- Lincoln Financial Group (Radnor, PA)
- …#:** 73197 **The Role at a Glance** As the Financial Services Sales Representative , you will build and maintain business relationships with advisors who market our ... sales support tools, marketing ideas, etc.) to assigned Advisors, Registered Representatives, Brokers and/or Plan Sponsor/Participants. + Building and maintaining… more
- Vanguard (Scottsdale, AZ)
- …our investors, join our team of "crew" as a Client Service Excellence Representative . At Vanguard, we believe in supporting our "crew" personally through all life ... call in to Vanguard. As a Client Service Excellence Representative , you will: + Respond to a wide range...like onboarding new clients to supporting them through their retirement . + Maintain strong performance metrics. + Increase functional… more
- Foresters Financial Services (Dublin, OH)
- …Dublin, Ohio Apply Description What we need: This role supports the Registered Financial Services Sales Representative 's business with day-to-day administrative ... of support is dictated by whether the incumbent is FINRA licensed. + As directed by the representative...services including Mutual Funds, Annuities and Life Insurance, + Retirement products including IRAs and 403(b)s + College funding… more
- Atria Wealth Solutions (Marion, IN)
- …Credit Union and registered through CUSO Financial Services, LP (CFS). Member FINRA /SIPC. CFS is a broker/dealer and Registered Investment Advisor with a ... area. Are you interested in helping people accomplish their retirement goals and making a positive impact? Do you...learn more about CFS, please visit www.cusonet.com. CFS (Member FINRA /SIPC) is a broker-dealer and Registered Investment… more
- Atria Wealth Solutions (Riverside, CA)
- …Tulare counties. EOE ** Representatives are employed by Wescom Credit Union and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... meet their long-term financial goals. Provide advice and guidance regarding retirement planning, college funding, long-term investing the members' financial health.… more
- Atria Wealth Solutions (Pasco, WA)
- …CUSO Financial Services, LP. + Job Experience: Minimum of three years licensed registered representative sales experience required or proven ability in a related ... Credit Union is seeking a Financial Advisor to provide retirement and investment services to its member base in...**Representatives are employed by Spokane Teachers Credit Union and registered through CFS (Member FINRA / SIPC… more
- Atria Wealth Solutions (Austin, TX)
- …Credit Union and registered through CUSO Financial Services, LP (CFS). Member FINRA /SIPC. CFS is a broker/dealer and Registered Investment Advisor with a ... their members. To learn more about CFS, please visit www.cusonet.com. CFS (Member FINRA /SIPC) is a broker-dealer and Registered Investment Advisor with a stable… more
- Atria Wealth Solutions (Kaysville, UT)
- …CUSO Financial Services, LP. visit www.cusonet.com. EOE Relevant Word Search: Registered Representative , Advisor, Adviser, Certified Financial Planner, CFP, ... organizational and communication skills Investment Sales Assistants are employed and may be registered through CFS (Member FINRA /SIPC). To learn more about… more
- Atria Wealth Solutions (Leavenworth, KS)
- …about CUSO Financial Services, LP. visit www.cusonet.com. Relevant Word Search: Registered Representative , Advisor, Adviser, Certified Financial Planner, CFP, ... union + Certified Financial Planner (CFP) designation preferred EOE **Representatives are employed and registered through CFS (Member FINRA /SIPC). To learn more… more
- Atria Wealth Solutions (San Francisco, CA)
- …Financial Planner (CFP) designation preferred EOE **Representatives are employed by and registered through CFS (Member FINRA /SIPC). To learn more about CUSO ... is seeking a Financial Advisor to provide investment and retirement planning services for its members in the San...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Atria Wealth Solutions (Carthage, NY)
- …and work ethic requiring minimum supervision EOE **Representatives are employed by and registered through CFS (Member FINRA / SIPC (http://www.sipc.org/) ). To ... building upon an already established wealth management program. This role requires a FINRA series 7 licensed candidate who possesses the drive and passion to deliver… more
- Atria Wealth Solutions (Plano, TX)
- …the top financial institutions throughout the country. **Representatives are employed and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... is seeking a Financial Advisor to provide investment and retirement planning services for its members in the Plano,...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Atria Wealth Solutions (Fort Worth, TX)
- …the top financial institutions throughout the country. **Representatives are employed and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... is seeking a Financial Advisor to provide investment and retirement planning services for its members in the Fort...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Guardian Life (Columbus, OH)
- …office inspections using risk-based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. ... + Broad knowledge of the financial services industry and FINRA , SEC and State rules and regulations along with...(inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an… more
- Atria Wealth Solutions (Riverside, CA)
- …and Spanish speaking, preferred but not required EOE **Representatives are employed and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... assume responsibility for an existing book of business and provide investment and retirement planning services for its members in the Riverside, CA area Altura… more
- Atria Wealth Solutions (Los Angeles, CA)
- …and work ethic requiring minimum supervision. EOE **Representatives are employed by and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... Financial Services, LP (CFS) is seeking a Licensed Financial Advisor to provide retirement and investment services for members of Los Angeles Police Federal Credit… more
- Atria Wealth Solutions (Philadelphia, PA)
- …and work ethic requiring minimum supervision. EOE **Representatives are employed by and registered through CFS (Member FINRA / SIPC (http://www.sipc.org/) ). To ... Credit Union is seeking a Financial Advisor to provide retirement and investment services to its member base in...quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of… more
- Atria Wealth Solutions (Pembroke Pines, FL)
- …financial institutions throughout the country. EOE ** Representatives are employed by and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... place either monthly, quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of the public to… more
- Atria Wealth Solutions (Houston, TX)
- …and work ethic requiring minimum supervision EOE **Representatives are employed and registered through CFS (Member FINRA (http://www. finra .org/) / SIPC ... place either monthly, quarterly and/or yearly depending on client needs established by Representative . + Remains visible to the appropriate segments of the public to… more
- Jackson National Life Insurance Company (Nashville, TN)
- …potential clients within the institutional market segment. + Acts as a representative in the industry and builds strong, collaborative partnerships across the ... institutional retirement space, including with recordkeepers, middleware providers, fintechs, ...Management, LLC (JNAM) located in Chicago, Illinois, is an SEC- registered investment adviser and Jackson subsidiary. Annuities are distributed… more