- MetLife (Tampa, FL)
- …team. The Senior Auditor is responsible for performing audits of financial , operational , and compliance risk management as well as legal management ... of Microsoft Office suite * Understand key audit principles and methodology * Experience in model risk , operational risk , compliance risk , or legal… more
- Bank of America (Charlotte, NC)
- …Process Analysis + Written Communications **Business Unit Overview:** Chief Financial Officer Compliance and Operational Risk (CFO COR) seeks to deliver ... CFO Compliance and Operational Risk ...CFO Compliance and Operational Risk Specialist Charlotte, North Carolina...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- American Express (New York, NY)
- …have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, and ... business areas including integrated audits that consider financial , operational , compliance and technology risk . + Effectively coach, teach, mentor… more
- Wells Fargo (New York, NY)
- …achievement. **Required Qualifications:** + 8+ years Risk Management ( Compliance , Financial Crimes, Operational Risk , Audit, Legal, Credit Risk , ... for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively… more
- CARMAX (Richmond, VA)
- …risk -based audits and other reviews of processes and controls across financial , operational , compliance , and other risk areas. This role requires an ... risk assessments to identify key areas of risk ( financial , compliance and operational ) + Designing and executing appropriate procedures to address… more
- Wells Fargo (Minneapolis, MN)
- …**Required Qualifications:** + 5+ years of Risk Management experience ( Compliance , Financial Crimes, Operational Risk , Audit, Legal, Credit Risk , ... for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively… more
- TIAA (Frisco, TX)
- …the execution of detailed programs for audits, the review of financial , operational , compliance and risk systems, processes and procedures to determine ... job works on problems of diverse scope performing complex financial , operational and integrated audits of the...6IC **Required Experience:** + 1+ years of internal audit, compliance or risk management experience **Preferred… more
- The Clorox Company (Alpharetta, GA)
- …the goals and performance objectives of internal customers, and consider operational , compliance , and financial risk . + Lead the overall performance of ... identification and mitigation of a wide range of business, financial , technology, compliance , and operational ...audit expertise to promote and instill a culture of risk management and compliance which embraces industry… more
- Citigroup (New York, NY)
- …control **Qualifications:** + 10+ years of experience in financial services, operational or enterprise risk management, compliance or other control ... and material risk inventory process for the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work… more
- TIAA (Frisco, TX)
- …preparation of detailed programs for audits, the review of complex financial , operational , compliance and risk systems, processes and procedures to ... of diverse scope performing highly confidential and/or complex financial , operational and integrated audits using the organization's risk based internal… more
- Bank of America (Newark, DE)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; ... job is responsible for executing second line of defense compliance and operational risk oversight...operational risk oversight for Global Markets Risk and Financial Risk . Key… more
- TEKsystems (Charlotte, NC)
- …Consumer LOB, Change Management, Corporate Audit, Global Financial Crimes Compliance , Operational Risk , Shared Services Operations, and numerous ... of Business (LOBs). In addition, the team consults and provides support on regulatory risk and remediation initiatives. Business partners include AML Operations,… more
- Citigroup (Wilmington, DE)
- …Credit risk management (eg wholesale credit, retail credit) + Non- Financial risk management (eg Operational , Compliance ) is a plus + Strong knowledge ... in the monitoring and reporting process. **Qualifications:** + 6- 10 years of financial industry experience including risk management and financial planning… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... job is responsible for executing second line of defense compliance and operational risk oversight...personnel and other internal departments, such as Legal, Operations, Financial Crimes Compliance , and Regulatory Reporting. *… more
- Bank of America (New York, NY)
- Compliance and Operational Risk ...are guided by a common purpose to help make financial lives better through the power of every connection. ... offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the...job is responsible for executing second line of defense compliance and operational risk oversight… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... help make financial lives better through the power of every connection....the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and… more
- USAA (Charlotte, NC)
- …of what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Senior Analyst to work a ... At USAA, we have an important mission: facilitating the financial security of millions of US military members and...with applicable rules, regulations, policies, and procedures. The Enterprise Compliance and Operational Risk Testing… more
- Bank of America (Dallas, TX)
- Compliance and Operational Risk ...are guided by a common purpose to help make financial lives better through the power of every connection. ... Specialist - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Plano, Texas **Job Description:** At… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk ...are guided by a common purpose to help make financial lives better through the power of every connection. ... offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the...job is responsible for executing second line of defense compliance and operational risk oversight… more
- Bank of America (Chicago, IL)
- Compliance and Operational Risk ...are guided by a common purpose to help make financial lives better through the power of every connection. ... offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the...job is responsible for executing second line of defense compliance and operational risk oversight… more