- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance by 1st line ... address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... according to standards and other applicable policies. The Senior Lead Independent Testing Officer role will provide strategic management, support & leadership… more
- Citigroup (Irving, TX)
- …a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk ... address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , compliance monitoring, and reporting programs… more
- JPMorgan Chase (Tampa, FL)
- …quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our global/regional Compliance teams, ... the lines of business and corporate functions through Monitoring activities and Testing activities to validate compliance with internal policies and procedures,… more
- M&T Bank (Clanton, AL)
- **Overview:** The Senior Compliance Testing Manager - Consumer Protection reports to the Compliance Testing Director within M&T Bank's Compliance ... protection related risks. This position is responsible for managing and leading compliance testing engagements utilizing a risk-based approach in line with… more
- Thrivent Financial (Salt Lake City, UT)
- …in the areas of compliance risk assessments, regulatory change management, compliance testing & monitoring, and issue management workflows. Certificates or ... life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the...Bank's Community Reinvesment Act Program as well as broad Compliance activities, Compliance Assurance Testing ,… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Bank's loan, deposit products and services ... deposit, and loan servicing regulations. + Collaborate with Chief Compliance Officer in executing the Bank's ...consumer and small-business products and services. + Conducts compliance monitoring/ testing reviews and risk assessments of… more
- ManpowerGroup (Holyoke, MA)
- **Risk Oversight - Compliance Officer ** Our client in Holyoke, Mass. the largest and most admired community bank in Western Massachusetts, is seeking a Risk ... Oversight - Compliance Officer to join their team. The... implications of business initiatives. + Completes all yearly compliance training and testing and complies with… more
- EverBank (Charlotte, NC)
- **Enterprise Compliance Officer ** The Enterprise Compliance Officer implements planning for enterprise compliance programs in order to ensure ... 2011-12 + Experience navigating relationships with Model Risk Management, Model Validation, Compliance Testing , and Internal Audit + Strong organization skills… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... rules, regulations, and procedures. + Develop and execute monitoring and testing of business activities, including the annual compliance program review,… more
- JPMorgan Chase (Plano, TX)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance , Conduct and ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...**Preferred qualifications, capabilities, and skills** + Audit, Regulatory &/or Testing experience a plus + Professional certification a plus… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Nov 6, 2024 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description * This position requires support in the ... overseeing and managing of Popular, Inc.'s consumer complaints management-related processes across the Corporation. * The...and support units in managing complaint trends or regulatory compliance issues identified as a result of complaint analysis… more
- Bank OZK (Little Rock, AR)
- …including, but not limited to: deposit products, advertising, privacy, website compliance , lending products (including mortgage and consumer loans), collections, ... with the compliance team and other Bank departments on program-wide compliance initiatives. + Performs testing activities to develop independent conclusions… more
- Bank OZK (Little Rock, AR)
- …federal laws and regulations including, but not limited to, privacy, website compliance , mortgage lending, consumer lending, collections, and mortgage servicing. ... Job Purpose & Scope Serves as a compliance subject matter expert in regulatory collection and...new or changing reporting requirements. + Performs quality control testing activities to ensure accuracy and integrity of regulatory… more
- SMBC (Jersey City, NJ)
- …deposits) is a strong plus (but not required). + Experience in a Compliance Testing or Audit role focused on banking products/services (lending, deposits) ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and… more
- KPMG (New York, NY)
- **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118208 - 68 **Function:** Advisory **Area of Interest:** **State:** NY ... in Advisory. KPMG is currently seeking a Senior Associate in Consumer Compliance for our Consulting (https://advisory.kpmg.us/) practice. Responsibilities: +… more
- Sacramento County (Sacramento, CA)
- Sheriff's Community Services Officer II Print (https://www.governmentjobs.com/careers/sacramento/jobs/newprint/4011430) Apply Sheriff's Community Services ... Officer II Salary $62,994.96 - $76,566.96 Annually Location Sacramento,...the Fair Credit Reporting Act and the California Investigative Consumer Reporting Agencies Act. License Requirement: A valid California… more
- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Citigroup (New Castle, DE)
- …control functions in fulfilling job responsibilities. The Operational Risk Senior Officer is responsible for leading effective oversight and independent challenge of ... function and impacting external third-party suppliers. The Operational Risk Senior Officer performs the role through proactive and direct engagement with 1st… more
- Sacramento County (Sacramento, CA)
- Sheriff's Community Services Officer I Print (https://www.governmentjobs.com/careers/sacramento/jobs/newprint/4009417) Apply Sheriff's Community Services ... Officer I Salary $54,893.52 - $66,711.60 Annually Location Sacramento,...the Fair Credit Reporting Act and the California Investigative Consumer Reporting Agencies Act. License Requirement: Possession of a… more