- Wells Fargo (Charlotte, NC)
- …Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This First Line of Defense team ... include control design assessment and gap identification, control effectiveness testing , issue management of corrective actions and policy exceptions, identification… more
- Citigroup (Schaumburg, IL)
- The Regulatory Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the ... to specific product or macro / systemic regulation, including standards to comply with Basel II / III, MiFID, US Fed, Treasury, FDIC and regulations from other… more
- Citigroup (Schaumburg, IL)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... to specific product or macro / systemic regulation, including standards to comply with Basel II / III, MiFID, US Fed, Treasury, FDIC and regulations from other… more
- Citigroup (Queens, NY)
- …QATV team in enhancing and employing an "audit-style" approach to test Citi's compliance with the US Regulations** **Develop testing strategy (eg, scoping ... **The** **Conformance Testing - Fin Quality Assurance Manager** **, is...and Validation (QATV) group within the Finance Chief Operating Officer organization. Regulatory conformance coverage includes, but is not… more
- Morgan Stanley (Baltimore, MD)
- …whether activity has been classified correctly and are also pivotal in ongoing compliance with the Basel covered position rules across various jurisdictions. Key ... of exp** Team Profile: The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects the Morgan… more
- JPMorgan Chase (Chicago, IL)
- …across the Controller functions listed above. + Coordinate the completion of control testing with CIB F&BM Control officer team and central testing ... reported monthly/quarterly actuals, ensuring end-to-end data quality, controls, and compliance with relevant policies and standards. **Job Responsibilities** +… more
- Mizuho Corporate Bank (New York, NY)
- …role in, or actively contribute to the following activities: + Compute Risk Weighted Asset in compliance to US Basel III at both BHC and legal entity level + P ... strongly preferred + Minimum 3+ years of experience for Officer and 5+ years of experience for AVP in...Rules and calculation of Risk Weighted Assets per US Basel III Standardized Approach + Proficient knowledge of US… more