- Santander US (Boston, MA)
- Director , AML Compliance Model Validation Boston, United States of America The Director , AML Compliance Model Validation will be a SME ... by various Compliance groups in conformance with regulatory guidance on model risk SR11-07 and other regulatory requirements around Compliance models. They… more
- Santander US (Boston, MA)
- Sr. Director AML Chief of Staff and Transformation Boston, United States of America **Position Summary:** _(this position is hybrid, in office minimum 3 days per ... week)_ The Sr. Director , BSA/ AML Chief of Staff and Transformation,...Description** The incumbent is responsible for overseeing and representing AML Compliance in strategic initiatives impacting BSA/… more
- Vanguard (Malvern, PA)
- …and consults on the design, implementation, execution, and maintenance of new AML compliance standards, policies and procedures. + Provides strategic Financial ... risk and strategy, and technology oversight. Senior leader will manage AML oversight process, including risk assessments, board reporting, metrics, business line… more
- Citizens (Iselin, NJ)
- …We are currently seeking a Director of Software Engineering to lead the Compliance technology team and manage the portfolio of applications / data platforms for ... Compliance , AML and KYC and Risk Management....Compliance , AML and KYC and Risk Management. In this role,...Nonfinancial risk analytics and regulatory reporting + Risk - Model development, oversight and governance + Risk - GRC… more
- SMBC (Jersey City, NJ)
- …team and internal audit to address and observations, findings, and gaps to the AML Model + Liaise with Japan Research Institute-America partners to effect ... how emerging data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** + Bachelor's… more
- Ankura (NY)
- …generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and ... (CRR), Sanctions Screening and Staffing Tools; + Participate in Model Risk Management such as data quality analysis, ...and transaction monitoring and watchlist systems; + Draft written compliance programs for AML , consumer compliance… more
- Walmart (Bentonville, AR)
- …** + Identify and help deploy generative AI use cases for financial services compliance + Develop and refine financial services model governance frameworks to ... Position Summary What you'll do The ** Director of Data Analytics - AI** will lead...AI models, and a proven track record of improving model performance without the extensive theoretical focus typical of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …more years' experience supporting technical teams in Anti-Money Laundering ( AML ) compliance , Cyber Investigations/Fraud, enterprise technology and/or analytics ... autonomy, lead the development of enterprise-wide fraud analytics capabilities. The Director , Fraud Analytics, will support the creation, refinement, and continued… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions, and conduct risk. + Build a high-performance ... Associate Director , Multinational Corporate Sales, Global Transaction Banking **Requisition...effective treasury management solutions coupled with a best-in-class service model , making it easy for clients to do business… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Leads a high performance ... Director , US GTB Strategy & Business Management **Requisition...effective treasury management solutions coupled with a best-in-class service model , making it easy for clients to do business… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …BSA Committee members. + Liaise with auditors/examiners during BSA audits/examinations. + Provide the Director of Compliance & BSA AML with periodic status ... as the primary point of contact with regulatory agencies regarding BSA compliance . Position Responsibilities + Conduct BSA/ AML /OFAC Risk Assessments as needed,… more
- Dickinson Financial Corporation (Kansas City, MO)
- …duties related to BSA compliance as may be assigned. + Attend BSA/ AML compliance training sessions to maintain current knowledge of industry best practices, ... AML Program listed below in collaboration with the Director of BSA on a regular basis. The BSA...+ Three to four years of investigations experience in BSA/ AML compliance , + Good understanding of BaaS,… more
- SMBC (Jersey City, NJ)
- …Financial Crime Compliance ("FCC") Program Governance Analyst reporting to a Director of FCC Program Governance. The FCC Program Governance Analyst will assist ... FCC Reporting functions. This role will work with stakeholders within the Compliance Department and business partners throughout SMBC to ensure monthly reports are… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Director of FCC Program Management, the FCC Program Management Vice President is ... supporting establishing and enhancing Financial Crime Compliance ("FCC") Risk Assessments, focusing on External Fraud Risk Assessment. This role involves… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department ... Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As..., Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this role will… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …more years' experience working on technical teams in Anti-Money Laundering ( AML ) compliance , Cyber Investigations/Fraud, enterprise technology and/or analytics ... and perform root cause analysis of non-detected activities. Reporting to the Director , Financial Crimes Analytics (FCA), the Manager will regularly interact with… more
- Morgan Stanley (Baltimore, MD)
- …( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking ... GFC partners. * Coordinate and execute required activities to attain and maintain compliance with Model Risk Management requirements (eg, reviewing and analyzing… more
- SMBC (Jersey City, NJ)
- …accordance with internal policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Works closely with Analysts to identify ... competitive portfolio of benefits to its employees. **Role Description** Within the Compliance Department, the Know Your Customer (KYC) Vice President (VP) is… more
- USAA (Colorado Springs, CO)
- …attempts + Closely partner with Strategies team, Director of Fraud Identity Analytics and Director of Fraud Model Management and Model Users on model ... expanding the company's library of internal packages and applications. Works with model risk management to validate the results and stability of models before… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more