- Wells Fargo (Charlotte, NC)
- …Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This First Line of Defense team ... include control design assessment and gap identification, control effectiveness testing , issue management of corrective actions and policy exceptions, identification… more
- Citigroup (Schaumburg, IL)
- The Regulatory Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the ... to specific product or macro / systemic regulation, including standards to comply with Basel II / III, MiFID, US Fed, Treasury, FDIC and regulations from other… more
- Citigroup (Schaumburg, IL)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... to specific product or macro / systemic regulation, including standards to comply with Basel II / III, MiFID, US Fed, Treasury, FDIC and regulations from other… more
- Citigroup (Queens, NY)
- …QATV team in enhancing and employing an "audit-style" approach to test Citi's compliance with the US Regulations** **Develop testing strategy (eg, scoping ... **The** **Conformance Testing - Fin Quality Assurance Manager** **, is...and Validation (QATV) group within the Finance Chief Operating Officer organization. Regulatory conformance coverage includes, but is not… more
- TD Bank (Charlotte, NC)
- …to guidelines and regulatory requirements under control partner direction (eg, Privacy, Legal, Compliance , Office of the Chief Data Officer , etc.) + Accountable ... review/pRCSA) and ensure adherence to guidelines and regulatory requirements under Privacy, Legal, Compliance , and Office of the Chief Data Officer + Oversees… more