- Citigroup (Tampa, FL)
- Serves as a compliance conduct risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... teams that support the businesses & functions to assess, prevent and detect Conduct Risk non- compliance issues and promote a culture of compliance a… more
- Sycuan (El Cajon, CA)
- Compliance Officer and Risk Manager Tribal, 2 Kwaaypaay Court, El Cajon, California, United States of America Req #14704 Thursday, November 14, 2024 The ... be part of the Sycuan family. Job Purpose: The Compliance Officer & Risk Manager...filing deadlines in collaboration with Revenue Cycle Coordinator. + Conduct compliance audits and interprets these reports… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... industries! We work together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM), specifically part of the ... lending compliance advice and counsel. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice,… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- Citigroup (Tampa, FL)
- The Global Funds Transfer AML Compliance Risk Management, Compliance Officer , AVP is an intermediate level role responsible for recommending/establishing ... alternatives and balancing potentially conflicting situations + Create and develop AML Compliance Risk Management (ACRM) standards and policies + Advise and… more
- Citigroup (Tampa, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... performed. Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk Management **Time Type:**… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... performed. Other job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk Management **Time Type:**… more
- UNC Health Care (Rocky Mount, NC)
- …a lasting impact on our community's health and wellbeing. **Summary:** The ** Compliance /Privacy and Risk Management Manager** is responsible for development and ... implementation of the compliance and risk management program which includes...compliance program to prevent illegal, unethical, or improper conduct . Collaborates with Human Resources and senior leadership to… more
- Highmark Health (Pittsburgh, PA)
- …capacity, the incumbent is responsible for the collaborative and iterative development of the risk and compliance plan for these entities across all areas in the ... not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, investigations,...expectations as set forth in the code of business conduct and company policies._ _As a component of job… more
- SMBC (Jersey City, NJ)
- …**Role Objectives** + Provide subject matter expertise and work with CRA team to conduct compliance risk assessments of various US entities, particularly ... as well as managing other SMEs outside of the CRA team in their conduct of compliance risk assessments for the legal entities they cover (primarily non-U.S.… more
- Citigroup (Tampa, FL)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including defining the… more
- Citigroup (New York, NY)
- …accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+ ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP**… more
- Citigroup (Tampa, FL)
- …the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the internal ... and aligned with our risk appetite. The Risk Analytics & Reporting Senior Officer is...support process enhancements in line with our operational and compliance risk management frameworks. A successful candidate… more
- City National Bank (Charlotte, NC)
- *CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK 2LOD* WHAT IS THE OPPORTUNITY? The Credit Risk Review Officer Senior - Credit Administration will ... leverage designations are correctly identified to adequately manage portfolio risk * Reviews and assesses non- compliance with...management including 1LOD Office of the President and Credit Risk Review (3LOD) * Conduct QA/QC testing,… more
- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls ... to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of… more
- BECU (AZ)
- …can be found here . **IMPACT YOU'LL MAKE** **:** Join BECU as our Director Credit Risk Officer for our Real Estate portfolios, and see how you can lead ... Risk Management division. Your strategic oversight will shape credit risk strategies, enhance governance standards, and ensure compliance with regulatory… more