- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Tampa, FL)
- …skillset and knowledge of ISO20022 and, if not, timely develop same. + Provide global Product Development and Payment Operations teams with day-to-day support on ... The AML Compliance Risk Management (ACRM) Global Funds...Lead efforts within AML, working with cross-LOB teams including Product , Operations and Technology, to establish global … more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... control reviews. + Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Wilmington, DE)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) leading support for **Citi Retail ... control reviews. + Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... control reviews. + Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Jersey City, NJ)
- Serves as a senior CitiDirect & CitiConnect product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... control reviews. + Partnering with other ICRM teams and global functions focused on Platform and Data Services, including...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- JPMorgan Chase (Portland, OR)
- …Campbell Global is a subsidiary of JP Morgan. As a Chief Operating Officer within Campbell Global , you will collaborate with key stakeholders to propel ... + Strong financial management skills including analysis and recommendations with context of global macro and product drivers + Familiarity with various financial… more
- JPMorgan Chase (Newark, DE)
- …fulfill the Bank's regulatory requirements. The job responsibilities of this Sanctions Compliance Officer position involve the completion of processes around ... status quo and striving to be best-in-class. As a Compliance - OFAC Sanctions Officer - Associate...the status quo and striving to be best-in-class. The Global Financial Crimes Compliance (GFCC) organization has… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are ... management functions for Structured Derivatives and Lending exposures booked within the Global Commodities line of business * Product coverage includes eg… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or… more
- Bank of America (Chicago, IL)
- Leasing Credit Officer II / I - Global Vendor Finance Chicago, Illinois **Job Description:** At Bank of America, we are guided by a common purpose to help make ... client-facing teammates to consult on sales opportunities, and providing the product expertise to deliver effective client solutions. Job expectations include… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... control reviews. + Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- T. Rowe Price (Baltimore, MD)
- …firm's investment compliance monitoring system, Charles River. The Investment Compliance Officer identifies, interprets, and programs restrictions into the ... and grow your career with us. Role Summary Investment Compliance is a global function responsible for...managers and other internal and external parties. The Investment Compliance Officer also assesses the impacts of… more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange-Traded ... compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,... compliance . + Investment Company Act of 1940 compliance experience including ETFs + ETF product … more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments,...of focus; Advanced degree a plus + The ICRM Compliance Independent Assessment Operations & Oversight Officer … more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and building trust. In addition, engages with the ICRM product and function coverage teams, in order to partner...program framework. This role will be part of the Global Privacy and Responsible Data compliance team… more
- Citigroup (Tampa, FL)
- …This person will work closely with Business Leaders in the Citi Global Wealth businesses, Independent Compliance Risk Management (ICRM), Legal, Operations, ... Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and functions coordinating regulatory examinations, serving as point person… more
- Sanofi Group (Cambridge, MA)
- …safety action plans and implementation, as appropriate + Enable effective development of product safety + Regulatory compliance + Monitoring of risk mitigation ... **About the Job** We are an innovative global healthcare company with one purpose: to chase...to internal and external customers + Safety expert for product + Maintain knowledge of product , … more
- Wilcox Industries (Newington, NH)
- …ready to help you achieve your goals. We are currently seeking a full-time Export Compliance Officer to work Monday through Friday day shift (on-site). This role ... aerospace, defense, technology, or manufacturing, is often preferred. + Familiarity with compliance software, global trade management systems, SAP and enterprise… more