- Exela Pharma Sciences, LLC (Lenoir, NC)
- …lab and environmental monitoring activities, and will be responsible for establishing testing and sampling time lines, executing the plan and monitoring the ... the ongoing development, manufacture, and distribution of pharmaceutical products in compliance with local procedures, corporate policies, and the regulatory… more
- Exela Pharma Sciences, LLC (Lenoir, NC)
- …planning for the QC - Chemistry group, and will be responsible for establishing testing timelines, executing the plan and monitoring the results. The incumbent ... the ongoing development, manufacture, and distribution of pharmaceutical products in compliance with local procedures, corporate policies, and the regulatory… more
- Merck & Co. (Baton Rouge, LA)
- …include system upgrades, troubleshooting issues, identifying trends, process monitoring , system administration, documentation updates, data querying, operator ... implement process/equipment improvements and manufacturing efficiencies.Serves as liaison with corporate and divisional automation and IT groups.Develop PLC and HMI… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of ... for M&T Program + Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements + Assists in the development… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** ** Compliance Monitoring and Testing ** +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- JPMorgan Chase (Tampa, FL)
- …risk testing coverage aligned to the Firm's lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an ... status quo and striving to be best-inclass As a Monitoring / Testing Senior Officer - Associate in the...the Global Financial Crimes Compliance (GFCC) and Compliance Conduct and Operational Risk (CCOR) Testing … more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...+ Serves as a tester for all facets of compliance monitoring and testing engagements.… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- Mizuho Corporate Bank (New York, NY)
- …MHBK's Internal Audit Division (IAD). Execute a robust audit program of Mizuho's corporate and compliance activities, with particular emphasis on Bank Secrecy ... planning, fieldwork, reporting and other administrative and management tasks pertaining to corporate and compliance areas of focus.Assist in the design,… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance...reviews to identify potential breaches of Regulatory Obligations and Corporate Compliance policies, as well as to… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution ... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will...7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background… more
- Meta (Chicago, IL)
- …The role will support the development and ongoing oversight of a sustainable compliance monitoring & testing program strategy and governance structures ... candidate will possess and demonstrate knowledge and experience with compliance monitoring & testing concepts,... testing . The ideal candidate will also understand corporate compliance requirements (ie Financial Crimes … more
- Scotiabank (New York, NY)
- Senior Manager, US AML Monitoring and Testing **Requisition ID:** 215612 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... success of the Global Banking and Markets ("GBM") AML Monitoring and Testing Department ("M&T"), Global AML,...testing or audit AML experience in a regulatory, compliance , or quality assurance capacity within a financial institution… more
- Truist (Richmond, VA)
- …review activities for risk programs, risks and controls. + Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints ... reporting in control environment assessments and issue identification. + Interpret aggregated testing and monitoring results and identify trends and issues… more
- Truist (Atlanta, GA)
- …of America) **Please review the following job description:** Responsible for executing testing and/or compliance monitoring indicators for Finance/HR ... of review activities for risk/issue programs and controls. + Interpret aggregated testing and monitoring results and identify trends and gaps related… more
- Mizuho Corporate Bank (New York, NY)
- Team Head of AML/Sanctions compliance testing reviews and monitoring for Americas Region. PRINCIPAL DUTIES AND RESPONSIBILITIES:Manage multiple testing ... 2nd Line of Defense.Serve as a head of AML/Sanctions compliance testing team, responsible for AML/Sanctions and...to maintain a solid foundation of applicable regulatory framework.Conduct monitoring on Fin Crime Compliance items requested… more
- Mizuho Corporate Bank (New York, NY)
- The Corporate Platform Engineering Lead will oversee the development, implementation, and continuous improvement of critical enterprise platforms. This role requires ... and economically. + Partner with production support to implement bank-standard monitoring , incident response, and disaster recovery processes and ensure the… more
- Regions Bank (Nashville, TN)
- …will be impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations ... section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line...skills + Strong work ethic and self-motivation + Conduct testing and monitoring activities to ensure accuracy… more
