- Mizuho Corporate Bank (New York, NY)
- …Trading Systems Support Engineer! In this role, you'll be responsible for supporting the Equity Trading & Sales Trading desk. Responsibilities: + ... Support Equities Front Office Traders, Middle Office Users and Compliance on the trading floor + Monitor...banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and… more
- JPMorgan Chase (New York, NY)
- …field; advanced degree (MBA, CFA) preferred. + Minimum of 5 years of experience in equity trading , with a proven track record in a high touch environment. + ... **Job Summary:** The Vice President, High Touch Trading will be responsible for executing equity...clients. + Monitor market conditions and trends to inform trading decisions. + Collaborate with sales , research,… more
- New York Power Authority (White Plains, NY)
- …supply and demand analysis of one or more commodities in support of the trading function. Also manages all Long-Term customer sales , and revenue forecasting for ... Trading Operations & Settlements Analyst II Location: White...fuel purchasing and energy management. Includes supporting technical analysis, compliance , and billing and settlement activities. Manages and operates… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... decisions. + Manage trading inventories and generate trading revenues in compliance with limits and...Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... US treasuries and futures. In this role, you will interact directly with trading , quantitative, compliance and risk, and IT functions to deliver new trading … more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Director, Mortgage Trading **Requisition ID:** 208215 **Salary Range:** 300,000.00 -...from loss and/or exposure to unnecessary risks through strict compliance with applicable policies and regulations as applicable +… more
- Wells Fargo (New York, NY)
- …The Lead Specialty Software Engineer will be a part of the Repo/Collateral Trading Technology Practice. Learn more about the career areas and lines of business ... principals and design patterns + Work directly with Business Analysts, Traders, Sales & Operations personnel, to clearly understand requirements + Create thorough… more
- CIBC (New York, NY)
- …years of experience in Legal, Compliance and/or Regulatory covering Equities and Equity Derivatives Sales and Trading Desks; + Subject matter expertise ... to CIBC's US Capital Markets Equity and Equity Derivatives sales and trading ...+ Providing ongoing Compliance advisory services to sales and trading personnel within US Capital… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Provide day-to-day compliance support for equities securities trading and sales businesses by advising on...the businesses. + Communicate with sales and trading management and US Compliance personnel on… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... traders in managing and hedging all market risk on US books + Analyzes & summarizes equity vol market activity as requested by Sales & by Senior Management +… more
- Citigroup (San Francisco, CA)
- …clients in defining and implementing Derivatives / Synthetic transactions across the Equity products ecosystem. The AVP Salesperson also serves as an intermediary in ... trading for clients. The overall objective of this role...initiatives for automation and improvement + Refine and implement sales /marketing strategy to improve Citi's client footprint and maximize… more
- TD Bank (New York, NY)
- …within our GM US Equities franchise including ADR, US Equities Cash and Options, US Sales , Cross Asset Trading , Institutional Equity Research Sales , as ... applicability of Firm policies to trading and sales activities in coordination with Compliance or...access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment… more
- Atria Wealth Solutions (San Diego, CA)
- …GTC orders due to corporate actions. + Run concentration report monthly, and forward to Compliance Manager. + Complete the time & sales portion of the OATS ... efficiencies in their practices. We are looking for an Equity Trader / Specialist to responsible for the placing...information, and stock quotes to advisors. + Review intraday trading notifications for possible trade problems such as wrong… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role **Job Description:** The VP Sales and Trading TDS develops an institutional investor base in the US to ... decisions + Develops and maintains contacts + Responsible for executing the ongoing trading exception report reviews for Money Markets Sales NY + Understands… more
- Portland General Electric (Tualatin, OR)
- …and meeting renewable energy targets while reducing carbon emissions. Day-Ahead & Term Trading conduct purchase and sales transactions to increase margin and ... understanding of the impacts of environmental products around hedging and trading activities is essential. Responsible for interacting with the market participants… more
- BlackRock (San Francisco, CA)
- …concepts are a plus **Qualifications** . 2-8 years of relevant global algorithmic equity trading or electronic trading systems experience preferred . ... tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity , and multi-asset. We deliver world-class service to all of our… more
- PNC (Houston, TX)
- …position. **Preferred Skills** Client Relations, Corporate Finance, Decision Making, Equity Trading Systems, Financial Accounting, Investments, Investment ... Financial Analysis, Financial Engineering, Financial Services Industry, Knowledge Of Customers, Sales Function, Trading **Work Experience** Roles at this level… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... in compliance applicable to broker-dealer internal inspections, institutional trading & sales , investment banking, commercial banking, investment management,… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... Compliance team to support the US and Canadian trading businesses. + Work closely with global teams on...Scotiabank's Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and… more
- S&P Global (New York, NY)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... overcome their complex business challenges. The team is competitive, sales focused, energetic, and intellectually curious. **Responsibilities and Impact:** Seeking… more