- MUFG (Tempe, AZ)
- …ABC, AML, and Sanctions , Regional Financial Crimes Management Forum (RFCMF), and Global QA Working Groups. + Presenting at governance meetings on an ad hoc ... meet the established quality objectives set out within the Global FCC QA Methodology. + Maintaining and approving written...local Process Owners. + Escalating QA challenges to the Head of GFCD QA and, if applicable, the Americas… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the ... Director , you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for...on specialized compliance work, such as Securities Disclosure and Global Financial Crimes Compliance including Sanctions . +… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more
- Citigroup (Jacksonville, FL)
- …& ESPA as well as the CBNA Legal Vehicle. This position reports to the Global Functions Controls Testing Automation Head , within the Global Functions Control ... strategic and execution-oriented management position which along with Peers and the Global Functions Controls Testing Automation Head , is accountable for… more
- SMBC (Jersey City, NJ)
- …team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As a Compliance ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...time). + Note: the CRA excludes financial crimes (AML, Sanctions , Fraud, and Bribery) risks as those risks are… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui… more