- MUFG (Tempe, AZ)
- …ABC, AML, and Sanctions , Regional Financial Crimes Management Forum (RFCMF), and Global QA Working Groups. + Presenting at governance meetings on an ad hoc ... meet the established quality objectives set out within the Global FCC QA Methodology. + Maintaining and approving written...local Process Owners. + Escalating QA challenges to the Head of GFCD QA and, if applicable, the Americas… more
- HSBC (New York, NY)
- …risk undertaken by our lines of business. This role reports directly to the Managing Director , US Head of Financial Crime & BSA/AML Officer As our Director ... risk that includes fraud, money laundering, bribery and corruption, sanctions violations, terrorist financing, proliferation financing, export control violations and… more
- JPMorgan Chase (Tampa, FL)
- … and lead on the Trade & Working Capital Operations team, you will report to the Global Head of Trade and working Capital Services. In this role, you will be ... Trade & Working Capital Operations team as the Regional Head of Americas Operations, providing strategic oversight and functional...transactions for our clients. You will also influence a global team of ~100 professionals and will be accountable… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the ... Director , you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for...on specialized compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions . +… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- TD Bank (New York, NY)
- …colleagues. + Identify opportunities for alignment and streamlining. + Support the AVP, Head of TDS US FCRM in assessing changes to AML/ATF Laws, Rules and ... crime risk-related procedures. + Participate in the annual enterprise-wide AML/BSA/ Sanctions /ABAC risk assessment process. + Develop and deliver specialized AML/OFAC… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- Citigroup (Jacksonville, FL)
- …& ESPA as well as the CBNA Legal Vehicle. This position reports to the Global Functions Controls Testing Automation Head , within the Global Functions Control ... strategic and execution-oriented management position which along with Peers and the Global Functions Controls Testing Automation Head , is accountable for… more
- Citigroup (Tampa, FL)
- …position that reports to the ICRM Control Risk Assessment and Control Design (RACD) Head . This role is accountable for the design assessment of ) Key Controls, 2) ... Banking and International, 2) Financial Crimes (AML, Bribery, and Sanctions ), 3) Product / Function Compliance and Office of...closely with various stakeholders and senior managers at the Director or Managing Director levels. This dynamic… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- Scotiabank (New York, NY)
- …with governing regulations, internal policies and procedures. Under the supervision of the Director , Head of USD Funding Desk, this position supports the ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets (GBM) is a… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more