- US Bank (Minneapolis, MN)
- …in excess of $75MM, with average client assets above $100MM. The **Managing Director , Client Advisor (MDCA)** is the lead relationship manager and team coordinator ... and educated professionals. The MDCA reports directly to the Regional Managing Director for the region. The MDCA as generalist relationship manager and primary… more
- Citigroup (Washington, DC)
- …Managing specialized teams of Compliance professionals responsible for providing sanctions advisory to the Payments business. Responsible for the execution of ... reviews, document production, and issue responses. Reviewing and approving OFAC Administrative Subpoenas, Voluntary Self-Disclosures and relevant regulatory correspondence.… more
- Ankura (FL)
- …+ Serve as Subject matter Expert in the fields of AML / BSA / OFAC , and Consumer protection; + Interact with clients and prospects including business development and ... + Draft remediation plans for exam/audit findings and recommendations for Senior Director review and implementation; Requirements: + At least 10 years of related… more
- TD Bank (New York, NY)
- …enterprise-wide AML/BSA/Sanctions/ABAC risk assessment process. + Develop and deliver specialized AML/ OFAC training, as appropriate. + Serve as the single point of ... business area/function and the Bank, both internally and/or externally The AML Advisory job family consists of Global Anti-Money Laundering (GAML) teams that act… more
- Mizuho Corporate Bank (New York, NY)
- …control functions to ensure activities are coordinated.Work with IADA Vice President/ Director and corporate and compliance management to identify control issues and ... or special projects as may be directed by the Vice President or Director .Evaluate and provide timely feedback to team members regarding performance, provide hands on… more
- US Bank (Milwaukee, WI)
- …providing the Audit Committee and senior management with independent assurance and advisory services designed to evaluate and improve the effectiveness of risk ... Completing or assisting the Senior Audit Manager and Audit director in developing the risk-based audit plan. Includes identifying...requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act,… more