- Florida Atlantic University (Boca Raton, FL)
- …Research Security Officer - Boca Raton, FL. Reporting to the Associate Vice President, Research Integrity within the University's Division of Research (DoR), the ... Export Control oversight. The Export Control and Research Security Officer supports compliance with US laws and...Treasury) and serve as a point of contact for regulatory inquiries and compliance reporting. + Assist… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... trackers, and organizational diagnostics to support strategic initiatives. + Monitor compliance with policies and procedures related to problematic assets, including… more
- Banc of California (Irvine, CA)
- …the daily workflow and coordinate with other areas as required to ensure compliance with service standards and regulatory deadlines. + Assure high quality ... a supervisor is preferred + High School Diploma or equivalent is required + Associate 's degree or higher strongly preferred + Solid understanding of the operational … more
- University Health (San Antonio, TX)
- …Health's compliance program. The position reports directly to the Chief Compliance /HIPAA Officer and plays a critical role in advancing the organization's ... of corrective measures. The Integrity Manager also supports the Chief Compliance /HIPAA Officer in conducting investigations and special reviews, including… more
- Ochsner Health System (Des Allemands, LA)
- …and patient for the procedure. Acts as liaison to the hospital Radiation Safety Officer (RSO). To perform this job successfully, an individual must be able to ... are subject to change at the company's discretion. Education Required - Associate degree in radiologic sciences. Preferred - Bachelor's degree in radiologic… more
- SLAC National Accelerator Laboratory (Menlo Park, CA)
- …the Senior Procurement Operations Manager will be responsible for ensuring compliance with procurement requirements as specified in the Department of Energy's ... million in annual spend. + Serves as an acquisition advisor to Associate Directors (AD) and senior stakeholders on procurement related acquisitions/projects in… more
- Terumo Neuro (Aliso Viejo, CA)
- …conduct and support EHS audits and provide training necessary to maintain regulatory compliance preferably within the medical device industry. 3. Demonstrated ... and safety of all associates, contractors, and visitors while ensuring compliance with applicable regulations and laws. Lead the organization during significant… more
- Stony Brook University (Stony Brook, NY)
- …degree (foreign equivalent or higher). In lieu of a Bachelor's degree, an Associate 's degree (foreign equivalent or higher) and two (2) years of relevant ... captioning and audio description best practices. Experience with legal and regulatory requirements related to digital accessibility in higher education. **Brief… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact… more
- JPMorgan Chase (Jersey City, NJ)
- …quo and striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC) and Government Engagement ... the firm's Global Employee Compliance and Conduct organization, which provides compliance coverage in relation to key employee-related regulatory and … more
- JPMorgan Chase (Plano, TX)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance Conduct and ... will need to possess sufficient knowledge and experience in Compliance , as well as familiarity with regulatory ...in Compliance , as well as familiarity with regulatory and/or audit best practices. **Job Responsibilities** + Identify… more
- T. Rowe Price (Owings Mills, MD)
- …compliance vision and strategy in conjunction with the Chief Compliance Officer . + Monitor ongoing legal and regulatory developments. Design and lead ... . About this Position Reporting to the Broker/Dealer Chief Compliance Officer , the role is responsible for...Compliance colleagues to review, interpret and implement new regulatory requirements as well as enhance existing compliance… more
- T. Rowe Price (Owings Mills, MD)
- … compliance requirements. + Responsible for drafting quarterly and annual chief compliance officer reporting under Rule 38a-1 and Rule 206(4)-7 and overseeing ... regulatory reviews. Reviews procedures and policies to ensure compliance . + Provides support to senior leadership. Meets with...and needs, at work and in life. As an associate , you'll be supported with resources , benefits ,… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing...Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs,… more
- Lawrence General Hospital (Lawrence, MA)
- …Chief Nursing Officer , ensuring consistent implementation of best practices, regulatory compliance , and continuous improvement in patient care delivery, ... Oversee the integration of evidence-based practices, trauma-informed care models, and regulatory compliance into daily operations. + Standardize nursing… more
- TD Bank (New York, NY)
- …role. **Job Description:** The TDS US Compliance team is looking for an Associate candidate (Senior Compliance Officer ) to join the new Trade ... guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing ...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Callen-Lorde Community Health Center (New York, NY)
- …directors, practice managers, and quality teams to ensure operational excellence, regulatory compliance , and continuous improvement in access, efficiency, and ... the Role: Callen-Lorde Community Health Center is seeking a collaborative and mission-driven Associate Chief Medical Officer (ACMO) to join our leadership team.… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking an Associate Estate Trust Officer - Associate Fiduciary Specialist focused… more
- KeyBank (Brooklyn, OH)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **Job Description** The Compliance Associate - Financial Crimes Risk Management (FCRM) Governance Team role ... diligence, and investigations reviews. + Coordinate the dissemination of regulatory compliance regulations, related laws and guidance...implementation. + Interact, at the direction of the OFAC Officer , with regulatory agencies and the Risk… more
