- Citigroup (Irving, TX)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... as required. **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... degree a plus **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Federal Reserve Bank (Dallas, TX)
- …in SR Letter 19-3. Finally, the candidate should have experience in Compliance Risk Management Programs and Oversight at Large Banking Organizations ... risk , with a particular focus on enterprise compliance risk management as well...Reserve System (FRS)-level colleagues, other regulators, and the firm's senior management and staff. + Contribute to… more
- JPMorgan Chase (Wilmington, DE)
- …outside the box, challenging the status quo and striving to be best-in- class. As a Compliance Risk Management Senior Associate in Compliance , ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...offer discretionary incentive compensation which may be awarded in recognition of firm performance and individual achievements and contributions.… more
- JPMorgan Chase (Wilmington, DE)
- **Job Summary** As a Compliance - Risk Management Officer - Senior Associate within our Risk Management and Compliance team at JPMorgan ... will provide Compliance advice and oversight of in alignment with Compliance Core Practices: Governance and Oversight, Regulatory Management , Policies and… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... As a Regulatory Compliance and Operational Risk Senior...protection principles, compliance management systems, compliance risk management , consumer protection… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... governance framework. + Developing and establishing firm wide compliance risk management policies and...senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +… more
- JPMorgan Chase (Chicago, IL)
- …the JPMorgan Chase Corporate Control Management Organization, reporting to the Firmwide Compliance risk Assessment Program Lead. As a Firmwide Compliance ... with a wide variety of stakeholders, often at a senior executive level. This is a high-profile role that...8+ years of financial service experience in controls, audit, risk management , or compliance preferred… more
- TECO Energy (Tampa, FL)
- …exceptions, and NERC Alerts. [25%] 3. Controls & Monitoring: Administers the IT Compliance Management Systems and Governance, Risk , and Compliance ... support demonstration of compliance . Escalates out of compliance items to senior management ....of Sharepoint document management and workflow. TITLE: Compliance & Risk Analyst II POSITION CONCEPT… more
- Federal Reserve Bank (New York, NY)
- …of complex institutions to evaluate the quality and effectiveness of firm's legal and compliance risk management practices and controls in relation to the ... or bank examiner. + Demonstrated knowledge of legal and compliance risk management programs and...assessments and responsibilities of the board of directors and senior management . + Experience in assessing, validating,… more
- Grant Thornton LLP (Philadelphia, PA)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... of consumer protection principles, compliance management systems, compliance risk management , and consumer protection laws in the banking industry… more
- Mizuho Corporate Bank (New York, NY)
- … risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance Monitoring ... skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties...size financial institutions required + Comfortable communicating directly with Senior Mgmt ., COOs, Executive Mgmt .,… more
- HUB International (Columbus, OH)
- …Believe in integrity and building success by developing relationships with others Department Risk Management & Loss Control Required Experience: 5-7 years of ... legal and compliance department. The **S** **VP, Compliance and Risk Officer** , Hub Retirement...and Private Wealth ("RPW"), will be a highly visible, senior leadership position, reporting directly into the Global/Executive Chief… more
- JPMorgan Chase (Wilmington, DE)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...+ Implementing an effective process for senior management reporting and escalation of risk assessment… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... + Establishing and developing effective relationships within Citigroup senior management , front line, second line (including independent risk , finance, HR,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through education and experience to manage and oversee the operation of the PCG Compliance Risk and Analytics function/ for Raymond James and Associates. This ... Risk & Analytics program. * Develops and implement compliance surveillance strategies and programs to monitor and detect...* Prepares and presents comprehensive reports and finding to senior management and regulators. * Stays informed… more
- Citigroup (Tampa, FL)
- The Compliance Risk Management Senior Analyst, Assistant Vice President serves as a senior compliance risk analyst for Independent ... Compliance Risk Management (ICRM) responsible for Financial Planning and Analysis, Annual...for optimization and perform ad-hoc financial analytics to facilitate senior management decision making. + Manage annual… more
- Motion Recruitment Partners (New York, NY)
- Business Analyst - Markets Compliance Risk New York, New York **Hybrid** Contract $83/hr - $89/hr Grow your career with an innovative global bank in New York, NY ... as a Business Analyst with a focus in Markets Compliance Risk . Contract role with strong possibility...performance as well as preparing executive reports for Markets senior management . + Assist with Regulatory applicability… more
- Daiichi Sankyo Inc. (Basking Ridge, NJ)
- …areas centered around rare diseases and immune disorders. **Summary** The Chief of Staff, Global Compliance & Risk Management (CRM) will support the Chief ... initiatives. The Chief of Staff will interact regularly with senior leadership and will play a key role in...Years relevant experience in project management and/or compliance or risk management required… more