (Charlotte, NC)
- …governance framework and policies, performing model review and validation activities, monitoring model quality and performance, ensuring compliance with risk ... from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's...regulatory standards, as well as overseeing the validation and monitoring of all models across the organization. This role… more
- Citigroup (O'Fallon, MO)
- … is an entry-level position responsible for participating in Anti-Money Laundering ( AML ) monitoring , governance, oversight and regulatory reporting activities in ... coordination with the Compliance and Control team. The overall objective of this...received by due date + Perform KYC tasks, including monitoring and tracking of KYC records and Appendix readiness,… more