- Christus Health (Lake Charles, LA)
- …programs as needed to comply with diverse healthcare laws or regulations.Monitors regulatory compliance of all healthcare practices in preparation for external ... effective supervision of nursing activities of assigned area(s). Assists management of financial and human resources to ensure services meet established quality… more
- Charles Schwab (Heritage Hills, CO)
- …integration and continuous delivery concepts and frameworks Experience in the Financial Services industry. Google Professional, AWS Solutions Architect, Azure ... efforts in alignment with the broader Data Strategy, while maintaining adherence to Compliance , and Regulatory standards. You will work closely with a team… more
- Unitil (Hampton, NH)
- …10% Financial Compliance Filings: Prepare the filing of periodic financial regulatory compliance materials. Monitor internal quarterly reporting and ... impact of various department proposals into the cost of service calculation. Develops analyses that will support filings in...the regulatory process of trackers and other regulatory financial filings to obtain rate changes… more
- SMBC (Jersey City, NJ)
- … Financial Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance , Governance, Legal, or related department, ... and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance.… more
- Wells Fargo (Tempe, AZ)
- …in regulatory reporting and testing. + Knowledge and understanding of financial services industry: compliance , risk management, or audit operations. ... market risk, business process management) or 2+ years of financial services industry experience. + 2+ years...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ),… more
- M&T Bank (Buffalo, NY)
- …business, Technology, Banking Services and Finance to ensure compliance with FDIC and other regulatory requirements. **Managerial/Supervisory ... industry with 3 years management experience. + Strong knowledge of financial principles AND regulatory & compliance agencies/issues related to the banking… more
- Wells Fargo (West Des Moines, IA)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... in Agile methodology + SIE Certifications + CRCM (Certified regulatory compliance manager) **Program Date:** Begins summer...suite of products + Knowledge and/or experience in the financial services industry + Demonstrated interest and/or… more
- Guidehouse (San Antonio, TX)
- …the quality of service delivery for projects in which Guidehouse conducts financial crime and regulatory compliance related reviews and investigations on ... **Travel Required** **:** Up to 10% **Clearance Required** **:** None ** Financial Crimes Compliance Analyst** _Opportunities available for Analysts and… more
- KPMG (Washington, DC)
- …seminars Qualifications: + Minimum of five years of recent and applicable work experience in financial services regulatory compliance with a focus on ... Responsibilities: + Assist banking and non-banking financial services clients (payment processors, FinTech's, lenders, money service...eight years of recent and relevant financial services consumer compliance regulatory work… more
- KPMG (Chicago, IL)
- …of proposals and thought leadership Qualifications: + Minimum three year of recent experience in financial services regulatory compliance with a focus in ... practice. Responsibilities: + Assist banking and non-banking financial services clients (payment processors, FinTech's, lenders, money service business… more
- Robert Half Finance & Accounting (Washington, DC)
- …team on tracking organizational performance against strategic goals * Oversee the organization's financial regulatory compliance with agencies such as the ... Internal Revenue Service * Managing the preparation and presentation of financial reports, projections and analyses to the executive team, Board and other… more
- The Road Home (Salt Lake City, UT)
- … operations of The Road Home's Permanent Supportive Housing (PSH) entities, ensuring financial accuracy, regulatory compliance , and effective financial ... data visualizations to provide clear insights into financial performance. + Ensure compliance with GAAP and regulatory requirements in all reporting. 2. Cash… more
- Wipfli LLP (Eau Claire, WI)
- …department, business line, and functional partners to ensure effective execution of the financial institution's regulatory compliance program + Provide ... environment. Responsibilities: + Provide pro-active and on-going consultation regarding regulatory compliance risk assessment, remediation, monitoring, research,… more
- M&T Bank (Clanton, AL)
- …an articulate and professional manner to a diverse audience. + Demonstrated knowledge of financial principles and regulatory & compliance issues related to ... across the enterprise with respect to broad and emerging regulatory compliance issues and their impact to...+ Evaluate and advise on new/revised products, technologies, and services from a compliance risk perspective. +… more
- Wells Fargo (Minneapolis, MN)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... as part of **Investment Solutions - Product and Advisory Services Compliance .** Learn more about the career...change + Develop, oversee, and provide expert business and regulatory compliance functional knowledge + Provide … more
- Insight Global (Los Angeles, CA)
- …relevant authoritative best practices - Oversee and manage a team that provides financial and regulatory compliance support, which includes filings, audits, ... sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls. This person will… more
- Wells Fargo (Charlotte, NC)
- … regulatory authorities + 7+ years of experience in a financial service firm with broker dealer regulatory reporting experience + Strong knowledge and ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (Addison, TX)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... automated controls in scope for financial and regulatory reporting + Assessing compliance with Well...+ Validate and provide credible challenge to identified shared services , third-party service providers, and significant applications… more
- Wells Fargo (Irving, TX)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... direction to the business on developing corrective action plans and effectively managing regulatory change + Provide regulatory compliance risk expertise and… more
- SMBC (New York, NY)
- …**Qualifications and Skills** * Minimum of 5-10 years' experience in financial services , compliance or regulatory experience, or related experience with ... 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
