- S&P Global (New York, NY)
- … Assistant to provide support to the New York office of the Ratings Compliance & Risk department, reporting to the Global Chief Matrix Officer, including ... support for the members of the Compliance & Risk senior management team, and the Designated Compliance Officer (DCO) - Americas & EMEA specifically.… more
- Morgan Stanley (Miami, FL)
- …annuities, insurance, retirement, and trust services. The WM and US Banks Financial Crimes Risk Assistant Vice President (AVP) is part of Wealth Management and ... and 10. Partnering with the Second Line of Defense Compliance teams to monitor client relationships on an ongoing...benefit programs. * o #LI-AJ1 **Job:** **Wealth Management* **Title:** * Assistant Vice President: Anti-money Laundering Risk -… more
- American Express (Phoenix, AZ)
- …own path. Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk management function, ... all applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs independent risk management assessments, and… more
- UCLA Health (Los Angeles, CA)
- …can do all this and more at UCLA Health. As member of the Medicare Advantage Risk Adjustment leadership team, the Assistant Director of Risk Adjustment is ... will be responsible for coordinating mock RADV audits and compliance audits with the compliance officer and...officer and the manager of coding and education. The Assistant Director of Risk Adjustment will oversee… more
- Morgan Stanley (Miami, FL)
- …control framework at a financial institution. *Required Qualifications:* * 3 years of risk management, compliance , control, and/or audit experience in a Bank or ... first line of defense financial crimes activities including defining risk mitigant strategies, adherence to policy and setting ...findings. * Act as a liaison between data analytics, compliance , and AML operations teams to ensure alignment on… more
- Morgan Stanley (Purchase, NY)
- …crimes. * Collaborate and engage with stakeholders including Business Leaders, Legal & Compliance , Risk , and Internal Audit * #LI-AJ1 *Required Experience:* * 5 ... Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Assistant Vice President, Heightened Risk Review Team* **Location:** *New… more
- Morgan Stanley (Purchase, NY)
- …Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Assistant Vice President: Anti-money Laundering Risk - Enhanced Due ... culture. * * The Investment Management (IM) Financial Crimes Risk Team is embedded within the Firm's business line....and * Partnering with the Second Line of Defense Compliance teams to monitor client relationships on an ongoing… more
- Federal Reserve Bank (Minneapolis, MN)
- …The Federal Reserve Bank of Minneapolis (Bank) is looking for an Assistant Vice President (AVP) for the Supervision, Regulation, and Credit (SRC) Division. ... be responsible for overseeing a business line that includes Credit, Payment System Risk , and Reserves. * The Credit function administers extensions of credit to… more
- Federal Reserve Bank (San Francisco, CA)
- …community organizations to some of the largest banking organizations in the country The Risk , Policy, and Analysis (RPA) team in S+C provides data, analytics, and ... risk subject matter expertise and specialized input to various...B of the Bank's Code of Conduct to ensure compliance with the_ Code of Conduct (https://www.frbsf.org/wp-content/uploads/Code-of-Conduct\_December-23-2022.pdf) _conflict of… more
- Navy Federal Credit Union (Pensacola, FL)
- …and mitigate risk /loss + Maintain thorough knowledge of and ensure compliance with applicable federal and state laws, rules, regulations and Navy Federal ... Overview To lead, plan, and direct credit risk modeling and analytics function including, credit ... risk modeling and analytics function including, credit risk strategy development, price setting optimization and simulation/capacity modeling… more
- Citigroup (Getzville, NY)
- …critical component of Citi's first line of defense for wholesale and counterparty credit risk management (CCR) and works with Independent Risk teams to ensure ... responsiveness. Key responsibilities of the group include credit analysis, risk identification, exposure monitoring, stress testing, and User Acceptance Testing… more
- Stanford Health Care (Palo Alto, CA)
- …training, assists the supervising physician in the operating room. The RN First Assistant directly assists the surgeon and practices under the supervision of the ... surgeon during the intraoperative phase. The RN First Assistant must adhere to standardized procedures and not concurrently function as a scrub nurse. + Recognizes… more
- Brockton Hospital (Brockton, MA)
- …resources to make a difference in the lives and health of our patients. The Assistant Director, Corporate Compliance ( Assistant Director) is a member of the ... Chief Compliance Officer (CCO) with the institutional compliance program planning and execution. The Assistant ...of the compliance program, perform or support compliance audits/investigations and risk assessments and serve… more
- Kohler Co. (Kohler, WI)
- ** Assistant General Counsel & VP, Compliance ...risk assessments to identify areas of legal and compliance risk and develop strategies to mitigate ... and Ethics** _Work Mode: Hybrid_ **Location: ** Hybrid - Kohler, WI **Opportunity** The Assistant General Counsel (AGC) & VP, Compliance & Ethics is a key member… more
- The Hartford (Hartford, CT)
- Compliance Asst Director - LC07BE We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. ... team as we help shape the future. The Business Compliance group is seeking a talented professional to join...a talented professional to join their Team as an Assistant Director, Middle & Large Commercial / Global Specialty… more
- MTA (New York, NY)
- Assistant Design Compliance Manager Job ID: 9459 Business Unit: MTA Construction & Development Location: New York, NY, United States Regular/Temporary: Regular ... to apply 30 days after their effective date of hire. JOB TITLE: Assistant Design Compliance Manager AGENCY: Construction & Development DEPT/DIV: Delivery/… more
- City of New York (New York, NY)
- …will continue to add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General ... is a key member of the Trust's legal and compliance department. The Assistant General Counsel and...Compliance Programs: Develop, implement, and oversee ethics and compliance programs and the requisite reporting. 4. Risk… more
- Olean Area Federal Credit Union (Clyde, NY)
- Position: Compliance Assistant As a Compliance Assistant at High Point Federal Credit Union, you will contribute to maintaining compliance with laws, ... Regulatory Reporting + Fraud Investigation + Document Management + Risk Management + Financial Services + Banking Compliance... Risk Management + Financial Services + Banking Compliance + Underwriting + Insurance Compliance +… more
- PennyMac (Westlake Village, CA)
- …control, remediation, and program risk assessments. A Typical Day The Assistant Vice Preseident, State Mortgage Compliance will : + Gather, investigate, ... aspirations of homeownership through the complete mortgage journey. Job Overview The Assistant Vice President, State Mortgage Compliance will assist in the… more
- Schnabel Engineering (Washington, DC)
- …Description** Schnabel is seeking an experienced government contracts attorney and compliance professional to lead the enterprise compliance function within ... for design, implementation and ongoing operation of Schnabel's ethics and compliance program, with responsibility over enterprise compliance management, the… more