- Toyota (Plano, TX)
- …who want to Dream. Do. Grow. with us. **Who We're Looking For** The Senior Dealer Facilities Analyst is responsible for providing expert guidance and support ... key in managing Toyota's Image programs across six regions/PDs, ensuring dealer compliance, and recommending strategies to enhance customer satisfaction and… more
- Charles Schwab (Westlake, TX)
- …the efficiency of governance processes, risk management, and internal controls. The Broker- Dealer /Asset Management enterprise team is seeking a Senior Auditor ( ... back office operational functions. Reporting to a Director or Senior Manager in the Broker- Dealer /Asset Management enterprise team, the Senior Auditor will… more
- CIBC (NY)
- …and insightful guidance to senior management and trading personnel as directed by Senior Swap Dealer Compliance ; + Ability to work independently with other ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Global Swap Dealer Compliance Officer is responsible for performing important advisory,… more
- M&T Bank (Lincoln, RI)
- …developing and managing a portfolio of auto, boat, and RV dealers/ dealer group(s) with highly complex lending and financial requirements. Establishes/strengths ... relationships with these major large dollar amount dealership/ dealer groups while promoting financial products, services and opportunities intended to improve their… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker- Dealer and Consumer Wealth is a senior management level ... the AML risk management program for the US broker dealer and consumer wealth business lines, manage a team,...structure potential solutions, and drive effective resolution with other senior stakeholders + Liaise with regulators and Citi internal… more
- Ricoh Americas Corporation (Kansas City, MO)
- …process and thought leadership in developing detailed strategic business plans with senior Dealer executives to drive Ricoh initiatives in partnership with ... PROFILE Responsible to establish and/or expand strategic relationships and trust with Dealer ownership and executive management to influence adoption of Ricoh value… more
- M&T Bank (Buffalo, NY)
- …+ Facilitate the credit needs of customers by underwriting new requests and material modifications from deal screen through approval and for the life of the loan. + ... Manage the ongoing credit risk of existing loan portfolios through continuous credit monitoring (CCM) activities enabling the timely identification of emerging credit risk so that appropriate actions can be taken to manage the risk, minimize losses and assign… more
- Dealer e Process (Lisle, IL)
- …player who is proactive and detail-oriented. A Junior Digital Marketing Strategist at Dealer eProcess works directly with a Senior Digital Marketing Specialist ... and management of their portfolio. This position supports the Senior Digital Marketing Specialist in implementing changes, improvements, and recommendations… more
- Capital One (Mclean, VA)
- Center 3 (19075), United States of America, McLean, Virginia Senior Software Engineer, Full Stack (Angular, Node, Java) - Dealer Tech Do you love building and ... driving a major transformation within Capital One. Capital One Dealer Tech Auto Finance, a leading innovative division within...that enhance both the sales and funding processes. The Senior Software Engineer, Full Stack will support the Auto… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... to ensure the proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Senior Software Engineer, Full Stack (Java, Python, AWS) - Dealer Tech Do you love building and ... be on the forefront of driving a major transformation within Capital One. Dealer Tech Auto, a leading innovative division within Capital One Financial Services,… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Senior Data Engineer (Python, SQL, AWS)- Dealer Tech Do you love building and pioneering in the ... of driving a major transformation within Capital One. **Capital One Dealer Tech Auto Finance** Dealer Tech Auto, a leading innovative division within Capital One… more
- StoneAge, Inc. (Durango, CO)
- … Support Manager, will work together to maintain proactive communication with key dealer accounts, as designated by the Global Senior Sales Manager. This ... The Warthog Dealer Manager - oversees the StoneAge Warthog dealer network throughout NA America. This role is central to enhancing relationships with existing… more
- Bank of America (Columbus, OH)
- Sr. Relationship Manager - Global Commercial Banking - Dealer Financial Services Cleveland, Ohio;Pittsburgh, Pennsylvania; Cincinnati, Ohio; Columbus, Ohio **Job ... to make a difference. Join us! Bank of America's Dealer Financial Services (DFS) is seeking a Sr. Relationship...cover clients and prospects inOhio and Western, PA. The Senior Relationship manager is responsible for initiating, maintaining and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible for assessing ... compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented...as global product lead , managing the engagement with Senior stakeholders across all lines of defense and overseeing… more
- Siebert Williams Shank (New York, NY)
- …Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/ dealer ) is seeking to add a knowledgeable, driven, intellectually curious and experienced ... corporate debt, a national leader in public finance investment banking, a named dealer on more than 50 commercial paper programs, and a seasoned and successful… more
- PNC (Raleigh, NC)
- …BSA/AML & Sanctions organization in Independent Risk Management to support Broker Dealer . The incumbent will lead a team providing Independent BSA/AML Risk ... Management oversight and governance of our broker dealer business segments, which are inclusive of broker-dealers, private equity and registered investment advisors.… more
- US Bank (New York, NY)
- …Capital Markets Legal Team to support the US Bank provisionally-registered swap dealer . This attorney will provide transactional and regulatory legal advice to the ... business units and other support partners regarding relevant swap dealer and banking laws, regulations and related risks -...and effectively with a diverse range of stakeholders, including senior leaders - Ability to assess risks and provide… more
- JPMorgan Chase (Chicago, IL)
- …quo and striving to be best-in-class. As a Vice President Lead Credit Officer in Dealer Commercial Services, you will be a leader on the team and expected to ... guidance and recommendations on deals outside of your credit authority. The Dealer Commercial Services team specializes in floorplan lines of credits, real estate… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer 's compliance risk and is represented by the Chief Compliance Officer as either ... area or process under the oversight of a more senior team member and may cover an area or...of regulatory and/or advisory compliance experience at a broker dealer . + A solid foundation in US securities laws… more