- NRG Energy, Inc. (Princeton, NJ)
- …to join our team and provide leadership on a wide range of corporate, securities , and governance matters. The role would report directly to NRG's VP, Deputy General ... Counsel & Corporate Secretary. The responsibilities will include all securities matters for a publicly traded company, including ensuring compliance with SEC and… more
- Morgan Stanley (South Jordan, UT)
- …an equal opportunity employer committed to diversifying its workforce ( M /F/Disability/Vet). **Job:** **Wealth Management* **Title:** *Restricted Securities ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve… more
- Microsoft Corporation (Redmond, WA)
- …and Legal Affairs (CELA) department. in the role of Principal Corporate Counsel . The position offers many opportunities to positively impact Microsoft's regulatory ... relevant jurisdiction. Additional or Preferred Qualifications + Knowledge of securities laws pertaining to executive compensation disclosures and equity… more
- Morgan Stanley (New York, NY)
- …the origination, distribution and trading of equity, equity-linked and equity-derivative securities . The Firm's equity Sales & Trading operations provide liquidity, ... including, but not limited to equity derivatives, prime brokerage, securities lending, confidentiality agreements, Futures agreements, listed options agreements, OTC… more
- Morgan Stanley (San Francisco, CA)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... litigation position, but the attorney will also utilize a variety of outside counsel for certain matters. Success in this environment requires the candidate to be… more
- Morgan Stanley (Purchase, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... legend removals for restricted stock. EFS conducts due diligence with Issuer counsel prior to the transaction, negotiates and implements 10b5-1 contracts (including… more
- Mizuho Corporate Bank (New York, NY)
- …management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures ... with external stakeholders including clients, agent banks, participant banks and legal counsel . Qualifications : + Bachelors degree preferably in or related to… more
- Automation Anywhere, Inc. (San Jose, CA)
- …Sr. Director, Corporate Law specializing in corporate governance, securities laws, mergers and acquisitions, subsidiary management, executive compensation, ... report to:** This role reports to our SVP, General Counsel **Location:** San Jose, CA. Bay Area - Hybrid...will make an impact by being responsible for:** + Securities law compliance - Reviewing and preparing SEC filings,… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the...Oracle / MSSQ, Hive, databases Scheduler + Autosys / CONTROL- M or other schedulers will be of added advantage.… more
- Morgan Stanley (New York, NY)
- …funds, and institutional business including: o Providing day-to-day advice and counsel to portfolio management, product development/management and sales teams o ... 1940, the Bank Holding Company Act of 1956, the Securities Act of 1933, Regulation D, ERISA, AIFMD, and...colleagues and clients > Experience engaging and overseeing external counsel as necessary Morgan Stanley's goal is to build… more
- Morgan Stanley (Baltimore, MD)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... has dedicated coverage managers and teams of analysts who advise and counsel each business unit regarding its AML, economic sanctions and anti-corruption obligations… more
- DuPont (Fort Madison, IA)
- …overtime to meet business needs + Basic computer knowledge + Works M -F, 6 AM to 2 PM Join our Talent Community (http://careers.dupont.com/us/en/jointalentcommunity) ... final approval by DuPont's Board of Directors, receipt of tax opinion from counsel , the filing and effectiveness of Form 10 registration statements with the US… more
- Morgan Stanley (Minneapolis, MN)
- …global financial services firm providing a wide range of investment banking, securities , wealth management and investment management services. With offices in more ... privately held fund investors. Coordinate efforts with Parametric's internal legal counsel on agreement negotiations; understand and resolve complex issues and… more
- DuPont (Wilmington, DE)
- …in partnership with business and function facing IT Leaders. + **Program** ** M ** **anagement** : Develop and implement a well-organized, disciplined approach to ... final approval by DuPont's Board of Directors, receipt of tax opinion from counsel , the filing and effectiveness of Form 10 registration statements with the US… more
- DuPont (Hayward, CA)
- …categories protected by federal, state, or local laws. EOE/ M /F/Vet/Disability Join our Talent Community (http://careers.dupont.com/us/en/jointalentcommunity) to stay ... final approval by DuPont's Board of Directors, receipt of tax opinion from counsel , the filing and effectiveness of Form 10 registration statements with the US… more