- Bank of America (New York, NY)
- Director : GM Client Experience - AML KYC Escalation Coordinator New York, New York **Job Description:** Candidate will be a part of the Client Experience ... work in close collaboration with Global Markets Sales, GM KYC Client Outreach team and risk partners...Bank's global regulatory and policy requirements as it relates Client Due Diligence (CDD) documentation collection, with… more
- Morgan Stanley (New York, NY)
- …to address unique or novel situations, recognize risks and draw out key issues - Perform Client Due Diligence review in support of the Firm's new client ... We're seeking someone to join our team as a Client Onboarding Regulatory Services Director as part...US banking regulatory environment. - Strong understanding of the Client Onboarding Process and documentation/information specific to KYC… more
- Bank of America (Miami, FL)
- …to support the Bank's global regulatory and policy requirements as it relates Client Due Diligence (CDD) documentation collection, with support from Operations ... Client Outreach Director Manager Charlotte, North...enhance the client experience. **The Role** The KYC Client Outreach Specialist (COS) teams serve… more
- S&P Global (New York, NY)
- …Level (for internal use):** 12 **_The_** **_Role:_** **_Regional Commercial Associate Director - Regulatory Compliance_** **The Team:** This commercial position is ... Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection and management, client lifecycle… more
- S&P Global (NC)
- …of ThinkFolio, iLEVEL, EDM, WSO, Corporate Actions, CLM Pro, Onboarding Accelerator, KYC and other Enterprise Solutions products . We use our extensive project ... year, this this allows us to deliver hundreds of successful client engagements spanning multiple segments and industry verticals **Responsibilities and Impact:**… more
- Morgan Stanley (New York, NY)
- …escalating potential money laundering and reputational risk issues associated with higher risk client types. The FCRCO Team is considered the first line of defense ... and supports the onboarding and enhanced due diligence processes for Morgan Stanley. Primary Responsibilities *...closely with senior management to implement necessary changes in AML/ KYC procedures and controls based on quality review findings.… more
- MUFG (New York, NY)
- …pitches to existing and prospective clients. + Assist Relationship Managers (RMs) with due diligence related to prospective client deals. + Follow and prepare ... 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for...department under the general guidelines provided by the Managing Director & Head of MTS. + Promote sales and… more
- Neuberger Berman (New York, NY)
- …outside counsel on ancillary agreements and closing documentation + Respond to AML and KYC requests and due diligence questionnaires + Work closely with finance ... database and maintain corporate entity information, build organization charts, maintain director and officer lists and registrations + Assist with preparation of… more
- Morgan Stanley (New York, NY)
- …escalating potential money laundering and reputational risk issues associated with higher risk client types. The FCRCO Team is considered the first line of defense ... and supports the onboarding and enhanced due diligence processes for Morgan Stanley. Position Overview The Head of Policies, Procedures, and Training will be… more