- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment . As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- ManpowerGroup (Holyoke, MA)
- ** Risk Oversight - Compliance Officer...for potential increased risk - integrate into risk assessment and strategy. ** Compliance ... admired community bank in Western Massachusetts, is seeking a Risk Oversight - Compliance Officer ...Minority Concentration census tracts. + Perform annual Fair Lending Risk Assessment . + Coordinate CRA strategy and… more
- Sycuan (El Cajon, CA)
- Compliance Officer and Risk Manager Tribal, 2 Kwaaypaay Court, El Cajon, California, United States of America Req #14704 Thursday, November 14, 2024 The ... be part of the Sycuan family. Job Purpose: The Compliance Officer & Risk Manager...capacity, or success of organizations. + Develop or implement risk - assessment models or methodologies. + Produce reports… more
- ManpowerGroup (Tampa, FL)
- **JD: Role: Risk & Control Officer with Compliance Testing/IA testing in either BAU or Consent Order experience/Audit exposure **Location: Tampa, FL (Hybrid ... Role: Global HR Quality Control (QC) Transformation - Control Officer ** Overview of department: The HR Risk ...under the Consent Order-related deliverables. * Perform and deliver risk assessment results, including business metrics that… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM), specifically part of the ... behaviors, providing day-to-day Compliance advice, completing an annual fair lending risk assessment , reviewing business strategies in credit risk and… more
- Citigroup (Getzville, NY)
- Serves as a compliance risk officer for...in particular Third Party Risk Management and Compliance Risk Assessment . + Participating ... comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. +… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Highmark Health (Pittsburgh, PA)
- …including in-depth knowledge of HIPAA and possess the ability to perform a privacy risk assessment . The incumbent must have the highest level of integrity and ... responsible for the collaborative and iterative development of the risk and compliance plan for these entities...monitoring and implementation of new or changing regulatory requirements, risk assessment and audit execution, risk… more
- Citigroup (Tampa, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... management policy and strategic direction + Maintain AML compliance program for the business including assessment ...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk … more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... management policy and strategic direction + Maintain AML compliance program for the business including assessment ...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk … more
- Citigroup (Irving, TX)
- …to all. **POSITION OBJECTIVE** Reporting to the 2nd Line Independent Senior Operational Risk Officer who has responsibility for oversight of US Personal Banking ... , Legal) in carrying out job responsibilities. The Operational Risk Officer is responsible for supporting the...Fraud, Technology & Data Management, etc. + Independent Credit Risk and Compliance Risk Management… more
- UNC Health Care (Rocky Mount, NC)
- …a lasting impact on our community's health and wellbeing. **Summary:** The ** Compliance /Privacy and Risk Management Manager** is responsible for development and ... implementation of the compliance and risk management program which includes...its objectives. **Responsibilities:** 1. Proactively evaluates areas of organizational risk , based on internal assessment and external… more
- Citigroup (New York, NY)
- …first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, and credit limits, ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Citigroup (New Castle, DE)
- …with the business or product. Specifically, the role will require the Operational Senior Risk Officer to: + Proactively analyze various data sources to form an ... Risk and other control functions in fulfilling job responsibilities. The Operational Risk Senior Officer is responsible for leading effective oversight and… more
- Citigroup (Tampa, FL)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Senior Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Securities and Exchange Commission (Washington, DC)
- …is a manager and a member of the team in the Agency's Office of the Chief Risk Officer , which is responsible for leading the Agency functions regarding risk ... If selected, you will serve as an Associate Chief Risk Officer reporting directly to the Chief...organizing, directing, and managing all aspects of the Operational Risk Management (ORM) program, including the annual assessment… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Officer I role...in relationship to trigger update of Risk Assessment + Verify third party's compliance to required ... + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy...+ Complete or provide advice to BAO on the Risk Assessment for third party and reevaluate… more
- Wells Fargo (Charlotte, NC)
- …Third party risks, Regulatory compliance , etc. + Direct experience executing the Risk Control Self- Assessment (RCSA) for risk identification, risk ... role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Lead Financial Risk Officer reporting to the manager of Financial Forecast & Performance Management Oversight. This ... Lead Financial Risk Officer will play an important role...Council (CAFCo) + Conduct FFPMO's annual independent SR 16-3 compliance assessment and prepare related reporting for… more
- Citigroup (Queens, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more