- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic ... advisor to the Chief Information Officer ("CIO") providing decision support through financial ...leaders in order to incorporate corporate directives into the financial plans. Work closely with Enterprise Technology Senior… more
- Florida SouthWestern State College (Fort Myers, FL)
- Florida SouthWestern State College is accepting resumes in search of a Senior Student Financial Services Officer to join our team of exceptional employees. ... operations and demonstrates a thorough understanding of these responsibilities. The Senior SFS Officer provides processing support and disseminates information… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Nov 22, 2024 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... by different business and support units across Popular to the Regulatory and Financial Compliance Division. The role requires completion of a thorough analysis… more
- Citigroup (Tampa, FL)
- Serves as a compliance conduct risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... in compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination… more
- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically ... compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,...a related field. + 12+ years of experience in compliance within the investment management or financial … more
- JPMorgan Chase (Tampa, FL)
- …quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our global/regional Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...Sanctions preferred but not required + Experience in the financial services industry is preferred JPMorganChase, one of the… more
- Citigroup (Irving, TX)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position within the US Personal Bank Cards line of businesses ... procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. The overall objective… more
- PNC (Pittsburgh, PA)
- …an opportunity to contribute to the company's success. As a Chief Operating Officer within PNC's Risk Management Enterprise Compliance Programs organization, you ... policies and procedures to ensure alignment. + Communicates and socializes compliance program objectives to senior business partners. Independently challenges… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... in compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination… more
- Banco Popular Puerto Rico (San Juan, PR)
- Date: Nov 6, 2024 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description * This position requires ... support to business and support units in managing complaint trends or regulatory compliance issues identified as a result of complaint analysis by ensuring proper… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Operational Excellence, Governance & Controls (OEGC) team as part of ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- City of New York (New York, NY)
- …to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior stakeholders. Makes recommendations based on these ... Program Officer , with wide latitude for independent judgment and decision-making, the Senior Advisor to the Chief Program Officer and Director of Strategic… more
- Truist (Charlotte, NC)
- …including Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis ... leadership summarizing issues and communicating solutions. + Work closely with AFR Senior Leadership to provide financial support and complete other assigned… more
- Ohio University (Athens, OH)
- …and sport program units. Represents the department at University-wide CFAO and other financial related meetings scheduled by senior leaders as directed by the ... and safeguard financial assets of the department. Manages and sets financial policies and procedures. Ensures compliance with institutional control by… more
- Truist (Atlanta, GA)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- International Rescue Committee (New York, NY)
- …Technical Unit (LSTU) and reports to the US Legal Services Director. The Senior Officer provides operational oversight related to legal services contracts and ... Requisition ID: req55989 Job Title: Senior Contracts and Grants Officer Sector:...+ Lead training for local programs on contract and financial compliance for nationally-managed legal services funding.… more
- UT Health (Houston, TX)
- Senior Gift Assurance Officer in the Office of Development **Location:** Texas Medical Center-Houston, Texas **Hot** **Category:** Accounting/Finance UTHealth ... 240002D3 **Position Summary:** UTHealth Houston is looking for a Senior Gift Assurance Officer to work in...this job. You will also regularly review and analyze financial information, identify/correct issues, and create spending plans with… more
- Bank of America (Chicago, IL)
- Senior Information Security Officer Denver, Colorado;Chicago, Illinois **Job Description:** At Bank of America, we are guided by a common purpose to help make ... financial lives better through the power of every connection....to make a difference. Join us! **Job Description** The Senior Information Security Officer will be a… more