- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time \#R-00241613 Share: (https://jobs.natwestgroup.com/jobs/14903244- ... director -electronic- trading -compliance-officer-us/apply?tm\_src=0) Our people work differently depending on...request. Requirements: + 10 years of experience in compliance advisory + Strong knowledge of US regulations, including FINRA… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is ... related economics. Primary focus of role is on day-to-day advisory and monitoring, although roles also contribute to strategic...monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income… more
- Janus Henderson Investors (New York, NY)
- …in several major areas: engagement with the broker dealer community, stock exchanges and trading desks to ensure an efficient trading ecosystem for JHG ETFs. Day ... to day monitoring of all secondary market trading activity and managing primary market creation and redemption...willing to adhere to the provisions of our Investment Advisory Code of Ethics related to personal securities activities… more
- S&P Global (New York, NY)
- …**Business Opportunity:** Reporting to the Global Head of Ratings Strategy, the Director of Strategy and Business Transformation will be responsible for leading ... for the division. They will be responsible for focusing on strategic advisory , project management, and process improvement across the organization in close… more
- Mizuho Corporate Bank (New York, NY)
- …credit analyses and exposure management. CMC supports all front office trading activities including fixed income, equities, futures and structured products. CMC ... and making credit recommendations in support of the front office trading activities. Underlying Asset Manager counterparty accounts may include Pension Funds,… more
- Mizuho Corporate Bank (New York, NY)
- Treasury Director , Liquidity Management Summary Mizuho Capital Markets Treasury is seeking a Director of Liquidity Management. The candidate will be a member of ... the scenario analysis + Develop strong partnerships with key stakeholders across trading desks, Risk, Finance, and Technology teams + Strategic Balance Sheet… more
- Mizuho Corporate Bank (New York, NY)
- …Banking Division provides corporate and investment banking coverage, sponsor coverage, advisory and solutions and loan capital markets/syndicate to Mizuho's client ... markets and lending capabilities and an integrated team of coverage, advisory and product bankers responsible for client relationship management and strategic… more
- Mizuho Corporate Bank (New York, NY)
- Job Summary: We are seeking a highly skilled and experienced Director to lead the curation and production of risk management committee materials for both management ... acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs… more
- Mizuho Corporate Bank (New York, NY)
- …acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Mizuho Corporate Bank (New York, NY)
- …acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs ... investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho Americas… more
- Morgan Stanley (Purchase, NY)
- …among other matters. Wealth Management's Capital Markets business supports Options trading by its full-service brokerage and investment advisory clients. ... Management's Legal and Compliance Division is seeking to hire an Executive Director or Vice President (commensurate with experience) to provide legal coverage for… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... effectiveness of internal controls relating to wholesale bank and trading operations and internal control within the US This...of the team and assist the Senior Managers and/or Director , US Internal Control & Global Wholesale Operations Audit… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... leverage broader Bank relationships, systems and knowledge + Support the Director , Anti-Bribery & Anti-Corruption, in the ongoing development, maintenance, and… more
- Mizuho Corporate Bank (New York, NY)
- …Testing and UAT support + Production Release deployment The Treasury Technical Director will oversee the technical aspects of our treasury management systems, ... acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs… more
- Scotiabank (New York, NY)
- …financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange ... and leverage broader Bank relationships, systems and knowledge + Assist the Director , Anti-Bribery & Anti-Corruption, and the Senior Managers in the ongoing… more
- Mizuho Corporate Bank (New York, NY)
- …They will be responsible for reporting on projects and BAU items to the Director of Security and may serve as a backup as necessary. Required Qualifications: ... acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs… more
- Mizuho Corporate Bank (New York, NY)
- …AI solution architecture with minimum of 4 years in a leadership role ( Director or equivalent). The expected base salary ranges from $160k-$200k. Salary offers are ... acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs… more
- SMBC (Jersey City, NJ)
- …within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As a Compliance Risk ... representative offices; Grand Cayman Branch; Canada Branch; Brazilian banking and trading subsidiary; and Mexican non-bank leasing affiliate. The primary focus of… more
- The Hartford (Hartford, CT)
- Sr Director , Credit Res Analyst - VDSDCR We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. ... to superior investment performance. This role sits on the trading desk, and interaction and collaboration with PMs, Traders...on behalf of The Hartford, as well as insurance, sub- advisory and other institutional clients. As a condition of… more
- Mizuho Corporate Bank (New York, NY)
- …Position Overview: The Corporate Tax Compliance Associate/AVP will support the Director of Compliance in managing the company's tax compliance, provision, research, ... acquisition of Greenhill, Mizuho provides M&A, restructuring and private capital advisory capabilities across Americas, Europe and Asia. Mizuho Americas employs… more