- Fidelity TalentSource LLC (Merrimack, NH)
- …the cloud and DevOps aspects of proactive risk and control assessments, monitoring technology controls and overseeing remediation plans. You will also provide ... and other critical technologies. Technology Risk partners with Corporate Audit, Enterprise Compliance , and Security to protect the interests of our customers, our… more
- Notified (Woburn, MA)
- …continuous threat detection, analysis, and security posture improvement through KPI monitoring and threat intelligence integration.Governance, Risk & Compliance ... you to join and lead our security efforts. The Opportunity The CISO / Sr. Director role will be the Head of Information Security, you'll report directly to the CTO… more
- Capgemini Government Solutions (Washington, DC)
- …(IDS/IPS) systems Provide expertise in the technical design, implementation, testing , and troubleshooting of security infrastructure components Ensure appropriate ... and proactive monitoring and event logging for the DoD IT Infrastructure...protocols Undertake any other appropriate duties assigned by the Director of ISS or nominee Develop and perform technical… more
- Windstream (Atlanta, GA)
- …end close process, reporting and reconciliations and will report to the Kinetic Expense Director . This is a remote position. What You Will Do: Prepare and/or review ... and external audit process. Assist in the documentation and monitoring of internal controls. Do You Have: Bachelor's degree...at Windstream is subject to post offer, pre-employment drug testing .Actual base pay for this job will depend on… more
- TD Bank (New York, NY)
- …they should be tracked + Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide review and challenge ... more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...oversee Oversight Program over first line and second line Monitoring and Testing Activities + Conduct Quality… more
- Oriental Bank (San Juan, PR)
- … is primarily responsible for the maintenance and administration of Oriental Bank's Compliance Monitoring & Testing , Review and Training Plans. Active ... Testing or Reviews Tracking System. + Assist the Compliance Director or designee to update the...federal regulatory exams, external and internal audits. + Supervise Monitoring & Testing employees. Carry out supervisory… more
- Capital One (Plano, TX)
- …mitigate the risk of the applicable requirements and are operating as intended. The Compliance Testing Director is responsible for assuring testing ... Plano 5 (31065), United States of America, Plano, Texas Director , Regulatory Compliance Testing The...+ At least 5 years of financial services consumer compliance monitoring experience + At least 5… more
- City of New York (New York, NY)
- … of the Medical Division, DSNY seeks to recruit an experienced candidate to serve as Director of Drug and Alcohol Testing (DAT) for the entire agency. This role ... annually for employees of multiple city agencies and manages vendor contracts for additional testing as needed. The DAT Director supervises an internal team and… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Audit Director , FCC & Compliance (Hybrid) Capital One's Audit function is a dedicated group of ... all aspects of compliance and/or financial crimes compliance across the bank. A Director on...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of Consumer and… more
- Santander US (New York, NY)
- …of America The Senior Director , Model Validation for Santander US Compliance models (Transaction Monitoring , Sanctions Screening, Fraud Risk, etc) will be ... Senior Director , AML Compliance Model Validation New...Model Development and/or Validation of, Compliance , transaction monitoring , Below the Line testing , and Risk… more
- BMO Financial Group (New York, NY)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing . + Identifies enhancements to business ... Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the... compliance program. Coordinates and performs risk assessment, monitoring , testing and surveillance activities to ensure… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions… more
- CCSI INC (Rochester, NY)
- …the compliance audit and monitoring plan and conducting compliance audits for customers- testing operational effectiveness of key controls using a ... Compliance Director , Senior Consultant WFH Flexible * Rochester, NY (http://maps.google.com/maps?q=Rochester+NY+USA) * Consulting Job Type Full-time Description … more
- Grant Thornton LLP (New York, NY)
- …financial institutions of various types and sizes + Practical work experience involving compliance testing / monitoring , compliance audits, compliance ... As a Banking Compliance Risk Director , you will get...Scoping, Audit Work Program Development, Design Assessment, Operating Effectiveness Testing , Root Cause Analysis, Reporting, and Issue Validation +… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial Crimes Compliance ...solution oriented mindset + Experience with other Financial Crimes Compliance areas including internal testing , tracking, and… more
- Citigroup (Jersey City, NJ)
- …and in implementation of cost effective and technology enabled innovative solutions in compliance monitoring , testing , and reporting + Effective negotiation ... across all lines of defense and overseeing CIA activities ( testing and monitoring ) to assess the design...testing that provides regulators and stakeholders' insight into compliance trends, themes, issues, and root causes. + Developing… more
- Ankura (NY)
- …development and lead generation. + Conduct independent regulatory program reviews and Testing ; + Drafting BSA/AML compliance programs and developing training for ... including risk assessments, KYC, policies, procedures, internal controls, and transaction monitoring and watchlist systems; + Draft written compliance programs… more
- Walmart (Bentonville, AR)
- …with Walmart's external 3rd party lab partners in execution of the Product Safety and Compliance testing program. **You'll sweep us off our feet if ** + 5+ ... Position Summary What you'll do As the Director of Product Safety & Compliance ,...into and directing program development and execution; driving the monitoring of these programs across the organization; and proactively… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's policies ... Markets Equities and Equity Derivatives businesses; (2) taking reasonable steps to ensure compliance with all SEC, FINRA, and all other relevant SRO (eg Cboe)… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external… more
