- Endo International (Malvern, PA)
- …Summary** Responsible for supporting the Executive Director, Global Commercial and R&D Compliance Officer with creating risk-based compliance strategies and ... the best and brightest people at Endo to help us achieve our mission to develop and deliver life-enhancing...support to the Executive Director, Global Commercial and R&D Compliance Officer in carrying out roles and… more
- Stanford Health Care (Palo Alto, CA)
- …current job openings. Your best is waiting to be discovered. Day - 08 Hour ( United States of America) **This is a Stanford Health Care job.** **About Stanford ... CEO of both SHC and SMCH, the SHC/SMCH Chief Compliance Officer oversees a comprehensive hospital and...variety of factors, including but not limited to, internal equity , experience, education, specialty and training. This pay scale… more
- Volvo Group (Greensboro, NC)
- Compliance Officer & Legal Counsel Location:...we believe in** Our focus on Inclusion, Diversity, and Equity allows each of us the opportunity ... Volvo Trucks North America (VTNA) are looking for a Compliance Officer & Commercial Legal Counsel to...qualification on the job description, please apply and let us decide. All qualified applicants will receive consideration for… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... **About Us ** **Wellington Management** offers comprehensive investment management capabilities...these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of… more
- State of Minnesota (Anoka, MN)
- **Working Title: Compliance Officer /State Prog Admin Prin** **Job Class: State Program Administrator Principal** **Agency: Human Services Dept** + **Job ID** : ... visas. Applicants must be eligible to work in the United States at the start of employment....The Anoka Metro Regional Treatment Center in Anoka is Compliance Officer to join our team! As… more
- Parsons Corporation (Annville, PA)
- …for. **Job Description:** Parsons is seeking an amazingly talented **Vehicle Inspection Station Compliance Officer ** to join our team! Are you looking for a ... stations throughout the day? If so, Parsons seeks a Vehicle Inspection Station Compliance Officer with the Pennsylvania Emissions Team to support our project… more
- Maryland Department of Transportation (Baltimore City County, MD)
- EEO/Title VI Compliance Officer (DOT Executive Assistant I) Salary $64,984.00 - $104,954.00 Annually Location Baltimore City Job Type Full Time Remote ... this position will function as an Equal Employment Opportunity Officer and perform advanced duties such as policy and...applicants must be legally authorized to work in the United States under the Immigration Reform and… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... strategies ( equity , fixed income, liquid alternatives and private equity...five years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer… more
- First National Bank of Omaha (Omaha, NE)
- …location is subject to change based on business needs. **Summary of the Job:** Compliance Officer - Employee-centric focused role within the Compliance ... Department. This individual will also manage the Firms initiative on Training. The Compliance Officer will support the firm compliance program to ensure… more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange-Traded ... We invite you to explore the opportunity to join us and grow your career with us ....compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- Wellington (Boston, MA)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... **About Us ** **Wellington Management** offers comprehensive investment management capabilities...Group and will report to the Private Investments Chief Compliance Officer , working closely with other … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance .** ... areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of...1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to… more
- City of New York (New York, NY)
- …of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency EEO personnel, ... of the City of New York. Our commitment to equity , effectiveness, and sustainability guides our work providing City..."2" or "3" below. 2. One year of satisfactory United States legal experience subsequent to admission… more
- Trinity Health (Fort Lauderdale, FL)
- …**Hospital/Joint Commission Experience Required** **_Position Purpose_** **A hospital's safety and compliance officer , ensures that the hospital complies with ... + **_What you will do:_** *Maintains continuous survey readiness through compliance with regulations from a number of regulatory agencies, including The… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... businesses. + Communicate with sales and trading management and US Compliance personnel on relevant compliance...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... business lines and asset classes, including OTC derivatives, structured notes/products, equities , fixed income, listed options, equity derivatives, and hedging… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... change. **Compensation/Benefits Information:** (This section is only applicable to US candidates) S&P Global states that the...to persons with indefinite right to work in the United States . **About S&P Global Ratings** At… more
- TD Bank (New York, NY)
- **Work Location:** United States of America **Hours:** 40 **Pay Details:** $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation ... Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and...over 27 million households and businesses in Canada, the United States and around the world. More… more